News + Filings Holdings
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Thomas J. Herzfeld Advisors, Inc.
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Create: Alert |
All | News | Filings
Date Filed | Type | Description |
08/16/2023 |
SC 13G
| Thomas J. Herzfeld Advisors, Inc. reports a 10.3% stake in Carlyle Credit Income Fund |
08/16/2023 |
13F-HR/A
| Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings: [Amend] |
08/16/2023 |
13F-HR/A
| Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings: [Amend] |
08/14/2023 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
05/16/2023 |
13F-HR/A
| Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings: [Amend] |
05/15/2023 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
02/14/2023 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
01/10/2023 |
SC 13G
| Thomas J. Herzfeld Advisors, Inc. reports a 8.6% stake in Tortoise Energy Independence Fund, Inc. |
01/10/2023 |
SC 13G/A
| Thomas J. Herzfeld Advisors, Inc. reports a 10.9% stake in Tortoise Energy Independence Fund, Inc. |
11/14/2022 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
10/03/2022 |
SC 13G/A
| Thomas J. Herzfeld Advisors, Inc. reports a 0% stake in ProShares UltraShort Technology |
09/06/2022 |
SC 13G
| Thomas J. Herzfeld Advisors, Inc. reports a 30.6% stake in ProShares UltraShort Technology |
08/10/2022 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
05/16/2022 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
02/14/2022 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
11/12/2021 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
08/25/2021 |
PX14A6G
| Form PX14A6G - Notice of exempt solicitation submitted by non-management: |
08/16/2021 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
05/14/2021 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
02/16/2021 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
11/12/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
08/12/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
06/08/2020 |
SC 13G/A
| Thomas J. Herzfeld Advisors, Inc. reports a 4.8% stake in OFS Credit Company, Inc. |
05/13/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
02/14/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
01/31/2020 |
SC 13G/A
| Thomas J. Herzfeld Advisors, Inc. reports a 12.4% stake in OFS Credit Company, Inc. |
11/08/2019 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
09/10/2019 |
SC 13G/A
| Thomas J. Herzfeld Advisors, Inc. reports a 16.9% stake in OFS Credit Company, Inc. |
08/13/2019 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
05/14/2019 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
02/14/2019 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
11/14/2018 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
11/09/2018 |
SC 13G
| Thomas J. Herzfeld Advisors, Inc. reports a 10.4% stake in OFS Credit Company, Inc. |
08/14/2018 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
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