Rocket


Overview
Financials
News + Filings
Key Docs
Charts
Ownership
Insiders





All
All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other


Tags
Asset disposition
Appointed CFO
Director departure
Appointed director
Notes underwriting agrmnt

ORAGENICS INC (OGEN) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/05/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
10/05/2023 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "And Joseph Michael Redmond And Christine Farrell",
"Oragenics to Acquire Odyssey Health’ s Neurological Drug Technology Pipeline Including Concussion Drug Candidate"
09/29/2023 8-K Asset disposition
Docs: "Oragenics Enters into Agreement with Lantern Bioworks for Replacement-Therapy Assets"
08/18/2023 8-K Quarterly results
08/10/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "FORM OF ORAGENICS, INC. RESTRICTED STOCK AWARD GRANT NOTICE"
08/07/2023 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Material Modifications to Rights of Secu...
Docs: "ARTICLES OF AMENDMENT TO ARTICLES OF INCORPORATION OF ORAGENICS, INC. CERTIFICATE OF DESIGNATION AND RIGHTS OF SERIES E MIRRORING PREFERRED STOCK Pursuant to Section 607.0602 of the Florida Business Corporation Act Oragenics, Inc., a corporation organized and existing under the laws of the State of Florida , does hereby certify: FIRST: That pursuant to authority conferred upon the Board of Directors of the Corporation by the Articles of Incorporation of the Corporation, as amended, the Board adopted the following resolutions on July 10, 2023 pursuant to the Corporation’ s Articles of Incorporation, as amended, and Sections 607.0602, 607.1002 and 607.1006 of the Florida Business Corporation Act, authorizing a new series of the Corporation’ s previously authorized Preferred Stock, no par val...",
"SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement is dated as of August 4, 2023 , between Oragenics, Inc., a Florida corporation , and each purchaser identified on the signature pages hereto . WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an exemption from the registration requirements of Section 5 of the Securities Act contained in Section 4 thereof and/or Regulation D thereunder, the Company desires to issue and sell to each Purchaser, and each Purchaser, severally and not jointly, desires to purchase from the Company, Common Stock and Series E Preferred Stock of the Company as more fully described in this Agreement. NOW, THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Agreement, and for other good and valuab...",
"ORAGENICS, INC. ANNOUNCES PRIVATE PLACEMENT TAMPA, FL, – Oragenics, Inc. , biotech company dedicated to fighting infectious diseases including coronaviruses, today announced it has entered into definitive agreements with two healthcare-focused investors, in which the Company issued in a private placement , an aggregate of 404,728 shares of the Company’ s common stock, $0.001 par value , and 404,728 shares of Series E Mirroring Preferred Stock . The Company intends to propose an amendment to its Amended and Restated Articles of Incorporation, in connection with the Company’ s annual meeting of shareholders, to effect an increase in the shares of Common Stock the Company is authorized to issue from 4,166,666 shares of Common Stock to 350,000,000 shares of Common Stock. The Series E Preferred..."
04/03/2023 8-K Investor presentation
03/14/2023 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Oragenics Announces Positive Results in Several Lantibiotics Compounds Against MRSA and VRE"
03/08/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "EXECUTIVE EMPLOYMENT AGREEMENT",
"Oragenics Appoints Janet Huffman as Chief Financial Officer Strengthening Executive Leadership Team"
03/01/2023 8-K Quarterly results
02/24/2023 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "AT THE MARKET OFFERING AGREEMENT February 24, 2023 Ladenburg Thalmann & Co. Inc. 640 Fifth Avenue, 4th Floor 10019"
02/03/2023 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Oragenics, Inc. Regains Compliance with NYSE American TAMPA, FL. – Oragenics, Inc. , a biotech company dedicated to fighting infectious diseases including COVID-19, today announced that the Company has received formal notice from the NYSE American, LLC stating that the Company has regained compliance with the NYSE American’ s continued listing standards. The notice the Company received from NYSE American on February 1, 2023 indicated that the Company resolved the continued listing deficiency with respect to its low selling price as described in Section 1003 of the NYSE American Company Guide. The notice further stated that the below compliance indicator will no longer be disseminated and the Company has been removed from the NYSE American noncompliant issuers on the NYSE American’ s websit..."
01/23/2023 8-K Material Modifications to Rights of Security Holders, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Yea...
Docs: "ARTICLES OF AMENDMENT TO THE AMENDED AND RESTATED ARTICLES OF INCORPORATION ORAGENICS, INC. Oragenics, Inc. , does hereby certify that the Corporation’ s Articles of Incorporation originally filed with the Florida Department of State on November 6, 1996, as amended and restated on May 8, 2002, as further amended by those certain amendments filed October 28, 2009, September 22, 2010, August 30, 2011, June 2, 2014, January 10, 2017, May 8, 2017, November 7, 2017, November 9, 2017, December 29, 2017, January 16, 2018, June 21, 2018, July 13, 2018 and February 25, 2022 are hereby further amended pursuant to Section 607.1006 of the Florida Business Corporation Act of the State of Florida. The Corporation does hereby further certify that this amendment was duly adopted by the Corporation’ s Boar..."
