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HIGHBURY FINANCIAL INC (HBRF) Create: Alert

All | News | Filings
Date FiledTypeDescription
04/16/2010 4 Form 4 - Statement of changes in beneficial ownership of securities
04/16/2010 4 Leary Theodore Moreau Jr. (Director) has filed a Form 4 on HIGHBURY FINANCIAL INC
04/16/2010 4 Riordan Aidan J (CEO Aston Asset Management LLC) has filed a Form 4 on HIGHBURY FINANCIAL INC
04/16/2010 4 AMMIDON HOYT JR (CEO Aston Asset Management LLC) has filed a Form 4 on HIGHBURY FINANCIAL INC
04/16/2010 4 Dillenburg Gerald (CEO Aston Asset Management LLC) has filed a Form 4 on HIGHBURY FINANCIAL INC
04/16/2010 4 BILTON STUART D (CEO Aston Asset Management LLC) has filed a Form 4 on HIGHBURY FINANCIAL INC
Txns: Acquired 1,671,480 shares @ $0
Disposed/sold 1,671,480 shares @ $0
Acquired 371 convertible preferred @ $0
04/15/2010 4 Cameron R Bruce (Chairman) has filed a Form 4 on HIGHBURY FINANCIAL INC
04/15/2010 4 Foote Richard S (President and CEO) has filed a Form 4 on HIGHBURY FINANCIAL INC
04/15/2010 4 Forth R Bradley (EVP, CFO, Secretary) has filed a Form 4 on HIGHBURY FINANCIAL INC
04/15/2010 15-12G Form 15-12G - Securities registration termination [Section 12(g)]
04/15/2010 8-K Quarterly results
03/29/2010 8-K Form 8-K - Current report
03/26/2010 10-K Annual Report for the period ended December 31, 2009
03/17/2010 EFFECT Form EFFECT -
03/15/2010 POS AM Form POS AM - Post-Effective amendments for registration statement
02/16/2010 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/05/2010 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
01/28/2010 425 Form 425 - Prospectuses and communications, business combinations
01/28/2010 8-K Form 8-K - Current report
01/26/2010 SC 13G/A TALON ASSET MANAGEMENT, LLC reports a 8.6% stake in Highbury Financial Inc.
01/26/2010 15-12G Form 15-12G - Securities registration termination [Section 12(g)]
01/22/2010 8-K Other Events, Financial Statements and Exhibits
Docs: "Highbury Financial Inc. Announces Suspension of Units and Warrants DENVER, CO, January 22, 2010 - Highbury Financial Inc. today announced that it has been advised by the Financial Industry Regulatory Authority that the Highbury units , each consisting of one share of common stock of Highbury and two warrants, each warrant to purchase one share of common stock of Highbury , and the Warrants have been suspended from the OTCBB. The Units and Warrants have been suspended from the OTCBB due to the expiration of the Warrants which will occur at 5 p.m. New York City time on January 25, 2010. As a result, there will be no purchases of Units after such suspension and any beneficial owner of Units seeking to execute a sale transaction must instruct his or her broker to instruct the record owner of ..."
01/15/2010 SC 13G/A Form SC 13G - Statement of acquisition of beneficial ownership by individuals [amend]
12/24/2009 SC 13D/A Form SC 13D - General statement of acquisition of beneficial ownership [amend]
12/22/2009 SC 13D/A Form SC 13D - General statement of acquisition of beneficial ownership [amend]
12/22/2009 SC 13D Form SC 13D - General statement of acquisition of beneficial ownership
12/21/2009 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits
Docs: "Agreement, among Highbury Financial Inc., Peerless Systems Corporation and Timothy E. Brog",
"Highbury Financial Inc. Announces End of Proxy Contest; Peerless to Vote in Favor of Merger with AMG DENVER, CO, December 21, 2009 - Highbury Financial Inc. announced today that it has entered into an agreement with Peerless Systems Corporation and Timothy E. Brog which will end Peerless’ proxy contest to elect Timothy Brog to Highbury’s board of directors at the 2009 annual meeting of Highbury stockholders and will end Peerless’ support of two non-binding stockholder resolutions. Peerless owns 3,070,355 shares of Highbury common stock, representing 20.4% of the outstanding shares. Under the agreement, Peerless and Mr. Brog will cease all of their proxy solicitation efforts with respect to the 2009 annual meeting of Highbury stockholders, will not vote any proxies obtained by them at the ..."
12/21/2009 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
12/21/2009 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
12/16/2009 SC 13D/A Anderson Kenneth C has filed a Schedule 13D for Highbury Financial Inc.
12/15/2009 SC 13D/A HIGHBURY FINANCIAL INC has filed a Schedule 13D for to Highbury Financial Inc.
12/15/2009 SC 13D/A Cameron R Bruce has filed a Schedule 13D for Highbury Financial Inc.
12/14/2009 425 Form 425 - Prospectuses and communications, business combinations
12/14/2009 425 Form 425 - Prospectuses and communications, business combinations
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