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Ault Alliance, Inc. (DPW) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/12/2023 8-K Quarterly results
09/28/2023 8-K Quarterly results
09/28/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
08/23/2023 4 Ault Alliance, Inc. (10% Owner) has filed a Form 4 on BitNile Metaverse, Inc.
Txns: Acquired 13,633 shares @ $6.774, valued at $92.3k
Acquired 13,194 shares @ $7.5, valued at $99k
Acquired 13,634 shares @ $7.4997, valued at $102.3k
Acquired 13,194 shares @ $7.4999, valued at $99k
Bought 10,000 shares @ $0.717, valued at $7.2k
Bought 37,000 shares @ $0.7763, valued at $28.7k
08/21/2023 10-Q Quarterly Report for the period ended June 30, 2023
08/18/2023 8-K Quarterly results
08/16/2023 8-K/A Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Form of Amended and Restated Assignment"
08/15/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Ault Alliance Announces Settlement of SEC Investigation LAS VEGAS-- – August 15, 2023 – Ault Alliance, Inc. , a diversified holding company today announced that the Company, Executive Chairman Milton C. Ault, and Chief Executive Officer William B. Horne have reached a settlement with the U.S. Securities and Exchange Commission to fully resolve the SEC’ s previously disclosed investigation into certain of the Company’ s public disclosures and its accounting for certain transactions, among other matters. Under terms of the settlement, the Company, Mr. Ault, and Mr. Horne neither admit nor deny the SEC’ s findings, which do not entail intentional misconduct. The Company will pay a civil penalty of $700,000 that was fully accrued in the fourth quarter of 2022; Mr. Ault will pay disgorgement of..."
08/14/2023 NT 10-Q Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB:
08/03/2023 8-K Entry into a Material Definitive Agreement, Bankruptcy or Receivership, Unregistered Sales of Equity Securities, Material Mod...
Docs: "Form of Exchange Note",
"Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language)",
"Form of Assignment",
"Form of Guaranty"
07/26/2023 8-K Quarterly results
07/21/2023 8-K Quarterly results
07/20/2023 8-K Quarterly results
07/19/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/14/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/13/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
07/13/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Letter re: Registration Statement on Form S-3",
"AMENDMENT TO AT-THE-MARKET ISSUANCE SALES AGREEMENT DATED JUNE 9, 2023"
07/11/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
07/11/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
06/30/2023 4 AULT MILTON C III (Executive Chairman) has filed a Form 4 on Ault Alliance, Inc.
Txns: Bought 500 shares @ $12.5504, valued at $6.3k
06/09/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
06/09/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Opinion of Olshan Frome Wolosky LLP",
"At-The-Market Issuance Sales Agreement, with Ascendiant Capital Markets, LLC"
05/30/2023 4 AULT MILTON C III (Executive Chairman) has filed a Form 4 on Ault Alliance, Inc.
Txns: Bought 120 shares @ $12.4383, valued at $1.5k
Bought 100 shares @ $11.6536, valued at $1.2k
05/26/2023 4 AULT MILTON C III (Executive Chairman) has filed a Form 4 on Ault Alliance, Inc.
Txns: Bought 90 shares @ $13.068, valued at $1.2k
Bought 30 shares @ $14.29, valued at $428.7
Bought 450 shares @ $13.2168, valued at $5.9k
Bought 200 shares @ $13.804, valued at $2.8k
05/25/2023 4 Ault Alliance, Inc. (10% Owner) has filed a Form 4 on SINGING MACHINE CO INC
Txns: Bought 200 shares @ $1.5753, valued at $315.1
05/19/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Ault Alliance Declares Monthly Cash Dividend of $0.2708333 Per Share of 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock LAS VEGAS-- – May 19, 2023 -- Ault Alliance, Inc. , a diversified holding company , today announced that its Board of Directors has declared a monthly cash dividend of $0.2708333 per share of the Company’ s outstanding 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock. The record date for this dividend is May 31, 2023, and the payment date is June 12, 2023. Link to NYSE quote for the Company’ s 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock: https://www.nyse.com/quote/XASE:AULTpD For more information on Ault Alliance and its subsidiaries, Ault Alliance recommends that stockholders, investors, and any other interested parties ..."
05/19/2023 SC TO-I/A Form SC TO-I/A - Tender offer statement by Issuer: [Amend]
05/18/2023 SC TO-I/A Form SC TO-I/A - Tender offer statement by Issuer: [Amend]
05/17/2023 4 AULT MILTON C III (Executive Chairman) has filed a Form 4 on Ault Alliance, Inc.
Txns: Bought 1,500,000 shares @ $0.073, valued at $109.5k
Bought 1,000,000 shares @ $0.0674, valued at $67.4k
05/17/2023 8-K/A Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Opinion of Olshan Frome Wolosky LLP"
05/17/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
05/16/2023 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Regulation FD Disclosure, Financial Statements and ...
Docs: "Certificate of Amendment to Certificate of Incorporation filed with the Delaware Secretary of State on May 15, 2023",
"Forward-Looking Statements"
05/16/2023 4 AULT MILTON C III (Executive Chairman) has filed a Form 4 on Ault Alliance, Inc.
Txns: Bought 400,000 shares @ $0.0866, valued at $34.6k
05/15/2023 8-K Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits  Interactive Data
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