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B. Riley Financial, Inc. (RILY)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 07/27/2023 |
4/A
| RILEY BRYANT R (Chairman and Co-CEO) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Bought 72,727 shares
@ $55, valued at
$4M
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| 07/27/2023 |
4/A
| PAULSON RANDALL E (Director) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Bought 5,000 shares
@ $55, valued at
$275k
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| 07/27/2023 |
4/A
| Moore Andrew (CEO B. Riley Securities, Inc.) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Granted 543 shares
@ $39.083, valued at
$21.2k
Bought 5,000 shares
@ $55, valued at
$275k
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| 05/17/2023 |
4/A
| RILEY BRYANT R (Chairman and Co-CEO) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Bought 20,000 shares
@ $32.9531, valued at
$659.1k
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| 09/01/2022 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on Nogin, Inc. |
| 08/02/2022 |
4/A
| PAULSON RANDALL E (Director) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Bought 12,500 shares
@ $52.3339, valued at
$654.2k
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| 05/27/2022 |
4/A
| ASHER DANIEL (10% Owner) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Exercised (in-or-at-the-money) 1,100 shares
@ $50, valued at
$55k
Exercised (in-or-at-the-money) 122,700 shares
@ $50, valued at
$6.1M
Exercised (in-or-at-the-money) 1,700 shares
@ $45, valued at
$76.5k
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| 03/31/2022 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on Arena Group Holdings, Inc. |
| 08/30/2021 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on Eos Energy Enterprises, Inc.|
Txns:
| Sold 94,598 shares
@ $13.5253, valued at
$1.3M
Sold 8,431 shares
@ $13.5546, valued at
$114.3k
Sold 23,521 shares
@ $13.5546, valued at
$318.8k
Sold 50,000 shares
@ $13.8467, valued at
$692.3k
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| 02/02/2021 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 12/10/2020 |
4/A
| KELLEHER THOMAS J /ADV (Co-CEO) has filed a Form 4 on B. Riley Financial, Inc. |
| 12/08/2020 |
4/A
| KELLEHER THOMAS J /ADV (Co-CEO) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Exercised 200,000 options to buy
@ $0 |
|
| 12/08/2020 |
4/A
| Forman Alan N (EVP, General Counsel, Sec) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Exercised 50,000 options to buy
@ $0 |
|
| 12/08/2020 |
4/A
| Ahn Phillip J. (CFO & COO) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Exercised 100,000 options to buy
@ $0 |
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| 11/18/2020 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on Eos Energy Enterprises, Inc.|
Txns:
| Bought 5,000 shares
@ $10.72, valued at
$53.6k
Bought 5,000 shares
@ $10.7, valued at
$53.5k
Bought 4,236 shares
@ $10.68, valued at
$45.2k
Acquired 3,221,250 shares
@ $0
Bought 140,000 shares
@ $10, valued at
$1.4M
Bought 2,167,000 shares
@ $10, valued at
$21.7M
Bought 20,000 shares
@ $10, valued at
$200k
Bought 5,000 shares
@ $10, valued at
$50k
Disposed of 1,073,750 options to buy
@ $0
Disposed of 3,221,250 options to buy
@ $0
Acquired 325,000 warrants
@ $11.5, valued at
$3.7M
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| 11/05/2020 |
4/A
| RILEY BRYANT R (Chairman and Co-CEO) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Bought 141,728 shares
@ $26.6582, valued at
$3.8M
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|
| 10/20/2020 |
4/A
| RILEY BRYANT R (10% Owner) has filed a Form 4 on Franchise Group, Inc.|
Txns:
| Exercised 13,889 options to buy
@ $12.01, valued at
$166.8k
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|
| 09/10/2020 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 06/05/2020 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on B. Riley Principal Merger Corp. II|
Txns:
| Bought 33,700 shares
@ $9.9874, valued at
$336.6k
Bought 16,300 shares
@ $9.98, valued at
$162.7k
Acquired 650,000 shares
@ $10, valued at
$6.5M
Disposed of 656,250 options to buy
@ $0 |
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| 04/27/2020 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on ALTA EQUIPMENT GROUP INC.|
