Claiborne Robert T. [Rocket]

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Claiborne Robert T.

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Date Filed

Type

Description

03/11/2013

Form 4 - Statement of changes in beneficial ownership of securities

05/13/2010

Claiborne Robert T. (Vice President) has filed a Form 4 on RIVUS BOND FUND

Txns:

Exercised (in-or-at-the-money) 500 rights @ $15.77, valued at $7.9k

08/11/2009

Claiborne Robert T. (Vice President) has filed a Form 4 on RIVUS BOND FUND

07/01/2009

Form 4 -- Statement of changes in beneficial ownership of securities

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