| Date Filed | Type | Description |
| 08/18/2023 |
4
| Sullivan Aaron (Interim CFO, Controller & EVP) has filed a Form 4 on LiveOne, Inc.|
Txns:
| Disposed of 2,709 shares
@ $1.81, valued at
$4.9k
Exercised 6,250 restricted stock units
@ $0 |
|
| 08/10/2023 |
8-K
| Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits I... |
| 08/08/2023 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S... |
| 07/28/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 07/28/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 07/11/2023 |
8-K/A
| Quarterly results |
| 06/29/2023 |
10-K
| Annual Report for the period ended March 31, 2023 |
| 05/12/2023 |
8-K
| Regulation FD Disclosure, Financial Statements and Exhibits Interactive Data |
| 04/27/2023 |
8-K
| Quarterly results |
| 03/06/2023 |
4
| Sullivan Aaron (Interim CFO, Controller & EVP) has filed a Form 4 on LiveOne, Inc.|
Txns:
| Disposed of 2,630 shares
@ $1.09, valued at
$2.9k
Exercised 6,250 restricted stock units
@ $0 |
|
| 02/14/2023 |
10-Q
| Quarterly Report for the period ended December 31, 2022 |
| 02/09/2023 |
8-K
| Quarterly results |
| 02/07/2023 |
4
| ELLIN ROBERT S (CEO & Chairman) has filed a Form 4 on LiveOne, Inc.|
Txns:
| Acquired 200,000 shares
@ $0
Disposed of convertible notes
@ $0
Acquired 6,177 options to buy
@ $0 |
|
| 02/07/2023 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...|
Docs:
|
"LIVEONE, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A PERPETUAL CONVERTIBLE PREFERRED STOCK Pursuant to Section 151 of the Delaware General Corporation Law The undersigned, Robert S. Ellin does hereby certify that: 1. He is the Chief Executive Officer and Chairman of LiveOne, Inc., a Delaware corporation . 2. The Corporation is authorized to issue 10,000,000 shares of preferred stock, $0.001 par value per share , none of which are outstanding as of the date hereof. 3. The following resolutions were duly adopted by the board of directors of the Corporation : WHEREAS, the Certificate of Incorporation of the Corporation provides for a class of its authorized stock known as Preferred Stock, issuable from time to time in one or more series; WHEREAS, the Boa...",
"Certificate of Designation",
"Certificate of Designation",
"Certificate of Designation" |
|
| 01/11/2023 |
8-K
| Regulation FD Disclosure, Financial Statements and Exhibits Interactive Data |
| 12/05/2022 |
4
| Sullivan Aaron (Interim CFO, Controller & EVP) has filed a Form 4 on LiveOne, Inc.|
Txns:
| Disposed of 2,346 shares
@ $0.65, valued at
$1.5k
Exercised 6,250 restricted stock units
@ $0 |
|
| 11/21/2022 |
4
| ELLIN ROBERT S (CEO & Chairman) has filed a Form 4 on LiveOne, Inc.|
Txns:
| Bought 25,000 shares
@ $0.6675, valued at
$16.7k
Bought 10,000 shares
@ $0.6809, valued at
$6.8k
|
|
| 11/17/2022 |
4
| Sullivan Aaron (Interim CFO, Controller & EVP) has filed a Form 4 on LiveOne, Inc.|
Txns:
| Disposed of 4,782 shares
@ $0.74, valued at
$3.5k
Exercised 12,500 restricted stock units
@ $0 |
|
| 11/17/2022 |
10-Q
| Quarterly Report for the period ended September 30, 2022 |
| 11/16/2022 |
4
| ELLIN ROBERT S (CEO & Chairman) has filed a Form 4 on LiveOne, Inc.|
Txns:
| Bought 15,000 shares
@ $0.7264, valued at
$10.9k
|
|
| 11/15/2022 |
4
| ELLIN ROBERT S (CEO & Chairman) has filed a Form 4 on LiveOne, Inc.|
Txns:
| Bought 10,000 shares
@ $0.778, valued at
$7.8k
|
|
| 11/14/2022 |
NT 10-Q
| Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB: |
| 11/03/2022 |
8-K
| Quarterly results |
| 10/28/2022 |
8-K
| Quarterly results |
| 10/25/2022 |
8-K
| Quarterly results |
| 10/07/2022 |
4
| Krigsman Jay E. (Director) has filed a Form 4 on LiveOne, Inc.|
Txns:
| Granted 100,000 restricted stock units
@ $0 |
|
| 10/07/2022 |
4
| Solomon Kenneth A (Director) has filed a Form 4 on LiveOne, Inc.|
Txns:
| Granted 95,238 restricted stock units
@ $0 |
|
| 10/06/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/06/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/06/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/06/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/06/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/06/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/30/2022 |
4
| ELLIN ROBERT S (CEO & Chairman) has filed a Form 4 on LiveOne, Inc.|
Txns:
| Bought 25,000 shares
@ $0.7472, valued at
$18.7k
|
|
|