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FIRST FINANCIAL EQUITY CORPORATION
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Filings
Date Filed
Type
Description
03/31/2022
MA-I/A
Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
03/31/2022
MA-I/A
Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
03/31/2022
MA-I/A
Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
03/31/2022
MA-W
Form MA-W - Notice of Withdrawal from Registration as a Municipal Advisor:
02/28/2022
X-17A-5
Form X-17A-5 - FOCUS Report:
01/14/2022
MA-A
Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
12/29/2021
MA-A
Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
08/16/2021
MA/A
Form MA/A - Municipal Advisor Registration for Business Entities: [Amend]
07/23/2021
MA-I/A
Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
07/23/2021
MA-I/A
Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
04/16/2021
MA-A
Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
03/03/2021
X-17A-5/A
Form X-17A-5/A - FOCUS Report: [Amend]
02/25/2021
X-17A-5
Form X-17A-5 - FOCUS Report:
09/03/2020
MA-A
Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
02/26/2020
X-17A-5
Form X-17A-5 - FOCUS Report:
04/10/2019
X-17A-5
Form X-17A-5 - FOCUS Report:
04/05/2018
MA-I/A
Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
04/02/2018
X-17A-5
Form X-17A-5 - FOCUS Report:
05/16/2017
13F-HR
Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
03/15/2017
X-17A-5
Form X-17A-5 - FOCUS Report
03/17/2016
X-17A-5
Form X-17A-5 - FOCUS Report
03/15/2013
X-17A-5
Form X-17A-5 - FOCUS Report
03/29/2011
X-17A-5
Form X-17A-5 - FOCUS Report
06/25/2010
X-17A-5/A
Form X-17A-5 - FOCUS Report [amend]
03/02/2010
X-17A-5
Form X-17A-5 - FOCUS Report
04/27/2009
X-17A-5
Form X-17A-5 -- FOCUS Report
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