-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HCeIFTkLrObqp0+Lt1qdZ0pMFBmuE91LO0HP8G/WjkC0HF5PD1r1rsDbZthZ24QA qU1qZJ/+PaqzmWPJb5Cjdg== <SEC-DOCUMENT>0000950144-97-001131.txt : 19970221 <SEC-HEADER>0000950144-97-001131.hdr.sgml : 19970221 ACCESSION NUMBER: 0000950144-97-001131 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOOKS A MILLION INC CENTRAL INDEX KEY: 0000891919 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 630798460 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43790 FILM NUMBER: 97524975 BUSINESS ADDRESS: STREET 1: 402 INDUSTRIAL LN CITY: BIRMINGHAM STATE: AL ZIP: 35211 BUSINESS PHONE: 2059423737 MAIL ADDRESS: STREET 1: 402 INDUSTRIAL LANE CITY: BIRMINGHAM STATE: AL ZIP: 35211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANDERSON CLYDE B CENTRAL INDEX KEY: 0000901449 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: BOOKS A MILLION INC STREET 2: 402 INDUSTRIAL LANE CITY: BIRMINGHAM STATE: AL ZIP: 35211 BUSINESS PHONE: 2059423737 MAIL ADDRESS: STREET 1: BOOKS A MILLION INC STREET 2: 402INDUSTRIAL LANE CITY: BIRMING STATE: AL ZIP: 35211 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13G/A <SEQUENCE>1 <DESCRIPTION>BOOKS-A-MILLION, INC. <TEXT> <PAGE> 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------ SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) BOOKS-A-MILLION, INC. ----------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE PER SHARE ----------------------------------------- (Title of Class of Securities) 098570-10-4 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See rule 13d-1(a) for other parties to whom copies are to be sent. (Continued on following pages.) <PAGE> 2 <TABLE> <CAPTION> CUSIP NO. 098570-10-4 13G PAGE 2 OF 5 PAGES <S> <C> (1) NAMES OF REPORTING PERSON: CLYDE B. ANDERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [ ] (B) [ ] ------------------------------------------------------------------------- (3) SEC USE ONLY ------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA ------------------------------------------------------------------------- (5) SOLE VOTING POWER 1,934,300 NUMBER OF SHARES ------------------------------------------------------------ BENEFICIALLY (6) SHARED VOTING POWER 100,000 OWNED BY EACH ------------------------------------------------------------ REPORTING (7) SOLE DISPOSITIVE POWER 1,934,300 PERSON WITH ------------------------------------------------------------ (8) SHARED DISPOSITIVE POWER 100,000 ------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 2,034,300 ------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES [ ] ------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 11.7% ------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON: IN ------------------------------------------------------------------------- </TABLE> <PAGE> 3 ITEM 1(a). NAME OF ISSUER: Books-A-Million, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 402 Industrial Lane Birmingham, Alabama 35211 ITEM 2(a) NAME OF PERSON FILING: Clyde B. Anderson ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 402 Industrial Lane Birmingham, Alabama 36211 ITEM 2(c). CITIZENSHIP: United States of America ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $.01 par value per share ITEM 2(3). CUSIP NUMBER: 098570-10-4 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act, (b) [ ] Bank as defined in Section 3(a)(6) of the Act, (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (d) [ ] Investment Company registered under Section 8 of the Investment Company Act, (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); see Item 7, (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H). Not applicable. 3 <PAGE> 4 ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 2,034,300 (b) Percent of class: 11.7% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,934,300 (ii) Shared power to vote or to direct the vote: 100,000 (iii) Sole power to dispose or to direct the disposition of: 1,934,300 (iv) Shared power to dispose or to direct the disposition of: 100,000 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following box. / / ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. Not Applicable. [Signature appears on following page.] 4 <PAGE> 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2-3-97 ------------------------------------- (Date) /s/ Clyde B. Anderson ------------------------------------- (Signature) Clyde B. Anderson President and Chief Executive Officer ------------------------------------- (Name/Title) 5 </TEXT> </DOCUMENT> </SEC-DOCUMENT> -----END PRIVACY-ENHANCED MESSAGE-----