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FIRST FINANCIAL EQUITY CORPORATION Create: Alert

All | News | Filings
Date FiledTypeDescription
03/31/2022 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
03/31/2022 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
03/31/2022 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
03/31/2022 MA-W Form MA-W - Notice of Withdrawal from Registration as a Municipal Advisor:
02/28/2022 X-17A-5 Form X-17A-5 - FOCUS Report:
01/14/2022 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
12/29/2021 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
08/16/2021 MA/A Form MA/A - Municipal Advisor Registration for Business Entities: [Amend]
07/23/2021 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
07/23/2021 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
04/16/2021 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
03/03/2021 X-17A-5/A Form X-17A-5/A - FOCUS Report: [Amend]
02/25/2021 X-17A-5 Form X-17A-5 - FOCUS Report:
09/03/2020 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
02/26/2020 X-17A-5 Form X-17A-5 - FOCUS Report:
04/10/2019 X-17A-5 Form X-17A-5 - FOCUS Report:
04/05/2018 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
04/02/2018 X-17A-5 Form X-17A-5 - FOCUS Report:
05/16/2017 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
03/15/2017 X-17A-5 Form X-17A-5 - FOCUS Report
03/17/2016 X-17A-5 Form X-17A-5 - FOCUS Report
03/15/2013 X-17A-5 Form X-17A-5 - FOCUS Report
03/29/2011 X-17A-5 Form X-17A-5 - FOCUS Report
06/25/2010 X-17A-5/A Form X-17A-5 - FOCUS Report [amend]
03/02/2010 X-17A-5 Form X-17A-5 - FOCUS Report
04/27/2009 X-17A-5 Form X-17A-5 -- FOCUS Report

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