Txns:
| Bought 29,600 shares
@ $8.8691, valued at
$262.5k
Bought 90,060 shares
@ $8.648, valued at
$778.8k
Bought 21,421 shares
@ $8.45, valued at
$181k
Bought 167,209 shares
@ $8.4, valued at
$1.4M
Bought 100 shares
@ $8.445, valued at
$844.5
Bought 552 shares
@ $8.4491, valued at
$4.7k
Bought 129,700 warrants
@ $11.5, valued at
$1.5M
Bought 110,600 warrants
@ $11.5, valued at
$1.3M
Bought 33,000 warrants
@ $11.5, valued at
$379.5k
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|
| 04/27/2020 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on ALTA EQUIPMENT GROUP INC.|
Txns:
| Bought 75,000 shares
@ $9.2867, valued at
$696.5k
Bought 30,638 shares
@ $9.2077, valued at
$282.1k
Bought 140,632 shares
@ $8.9567, valued at
$1.3M
Bought 341,099 warrants
@ $11.5, valued at
$3.9M
Bought 40,000 warrants
@ $11.5, valued at
$460k
Bought 297,245 warrants
@ $11.5, valued at
$3.4M
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| 04/27/2020 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on ALTA EQUIPMENT GROUP INC.|
Txns:
| Disposed of 240,608 shares
@ $0
Bought 7,325 shares
@ $10.2, valued at
$74.7k
Bought 29,049 shares
@ $10.21, valued at
$296.6k
Sold 7,325 shares
@ $10.21, valued at
$74.8k
Bought 157,073 shares
@ $10.2063, valued at
$1.6M
Bought 48 shares
@ $10.18, valued at
$488.6 |
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| 04/27/2020 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on ALTA EQUIPMENT GROUP INC.|
Txns:
| Sold 185,000 shares
@ $10.18, valued at
$1.9M
Bought 235,000 shares
@ $10.19, valued at
$2.4M
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|
| 04/27/2020 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on ALTA EQUIPMENT GROUP INC.|
Txns:
| Sold 6 shares
@ $10.12, valued at
$60.7
Sold 126,571 shares
@ $10.12, valued at
$1.3M
Sold 27,600 shares
@ $10.13, valued at
$279.6k
Bought 94,151 shares
@ $10.14, valued at
$954.7k
Sold 10,000 shares
@ $10.14, valued at
$101.4k
Bought 69,602 shares
@ $10.14, valued at
$705.8k
Sold 300,000 shares
@ $10.15, valued at
$3M
Bought 96,097 shares
@ $10.15, valued at
$975.4k
Sold 10,000 shares
@ $10.16, valued at
$101.6k
Bought 164,327 shares
@ $10.18, valued at
$1.7M
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| 12/26/2018 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on Liberty Tax, Inc.|
Txns:
| Bought 925 shares
@ $10.15, valued at
$9.4k
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|
| 12/26/2018 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on Liberty Tax, Inc.|
Txns:
| Bought 18,916 shares
@ $9.2824, valued at
$175.6k
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|
| 12/26/2018 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on Liberty Tax, Inc.|
Txns:
| Bought 230,967 shares
@ $9.1684, valued at
$2.1M
Sold 115,000 shares
@ $9.1884, valued at
$1.1M
Bought 34,700 shares
@ $9.248, valued at
$320.9k
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|
| 12/10/2018 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on Select Interior Concepts, Inc.|
Txns:
| Bought 451 shares
@ $7.95, valued at
$3.6k
Bought 3,306 shares
@ $7.89, valued at
$26.1k
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|
| 08/08/2018 |
4/A
| B. Riley Financial, Inc. (10% Owner) has filed a Form 4 on Liberty Tax, Inc.|
Txns:
| Bought 230,967 shares
@ $9.1684, valued at
$2.1M
Sold 115,000 shares
@ $9.1884, valued at
$1.1M
Bought 34,700 shares
@ $9.248, valued at
$320.9k
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| 03/07/2017 |
4/A
| ASHER DANIEL (10% Owner) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Sold 184 shares
@ $15.6, valued at
$2.9k
|
|
| 03/02/2017 |
4/A
| ASHER DANIEL (10% Owner) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Sold 100 shares
@ $16.35, valued at
$1.6k
Sold 500 shares
@ $16.3, valued at
$8.2k
Sold 1,200 shares
@ $16, valued at
$19.2k
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| 03/02/2017 |
4/A
| ASHER DANIEL (10% Owner) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Sold 500 shares
@ $20.8, valued at
$10.4k
Sold 15 shares
@ $21, valued at
$315 |
|
| 03/02/2017 |
4/A
| ASHER DANIEL (10% Owner) has filed a Form 4 on B. Riley Financial, Inc.|
Txns:
| Sold 2,663 shares
@ $20.8977, valued at
$55.7k
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