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Dakos Andrew
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 06/09/2022 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 04/07/2022 |
4
| Dakos Andrew (President) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Disposed/sold 2,016 shares
@ $15.69, valued at
$31.6k
Disposed/sold 968 shares
@ $15.69, valued at
$15.2k
Disposed/sold 154 shares
@ $15.69, valued at
$2.4k
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| 03/04/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/04/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/28/2022 |
4
| Dakos Andrew (President) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Exercised (in-or-at-the-money) 200 options to buy
@ $0 |
|
| 11/03/2021 |
4
| Dakos Andrew (President) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Exercised 31,745 shares
@ $8.36, valued at
$265.4k
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| 09/17/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/15/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/05/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/14/2021 |
4
| Dakos Andrew (President) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Exercised 3,200 options to buy
@ $0
Exercised 966 options to buy
@ $0
Exercised 156 options to buy
@ $0 |
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| 05/10/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 03/24/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 02/04/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/22/2021 |
4
| Dakos Andrew (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Sold 1,900 shares
@ $8.72, valued at
$16.6k
Sold 9,355 shares
@ $8.59, valued at
$80.4k
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| 12/18/2020 |
4
| Dakos Andrew (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Sold 5,000 shares
@ $8.83, valued at
$44.2k
Sold 1,299 shares
@ $8.96, valued at
$11.6k
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| 10/15/2020 |
4
| Dakos Andrew (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Sold 2,819 shares
@ $8.35, valued at
$23.5k
Sold 5,000 shares
@ $8.4002, valued at
$42k
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| 09/30/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/21/2020 |
4
| Dakos Andrew (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Sold 10,000 shares
@ $8.614, valued at
$86.1k
Sold 1,190 shares
@ $8.5378, valued at
$10.2k
Sold 5,303 shares
@ $8.45, valued at
$44.8k
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| 07/09/2020 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 06/10/2020 |
4
| Dakos Andrew (President) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Bought 1,000 options to buy
@ $0 |
|
| 03/06/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/06/2020 |
3/A
| Form 3/A - Initial statement of beneficial ownership of securities: [Amend] |
| 03/03/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/03/2020 |
4
| Dakos Andrew (President) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND|
Txns:
| Bought 1,000 shares
@ $13.25, valued at
$13.3k
Bought 1,000 options to buy
@ $0 |
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| 03/03/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/06/2019 |
3
| Bulldog Investors, LLC (10% Owner) has filed a Form 3 on WESTERN ASSET CORPORATE LOAN FUND INC. |
| 10/18/2019 |
4
| Dakos Andrew (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Sold 107 shares
@ $8.4647, valued at
$905.7 |
|
| 04/22/2019 |
4
| Bulldog Investors, LLC (10% Owner) has filed a Form 4 on ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND|
Txns:
| Disposed of 96,742 shares
@ $0
Sold 39,111 shares
@ $14.68, valued at
$574.1k
Sold 39,782 shares
@ $14.6824, valued at
$584.1k
Sold 457,400 shares
@ $14.6752, valued at
$6.7M
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| 03/27/2019 |
4
| Dakos Andrew (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Bought 70,000 shares
@ $9.25, valued at
$647.5k
Sold 220,000 shares
@ $9.25, valued at
$2M
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| 03/20/2019 |
4
| Bulldog Investors, LLC (10% Owner) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Disposed/sold 1,247,106 shares
@ $9.25, valued at
$11.5M
Disposed/sold 6,241 shares
@ $9.25, valued at
$57.7k
Disposed/sold 3,123 shares
@ $9.25, valued at
$28.9k
Disposed/sold 933 shares
@ $9.25, valued at
$8.6k
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|
| 03/20/2019 |
4
| Dakos Andrew (Director) has filed a Form 4 on HIGH INCOME SECURITIES FUND|
Txns:
| Disposed/sold 933 shares
@ $9.25, valued at
$8.6k
Disposed/sold 1,247,106 shares
@ $9.25, valued at
$11.5M
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| 01/04/2019 |
4
| Dakos Andrew (Director) has filed a Form 4 on Brookfield DTLA Fund Office Trust Investor Inc.|
Txns:
| Disposed of 200,936 shares
@ $0 |
|
| 01/04/2019 |
4
| Dakos Andrew (Director) has filed a Form 4 on SWISS HELVETIA FUND, INC.|
Txns:
| Disposed of 104,660 shares
@ $0 |
|
| 11/23/2018 |
4
| Dakos Andrew (Director) has filed a Form 4 on SWISS HELVETIA FUND, INC.|
Txns:
| Disposed/sold 1,782,348 shares
@ $7.86, valued at
$14M
Disposed/sold 1,095 shares
@ $7.86, valued at
$8.6k
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