| Date Filed | Type | Description |
| 03/03/2017 |
15-12G
| Form 15-12G - Securities registration termination [Section 12(g)] |
| 03/03/2017 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments |
| 03/01/2017 |
4
| SHIEBLER WILLIAM N (Former Director) has filed a Form 4 on Calamos Asset Management, Inc. /DE/|
Txns:
| Disposed/sold 15,484 shares
@ $8.25, valued at
$127.7k
|
|
| 03/01/2017 |
4
| SCHAPPERT KEITH M (Former Director) has filed a Form 4 on Calamos Asset Management, Inc. /DE/|
Txns:
| Disposed/sold 15,484 shares
@ $8.25, valued at
$127.7k
|
|
| 03/01/2017 |
4
| EGGERS THOMAS F (Former Director) has filed a Form 4 on Calamos Asset Management, Inc. /DE/|
Txns:
| Disposed/sold 16,785 shares
@ $8.25, valued at
$138.5k
|
|
| 02/22/2017 |
4
| CALAMOS JOHN P SR (Founder, Chairman & Global CIO) has filed a Form 4 on Calamos Asset Management, Inc. /DE/ |
| 02/22/2017 |
4
| Behan Robert (Pres., Head of Global Distrib.) has filed a Form 4 on Calamos Asset Management, Inc. /DE/ |
| 02/22/2017 |
4
| SHIEBLER WILLIAM N (Director) has filed a Form 4 on Calamos Asset Management, Inc. /DE/|
Txns:
| Disposed/sold 2,598 shares
@ $8.25, valued at
$21.4k
|
|
| 02/22/2017 |
4
| SCHAPPERT KEITH M (Director) has filed a Form 4 on Calamos Asset Management, Inc. /DE/|
Txns:
| Disposed/sold 2,598 shares
@ $8.25, valued at
$21.4k
|
|
| 02/22/2017 |
4
| EGGERS THOMAS F (Director) has filed a Form 4 on Calamos Asset Management, Inc. /DE/ |
| 02/22/2017 |
8-K
| Quarterly results |
| 02/21/2017 |
SC 14D9/A
| Form SC 14D9/A - Solicitation, recommendation statements: [Amend] |
| 02/21/2017 |
SC 13E3/A
| Form SC TO-T/A - Tender offer statement by Third Party [Amend] |
| 02/21/2017 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities |
| 02/16/2017 |
4
| Behan Robert (Pres., Head of Global Distrib.) has filed a Form 4 on Calamos Asset Management, Inc. /DE/ |
| 02/15/2017 |
SC 13E3/A
| Form SC TO-T/A - Tender offer statement by Third Party [Amend] |
| 02/14/2017 |
SC 13G/A
| CALAMOS JOHN P SR reports a 81.8% stake in Calamos Asset Management, Inc. |
| 02/08/2017 |
4
| Mangrove Partners Master Fund, Ltd. (10% Owner) has filed a Form 4 on Calamos Asset Management, Inc. /DE/|
Txns:
| Bought 6,372 shares
@ $8.3792, valued at
$53.4k
Bought 75,000 shares
@ $8.3667, valued at
$627.5k
Bought 19,883 shares
@ $8.3837, valued at
$166.7k
|
|
| 02/08/2017 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals [Amend] |
| 02/07/2017 |
SC 13E3/A
| Form SC TO-T/A - Tender offer statement by Third Party [Amend] |
| 02/06/2017 |
4
| Mangrove Partners Master Fund, Ltd. (10% Owner) has filed a Form 4 on Calamos Asset Management, Inc. /DE/ |
| 02/06/2017 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers [Amend] |
| 02/03/2017 |
SC 13E3/A
| Form SC TO-T/A - Tender offer statement by Third Party [Amend] |
| 02/02/2017 |
4
| Mangrove Partners Master Fund, Ltd. (10% Owner) has filed a Form 4 on Calamos Asset Management, Inc. /DE/ |
| 02/01/2017 |
SC 13G/A
| Mangrove Partners Master Fund, Ltd. reports a 6.9% stake in Calamos Asset Management, Inc. |
| 01/31/2017 |
4
| Mangrove Partners Master Fund, Ltd. (10% Owner) has filed a Form 4 on Calamos Asset Management, Inc. /DE/ |
| 01/30/2017 |
SC 13E3/A
| Form SC TO-T/A - Tender offer statement by Third Party [Amend] |
| 01/27/2017 |
4
| Mangrove Partners Master Fund, Ltd. (10% Owner) has filed a Form 4 on Calamos Asset Management, Inc. /DE/ |
| 01/25/2017 |
4
| Mangrove Partners Master Fund, Ltd. (10% Owner) has filed a Form 4 on Calamos Asset Management, Inc. /DE/ |
| 01/23/2017 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals [Amend] |
| 01/23/2017 |
4
| Mangrove Partners Master Fund, Ltd. (10% Owner) has filed a Form 4 on Calamos Asset Management, Inc. /DE/ |
| 01/19/2017 |
SC 13E3
| Form SC 13E3 - Going private transaction by certain issuers |
| 01/19/2017 |
SC 13G/A
| Mangrove Partners Master Fund, Ltd. reports a 10.1% stake in Calamos Asset Management, Inc. |
| 01/19/2017 |
4
| Mangrove Partners Master Fund, Ltd. (10% Owner) has filed a Form 4 on Calamos Asset Management, Inc. /DE/ |
|