Date Filed | Type | Description |
10/11/2023 |
X-17A-5/A
| Form X-17A-5/A - FOCUS Report: [Amend] |
08/21/2023 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
08/16/2023 |
FOCUSN
| Form FOCUSN - Non-public annual audit reports filed by brokers or dealers: |
08/15/2023 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
02/10/2023 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
12/05/2022 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
08/01/2022 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
07/25/2022 |
FOCUSN
| Form FOCUSN - Non-public annual audit reports filed by brokers or dealers: |
07/25/2022 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
05/13/2022 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
01/31/2022 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
11/12/2021 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
10/21/2021 |
FOCUSN
| Form FOCUSN - Non-public annual audit reports filed by brokers or dealers: |
10/18/2021 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
08/09/2021 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
04/30/2021 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
11/12/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
10/06/2020 |
FOCUSN
| Form FOCUSN - Non-public annual audit reports filed by brokers or dealers: |
10/05/2020 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
08/13/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
04/21/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
02/12/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
11/08/2019 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
08/14/2019 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
07/02/2019 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
07/02/2019 |
FOCUSN
| Form FOCUSN - Non-public annual audit reports filed by brokers or dealers: |
05/10/2019 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
02/12/2019 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
11/02/2018 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
08/14/2018 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
07/02/2018 |
FOCUSN
| Form FOCUSN - Non-public annual audit reports filed by brokers or dealers: |
07/02/2018 |
X-17A-5
| Form X-17A-5 - FOCUS Report: |
05/07/2018 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
02/09/2018 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
|