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THOMPSON W NORMAN
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Filings
Date Filed
Type
Description
01/02/2015
4
THOMPSON W NORMAN (CIO) has filed a Form 4 on Hilltop Securities Holdings LLC
Txns:
Disposed/sold 37,327 shares @ $0
Disposed/sold 8,573 shares @ $0
Disposed/sold 11,875 shares @ $0
Disposed/sold 2,738 options to buy @ $0
08/22/2014
4
Form 4 - Statement of changes in beneficial ownership of securities
08/23/2013
4
THOMPSON W NORMAN (CIO) has filed a Form 4 on SWS GROUP INC
Txns:
Granted 8,993 shares @ $0
08/28/2012
4
Form 4 - Statement of changes in beneficial ownership of securities
02/06/2012
4
THOMPSON W NORMAN (CIO) has filed a Form 4 on SWS GROUP INC
Txns:
Granted 16,756 shares @ $0
08/26/2011
4
THOMPSON W NORMAN (CIO) has filed a Form 4 on SWS GROUP INC
Txns:
Paid exercise price by delivering 201 shares @ $0
Paid exercise price by delivering 224 shares @ $0
Small acquisition of 1,066 shares @ $0
Granted 69 options to buy @ $0
08/26/2010
4
Form 4 - Statement of changes in beneficial ownership of securities
08/26/2009
4
THOMPSON W NORMAN (CIO) has filed a Form 4 on SWS GROUP INC
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