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Thomas J. Herzfeld Advisors, Inc. Create: Alert

All | News | Filings
Date FiledTypeDescription
08/16/2023 SC 13G Thomas J. Herzfeld Advisors, Inc. reports a 10.3% stake in Carlyle Credit Income Fund
08/16/2023 13F-HR/A Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings: [Amend]
08/16/2023 13F-HR/A Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings: [Amend]
08/14/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/16/2023 13F-HR/A Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings: [Amend]
05/15/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/14/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
01/10/2023 SC 13G Thomas J. Herzfeld Advisors, Inc. reports a 8.6% stake in Tortoise Energy Independence Fund, Inc.
01/10/2023 SC 13G/A Thomas J. Herzfeld Advisors, Inc. reports a 10.9% stake in Tortoise Energy Independence Fund, Inc.
11/14/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
10/03/2022 SC 13G/A Thomas J. Herzfeld Advisors, Inc. reports a 0% stake in ProShares UltraShort Technology
09/06/2022 SC 13G Thomas J. Herzfeld Advisors, Inc. reports a 30.6% stake in ProShares UltraShort Technology
08/10/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/16/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/14/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/12/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/25/2021 PX14A6G Form PX14A6G - Notice of exempt solicitation submitted by non-management:
08/16/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/14/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/16/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/12/2020 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/12/2020 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
06/08/2020 SC 13G/A Thomas J. Herzfeld Advisors, Inc. reports a 4.8% stake in OFS Credit Company, Inc.
05/13/2020 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/14/2020 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
01/31/2020 SC 13G/A Thomas J. Herzfeld Advisors, Inc. reports a 12.4% stake in OFS Credit Company, Inc.
11/08/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
09/10/2019 SC 13G/A Thomas J. Herzfeld Advisors, Inc. reports a 16.9% stake in OFS Credit Company, Inc.
08/13/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/14/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/14/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/14/2018 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/09/2018 SC 13G Thomas J. Herzfeld Advisors, Inc. reports a 10.4% stake in OFS Credit Company, Inc.
08/14/2018 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
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