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ROCHE FINANCE LTD Create: Alert

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Date FiledTypeDescription
02/13/2023 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/13/2023 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
01/26/2023 4 ROCHE HOLDING LTD (10% Owner) has filed a Form 4 on Jasper Therapeutics, Inc.
Txns: Sold 75,000 shares @ $1.89, valued at $141.8k
02/14/2022 SC 13G/A ROCHE FINANCE LTD reports a 1.1% stake in Tempest Therapeutics, Inc.
02/14/2022 SC 13G/A ROCHE FINANCE LTD reports a 4.4% stake in Vaxcyte, Inc.
02/14/2022 SC 13G ROCHE FINANCE LTD reports a 9% stake in Entrada Therapeutics, Inc.
02/14/2022 SC 13G/A ROCHE FINANCE LTD reports a 4.8% stake in Allakos Inc.
02/14/2022 SC 13G/A ROCHE FINANCE LTD reports a 5.8% stake in Eloxx Pharmaceuticals, Inc.
11/04/2021 4 ROCHE HOLDING LTD (10% Owner) has filed a Form 4 on Entrada Therapeutics, Inc.
Txns: Converted 2,495,385 shares @ $0
Converted 318,140 shares @ $0
Converted 2,495,385 preferred shares @ $0
Converted 318,140 preferred shares @ $0
10/28/2021 3 ROCHE HOLDING LTD (10% Owner) has filed a Form 3 on Entrada Therapeutics, Inc.
10/04/2021 3 Form 3 - Initial statement of beneficial ownership of securities:
10/04/2021 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
06/14/2021 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
03/02/2021 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/16/2021 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
02/16/2021 SC 13G ROCHE FINANCE LTD reports a 8.1% stake in Aligos Therapeutics, Inc.
02/16/2021 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
02/16/2021 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
02/16/2021 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/16/2021 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/16/2021 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
07/23/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/16/2020 3 Form 3 - Initial statement of beneficial ownership of securities:
03/17/2020 SC 13G/A ROCHE FINANCE LTD reports a 6.2% stake in Millendo Therapeutics, Inc.
12/17/2018 SC 13G ROCHE FINANCE LTD reports a 5.9% stake in Millendo Therapeutics, Inc.
08/02/2018 4 ROCHE HOLDINGS INC (10% Owner) has filed a Form 4 on Foundation Medicine, Inc.
Txns: Bought 13,877,949 shares @ $137, valued at $1901.3M
Bought 2,343,078 shares @ $137, valued at $321M
07/23/2018 4 ROCHE HOLDING LTD (10% Owner) has filed a Form 4 on Allakos Inc.
Txns: Converted 4,610,723 shares @ $0
Converted 4,108,091 options to buy @ $0
Converted 502,632 options to buy @ $0
07/18/2018 3 ROCHE HOLDING LTD (10% Owner) has filed a Form 3 on Allakos Inc.
07/05/2017 4 Form 4 - Statement of changes in beneficial ownership of securities
07/05/2017 3/A Form 3/A - Initial statement of beneficial ownership of securities [Amend]
06/28/2017 3 Form 3 - Initial statement of beneficial ownership of securities
06/07/2017 3 Form 3 - Initial statement of beneficial ownership of securities
03/17/2016 3 Form 3 - Initial statement of beneficial ownership of securities
02/10/2014 SC 13G ROCHE FINANCE LTD reports a 9% stake in Ambit Biosciences Corporation

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