| Date Filed | Type | Description |
| 08/22/2023 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Lument Finance Trust, Inc.|
Txns:
| Bought 3,000 shares
@ $2.11, valued at
$6.3k
|
|
| 03/31/2023 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Lument Finance Trust, Inc.|
Txns:
| Bought 1,000 shares
@ $2.06, valued at
$2.1k
Bought 1,000 shares
@ $1.99, valued at
$2k
|
|
| 03/27/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/21/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/12/2022 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Lument Finance Trust, Inc.|
Txns:
| Bought 500 shares
@ $2.7, valued at
$1.4k
Bought 1,500 shares
@ $2.68, valued at
$4k
|
|
| 05/16/2022 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Lument Finance Trust, Inc.|
Txns:
| Bought 2,000 shares
@ $2.44, valued at
$4.9k
|
|
| 03/21/2022 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Lument Finance Trust, Inc.|
Txns:
| Bought 2,000 shares
@ $3.06, valued at
$6.1k
|
|
| 02/15/2022 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Lument Finance Trust, Inc.|
Txns:
| Exercised (in-or-at-the-money) 94,939 rights
@ $3.06, valued at
$290.5k
|
|
| 06/29/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 05/24/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/11/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 02/05/2021 |
3
| HOULIHAN WILLIAM A (CFO) has filed a Form 3 on Thunder Bridge Capital Partners III Inc. |
| 11/16/2020 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Hunt Companies Finance Trust, Inc.|
Txns:
| Bought 2,000 shares
@ $2.86, valued at
$5.7k
|
|
| 08/17/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/19/2020 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Hunt Companies Finance Trust, Inc.|
Txns:
| Bought 2,000 shares
@ $1.98, valued at
$4k
|
|
| 03/23/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/20/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/08/2019 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 04/04/2019 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Hunt Companies Finance Trust, Inc.|
Txns:
| Bought 1,500 shares
@ $0
Bought 1,500 shares
@ $0 |
|
| 11/30/2018 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Hunt Companies Finance Trust, Inc.|
Txns:
| Bought 1,500 shares
@ $3.499, valued at
$5.2k
|
|
| 06/18/2018 |
3
| HOULIHAN WILLIAM A (CFO) has filed a Form 3 on Thunder Bridge Acquisition Ltd |
| 06/04/2018 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Hunt Companies Finance Trust, Inc.|
Txns:
| Bought 3,000 shares
@ $3.26, valued at
$9.8k
Bought 3,000 shares
@ $3.31, valued at
$9.9k
|
|
| 05/25/2018 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Hunt Companies Finance Trust, Inc.|
Txns:
| Bought 2,500 shares
@ $3.43, valued at
$8.6k
|
|
| 02/27/2017 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Five Oaks Investment Corp. |
| 08/20/2015 |
4/A
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Five Oaks Investment Corp.|
Txns:
| Bought 15,000 shares
@ $6.67, valued at
$100.1k
|
|
| 08/19/2015 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Five Oaks Investment Corp.|
Txns:
| Bought 15,000 shares
@ $6.67, valued at
$100.1k
|
|
| 05/22/2015 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Five Oaks Investment Corp.|
Txns:
| Granted 1,500 shares
@ $0 |
|
| 04/06/2015 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on TIPTREE FINANCIAL INC.|
Txns:
| Granted 2,013 shares
@ $0 |
|
| 02/13/2015 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on Five Oaks Investment Corp.|
Txns:
| Granted 1,500 shares
@ $0
Bought 10,000 shares
@ $11.14, valued at
$111.4k
|
|
| 01/07/2015 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on TIPTREE FINANCIAL INC.|
Txns:
| Granted 1,663 shares
@ $0 |
|
| 10/03/2014 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on TIPTREE FINANCIAL INC.|
Txns:
| Granted 1,685 shares
@ $0 |
|
| 07/02/2014 |
4
| HOULIHAN WILLIAM A (Director) has filed a Form 4 on TIPTREE FINANCIAL INC.|
Txns:
| Granted 1,356 shares
@ $0 |
|
| 06/20/2014 |
4
| HOULIHAN WILLIAM A (10% Owner) has filed a Form 4 on First Physicians Capital Group, Inc.|
Txns:
| Bought 1,190,400 warrants
@ $0.3125, valued at
$372k
|
|
| 06/20/2014 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
|