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KA Fund Advisors LLC Create: Alert

All | News | Filings
Date FiledTypeDescription
08/10/2023 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
06/09/2023 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
10/03/2022 40-APP Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
01/07/2020 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
11/15/2019 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
09/06/2019 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
07/01/2019 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
04/03/2019 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
04/03/2019 APP WD Form APP WD - Withdrawal of an Application for exemption [Section 12(g)] or from filing certain reports [Section 13(a)]:
03/01/2019 40-APP Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
10/25/2018 4 KAYNE RICHARD A (SEE NOTES (1) AND (2)) has filed a Form 4 on Kayne Anderson MLP/Midstream Investment Co
Txns: Acquired 152,445 shares @ $0
Disposed of 303,568 shares @ $0
10/04/2018 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/21/2018 4 KAYNE RICHARD A (SEE NOTES (1) AND (2)) has filed a Form 4 on KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
Txns: Acquired 197,754 shares @ $15.1, valued at $3M
Acquired 71,828 shares @ $15.1, valued at $1.1M
08/21/2018 4 KAYNE RICHARD A (SEE NOTES (1) AND (2)) has filed a Form 4 on Kayne Anderson MLP/Midstream Investment Co
Txns: Acquired 24,788 shares @ $20.02, valued at $496.3k
Acquired 17,725 shares @ $20.02, valued at $354.9k
07/14/2011 4 Form 4 - Statement of changes in beneficial ownership of securities
09/20/2010 3 Form 3 - Initial statement of beneficial ownership of securities
09/20/2010 4 Form 4 - Statement of changes in beneficial ownership of securities

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