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Horizon Technology Finance Corp (HRZN)
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All | News | Filings
| Date Filed | Type | Description |
| 10/11/2023 |
8-K
| Quarterly results |
| 08/09/2023 |
APP WD
| Form APP WD - Withdrawal of an Application for exemption [Section 12(g)] or from filing certain reports [Section 13(a)]: |
| 08/01/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
| 08/01/2023 |
8-K
| Quarterly results |
| 08/01/2023 |
8-K
| Quarterly results |
| 07/21/2023 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 07/12/2023 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits Interactive Data |
| 07/05/2023 |
8-K
| Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits Interactive Data |
| 06/01/2023 |
424B2
| Form 424B2 - Prospectus [Rule 424(b)(2)]: |
| 05/30/2023 |
424B2
| Form 424B2 - Prospectus [Rule 424(b)(2)]: |
| 05/30/2023 |
497AD
| Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]: |
| 05/25/2023 |
8-K
| Submission of Matters to a Vote of Security Holders Interactive Data |
| 05/25/2023 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits Interactive Data|
Docs:
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"Amendment No. 4 to Sale and Servicing Agreement, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Lending Fund I LLC, the originator and seller, Horizon Technology Finance Corporation, the servicer, U.S. Bank Trust Company, National Association and U.S. Bank National Association",
"Third Amended and Restated Note Funding Agreement, by and among Horizon Funding I, LLC, the issuer, and the Initial Purchasers (as defined therein)",
"Third Supplemental Indenture, by and among Horizon Funding I, LLC, the issuer, and U.S. Bank Trust Company, National Association",
"Horizon Technology Finance Strengthens Capital Resources and Increases Capacity of Credit Facility to $250 Million Farmington, Connecticut – May 24, 2023 – Horizon Technology Finance Corporation , a leading specialty finance company that provides capital in the form of secured loans to venture capital backed companies in the technology, life science, healthcare information and services, and sustainability industries, today announced that Horizon Secured Loan Fund I LLC, Horizon’s wholly-owned subsidiary , has amended its senior secured debt facility with a large U.S. based insurance company. Under the amended agreement, the commitment to HSLF has increased by $50 million, allowing HSLF to issue up to $250 million of secured notes, of which HSLF currently has outstanding $177 million. The a..." |
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| 05/11/2023 |
40-APP
| Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940: |
| 05/09/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 05/09/2023 |
DEFR14A
| Form DEFR14A - Revised definitive proxy soliciting materials: |
| 05/03/2023 |
PRER14A
| Form PRER14A - Preliminary Proxy Soliciting materials: |
| 05/02/2023 |
10-Q
| Quarterly Report for the period ended March 31, 2023 |
| 05/02/2023 |
8-K
| Quarterly results |
| 05/02/2023 |
8-K
| Quarterly results |
| 04/06/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 04/06/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 03/13/2023 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 03/01/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 02/28/2023 |
10-K
| Annual Report for the period ended December 31, 2022 |
| 02/28/2023 |
8-K
| Other Events, Financial Statements and Exhibits Interactive Data |
| 02/28/2023 |
8-K
| Quarterly results |
| 02/24/2023 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 02/23/2023 |
8-K
| Other Events, Financial Statements and Exhibits Interactive Data|
Docs:
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"Horizon Technology Finance Corporation Announces Monroe Capital’s Agreement to Acquire Horizon Technology Finance Management Farmington, Connecticut – February 23, 2023 – Horizon Technology Finance Corporation , a leading specialty finance company that provides capital in the form of secured loans to venture capital backed companies in the technology, life science, healthcare information and services, and sustainability industries, today announced that an affiliate of Monroe Capital LLC , a premier boutique middle market asset manager, has entered into a definitive agreement to acquire Horizon Technology Finance Management LLC , the investment adviser to the Company , and that the Company’s Board of Directors has unanimously approved a new investment advisory agreement with HTFM, subject t...",
"Monroe Capital Announces Agreement to Acquire Horizon Technology Finance Management, Market Leader in Venture Lending" |
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| 02/08/2023 |
ABS-15G
| Form ABS-15G - Asset-backed securitizer report pursuant to Section 15G: |
| 01/11/2023 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits Interactive Data |
| 11/14/2022 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...|
Docs:
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"Note Purchase Agreement, by and among the Company, Horizon Funding Trust 2022-1, the issuer, Horizon Funding 2022-1 LLC, the trust depositor, and KeyBanc Capital Markets Inc., as initial purchaser",
"Indenture, by and among Horizon Funding Trust 2022-1, as the issuer, U.S. Bank National Association, as the trustee, and U.S. Bank National Association, as the securities intermediary",
"Sale and Contribution Agreement, by and among the Company, as the seller, and Horizon Funding 2022-1 LLC, as the trust depositor",
"Sale and Servicing Agreement, by and among the Company, as the seller and as the servicer, Horizon Funding Trust 2022-1, as the issuer, Horizon Funding 2022-1 LLC, as the trust depositor, U.S. Bank Trust Company, National Association, as the trustee, and U.S. Bank National Association, as backup servicer, custodian and securities intermediary",
"Administration Agreement, by and among Horizon Funding Trust 2022-1, as issuer, the Company, as administrator, Wilmington Trust, National Association, as owner trustee, and U.S. Bank Trust Company, National Association, as trustee",
"Amended and Restated Trust Agreement, by and among Horizon Funding 2022-1 LLC, as the trust depositor, and Wilmington Trust, National Association, as the owner trustee",
"Horizon Technology Finance Announces Completion of $158 Million Securitization" |
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| 11/01/2022 |
10-Q
| Quarterly Report for the period ended September 30, 2022 |
| 11/01/2022 |
8-K
| Quarterly results |
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