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NEOPHOTONICS CORP (NPTN) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/17/2022 15-12G Form 15-12G - Securities registration termination [Section 12(g)]:
08/05/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/05/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/05/2022 4 Wupen Yuen (VP, Global Products) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 207,878 shares @ $0
Disposed/sold 40,000 options to buy @ $3.3, valued at $132k
Disposed/sold 68,000 options to buy @ $5.11, valued at $347.5k
Disposed/sold 25,964 options to buy @ $7.59, valued at $197.1k
Disposed/sold 7,036 options to buy @ $7.59, valued at $53.4k
Disposed/sold 9,667 options to buy @ $8.07, valued at $78k
Disposed/sold 19,333 options to buy @ $8.07, valued at $156k
Disposed/sold 8,268 options to buy @ $12.27, valued at $101.4k
Disposed/sold 21,732 options to buy @ $12.27, valued at $266.7k
Disposed/sold 90,525 options to buy @ $0
Disposed/sold 36,900 options to buy @ $0
08/05/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/05/2022 4 Jenks Timothy Storrs (CEO) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 481,480 shares @ $0
Disposed/sold 3,798 shares @ $0
Disposed/sold 3,076 shares @ $0
Disposed/sold 3,200 shares @ $0
Disposed/sold 32,465 shares @ $0
Disposed/sold 32,465 shares @ $0
Disposed/sold 100,000 options to buy @ $5.11, valued at $511k
Disposed/sold 24,325 options to buy @ $7.59, valued at $184.6k
Disposed/sold 98,397 options to buy @ $8.07, valued at $794.1k
Disposed/sold 66,851 options to buy @ $12.27, valued at $820.3k
Disposed/sold 206,850 options to buy @ $0
08/05/2022 4 Savage Sheri (Director) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 4,685 shares @ $0
Disposed/sold 7,457 options to buy @ $10.03, valued at $74.8k
Disposed/sold 5,787 options to buy @ $0
08/05/2022 4 Chainey Kimberly (Director) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 4,621 shares @ $0
Disposed/sold 7,641 options to buy @ $10.17, valued at $77.7k
Disposed/sold 5,787 options to buy @ $0
08/05/2022 4 Tarazi Ihab Saad (Director) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 34,367 shares @ $0
Disposed/sold 14,056 options to buy @ $4.33, valued at $60.9k
Disposed/sold 12,486 options to buy @ $6.78, valued at $84.7k
Disposed/sold 8,960 options to buy @ $8.56, valued at $76.7k
Disposed/sold 7,521 options to buy @ $9.2, valued at $69.2k
Disposed/sold 2,656 options to buy @ $9.41, valued at $25k
Disposed/sold 7,641 options to buy @ $10.17, valued at $77.7k
Disposed/sold 5,787 options to buy @ $0
08/05/2022 4 Eby Elizabeth Lynne (SVP, CFO) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 394,065 shares @ $0
Disposed/sold 23,063 options to buy @ $5.89, valued at $135.8k
Disposed/sold 85,925 options to buy @ $0
Disposed/sold 34,600 options to buy @ $0
08/05/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/05/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/05/2022 4 cheung Chiyue (COO) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 85,925 options to buy @ $0
Disposed/sold 34,600 options to buy @ $0
08/05/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/03/2022 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
08/03/2022 8-K Termination of a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Notice of Delisting or Fa...
Docs: "Amended and Restated Certificate of Incorporation of NeoPhotonics Corporation",
"Amended and Restated Bylaws of NeoPhotonics Corporation"
08/02/2022 4 Jenks Timothy Storrs (CEO) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 6,970 shares @ $15.99, valued at $111.5k
Exercised 6,666 options to buy @ $0
Exercised 25,000 options to buy @ $0
08/02/2022 4 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 3,458 shares @ $16, valued at $55.3k
Disposed/sold 922 shares @ $16, valued at $14.8k
Exercised 2,666 options to buy @ $0
Exercised 10,000 options to buy @ $0
08/02/2022 4 Eby Elizabeth Lynne (SVP, CFO) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 3,458 shares @ $16, valued at $55.3k
Disposed/sold 922 shares @ $16, valued at $14.8k
Exercised 2,666 options to buy @ $0
Exercised 10,000 options to buy @ $0
08/02/2022 4 cheung Chiyue (COO) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 10,000 shares @ $16, valued at $160k
Disposed/sold 2,666 shares @ $16, valued at $42.7k
Exercised 2,666 options to buy @ $0
Exercised 10,000 options to buy @ $0
08/02/2022 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549",
"Credit Line Agreement dated July 29, 2022, by and between NeoPhotonics (China) Co., Ltd. and Shanghai Pudong Development Bank Shenzhen Branch (Translation to English of Chinese original agreement)",
"Credit Line Agreement, by and between NeoPhotonics Dongguan Co., Ltd. and Shanghai Pudong Development Bank Shenzhen Branch (Translation to English of Chinese original agreement)"
07/29/2022 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"SAN JOSE, Calif., July 29, 2022"
07/28/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/27/2022 4 Jenks Timothy Storrs (CEO) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Sold 8,500 shares @ $15.78, valued at $134.1k
07/26/2022 10-Q Quarterly Report for the period ended June 30, 2022
07/25/2022 8-K Quarterly results
07/22/2022 4 cheung Chiyue (COO) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 13,475 shares @ $15.7267, valued at $211.9k
Exercised 13,475 options to buy @ $0
07/22/2022 4 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 4,660 shares @ $15.71, valued at $73.2k
Exercised 13,475 options to buy @ $0
07/22/2022 4 Eby Elizabeth Lynne (SVP, CFO) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 4,660 shares @ $15.71, valued at $73.2k
Exercised 13,475 options to buy @ $0
07/22/2022 4 Jenks Timothy Storrs (CEO) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Disposed/sold 15,913 shares @ $15.71, valued at $250k
Exercised 33,950 options to buy @ $0
07/07/2022 4 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Granted 12,500 options to buy @ $0
07/07/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/07/2022 4 Jenks Timothy Storrs (CEO) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Granted 28,000 options to buy @ $0
07/07/2022 4 Eby Elizabeth Lynne (SVP, CFO) has filed a Form 4 on NEOPHOTONICS CORP
Txns: Granted 12,500 options to buy @ $0
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