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MIZUHO SECURITIES USA LLC
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 08/22/2023 |
4
| MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 4 on byNordic Acquisition Corp|
Txns:
| Sold 184,000 shares
@ $10.67, valued at
$2M
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| 08/22/2023 |
3
| MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 3 on byNordic Acquisition Corp |
| 08/18/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/18/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 08/14/2023 |
3
| MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 3 on Global System Dynamics, Inc. |
| 08/14/2023 |
4
| MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 4 on Global System Dynamics, Inc.|
Txns:
| Sold 60,190 shares
@ $10.9488, valued at
$659k
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| 11/30/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/30/2022 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 10/07/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/07/2022 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 08/23/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/23/2022 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 05/31/2022 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
| 06/01/2021 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
| 04/06/2021 |
4
| MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 4 on AGBA Acquisition Ltd|
Txns:
| Sold 35,000 shares
@ $10.53, valued at
$368.6k
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| 04/06/2021 |
3
| MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 3 on AGBA Acquisition Ltd |
| 06/02/2020 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
| 05/20/2020 |
4
| MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 4 on Tottenham Acquisition I Ltd|
Txns:
| Sold 75,000 shares
@ $10.64, valued at
$798k
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| 05/20/2020 |
3
| MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 3 on Tottenham Acquisition I Ltd |
| 05/15/2020 |
4
| MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 4 on Tenzing Acquisition Corp.|
Txns:
| Sold 51,000 shares
@ $10.62, valued at
$541.6k
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| 05/15/2020 |
3
| MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 3 on Tenzing Acquisition Corp. |
| 03/12/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/12/2020 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 11/19/2019 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 11/19/2019 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 11/08/2019 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
| 10/21/2019 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 10/03/2019 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 09/18/2019 |
3
| MIZUHO SECURITIES USA LLC (See Remarks) has filed a Form 3 on TELEPHONE & DATA SYSTEMS INC /DE/ |
| 09/09/2019 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 09/06/2019 |
3
| MIZUHO SECURITIES USA LLC (See Remarks) has filed a Form 3 on Piedmont Office Realty Trust, Inc. |
| 08/20/2019 |
4
| MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 4 on KBL MERGER CORP. IV|
Txns:
| Sold 200,000 shares
@ $10.48, valued at
$2.1M
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| 08/20/2019 |
3
| MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 3 on KBL MERGER CORP. IV |
| 07/09/2019 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
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