12/23/2022 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Oragenics, Inc. Discloses One-for-Sixty Reverse Stock Split TAMPA, FL. – Oragenics, Inc. , a biotech company dedicated to fighting infectious diseases including COVID-19, today announced that its Board of Directors on December 22, 2022 approved a 1-for-60 reverse stock split of the Company’ s issued and outstanding shares of common stock, par value $0.001 per share, accompanied by a corresponding decrease in the Company’ s authorized shares of common stock , such that, following the consummation of the Reverse Stock Split, the number of authorized shares of common stock will be reduced from 250,000,000 shares to 4,166,666 shares. As a result of the Reverse Stock Split, the Company’ s common stock is expected to begin trading on a split-adjusted basis when the markets open on January 23, 20..."
12/22/2022 8-K Quarterly results
12/20/2022 8-K Quarterly results
12/19/2022 8-K Quarterly results
12/16/2022 8-K Quarterly results
11/16/2022 8-K Quarterly results
10/03/2022 8-K Investor presentation
09/30/2022 8-K Quarterly results
08/24/2022 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Oragenics Announces Favorable Preliminary Toxicology Data for Intranasal COVID-19 Vaccine Candidate"
08/03/2022 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
07/08/2022 8-K Quarterly results
06/23/2022 8-K Quarterly results
05/17/2022 8-K Quarterly results
04/19/2022 8-K Investor presentation
04/06/2022 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Oragenics Extends Collaboration to Develop Vaccines against Future Variants of Coronaviruses April 6, 2022"
03/10/2022 8-K Quarterly results
02/28/2022 8-K Material Modifications to Rights of Security Holders, Departure of Directors or Certain Officers; Election of Directors; Appo...
Docs: "ARTICLES OF AMENDMENT TO THE AMENDED AND RESTATED ARTICLES OF INCORPORATION ORAGENICS, INC. Oragenics, Inc. , does hereby certify that the Corporation’ s Articles of Incorporation originally filed with the Florida Department of State on November 6, 1996, as amended and restated on May 8, 2002, as further amended by those certain amendments filed October 28, 2009, September 22, 2010, August 30, 2011, June 2, 2014, January 10, 2017, May 8, 2017, November 8, 2017, December 5, 2017, December 29, 2017, January 16, 2018, June 22, 2018 and July 13, 2018 are hereby further amended pursuant to Section 607.1006 of the Florida Business Corporation Act of the State of Florida. The Corporation does hereby further certify that the amendments were each duly adopted by the Corporation’ s Board of Director...",
"THIRD AMENDMENT TO BYLAWS OF ORAGENICS, INC. Pursuant to the provisions of Section 607.1020, Florida Statutes, Oragenics, Inc. has adopted the following Amendment to its Bylaws: Section 7 of Article I of the Corporation’ s Bylaws shall be, deleted and replaced in its entirety with the following: Section 7. Shareholder Quorum and Voting. One-third of the shares entitled to vote, represented in person or by proxy, shall constitute a quorum at a meeting of shareholders. When a specified item of business is required to be voted on by a class or series of stock, one-third of the shares of such class or series shall constitute a quorum for the transaction of such item of business by that class or series. If a quorum is present, the affirmative vote of the majority of the shares represented at th...",
"ORAGENICS, INC. 2021 EQUITY INCENTIVE PLAN 1. General. Plan Purpose. The Company, by means of the Plan, seeks to secure and retain the services of Employees, Directors and Consultants, to provide incentives for such persons to exert maximum efforts for the success of the Company and any Affiliate and to provide a means by which such persons may be given an opportunity to benefit from increases in value of the Common Stock through the granting of Awards. Available Awards. The Plan provides for the grant of the following Awards: Incentive Stock Options; Nonstatutory Stock Options; SARs; Restricted Stock Awards; RSU Awards; Performance Awards; and Other Awards. Adoption Date. The Plan will come into existence on the Adoption Date. No Award may be granted under the Plan prior to the Adoption D...",
"Oragenics, Inc. 2021 Equity Incentive Plan Notice of Grant of Stock Options and Stock Option Award Agreement Dear ____________, Oragenics, Inc. hereby grants you stock options to purchase up to ______________ shares of our common stock . These Stock Options are subject to the terms and conditions set forth in the Company’ s 2021 Equity Incentive Plan and in the Terms and Conditions attached as Appendix A. Covered Shares: ____________ shares of common stock, par value $0.001 per share. Exercise Price : The purchase price for these shares will be $_______ per share. Date of Grant : The “Date of Grant” for your Stock Options is [_________], 2021. Vesting Schedule : You may exercise your Stock Options after they become “vested.” Vesting is subject to your continued performance of services on t...",
"Oragenics, Inc. 2021 Equity Incentive Plan Notice of Grant of Stock Options and Stock Option Award Agreement Dear ____________, Oragenics, Inc. hereby grants you stock options to purchase up to ______________ shares of our common stock . These Stock Options are subject to the terms and conditions set forth in the Company’ s 2021 Equity Incentive Plan and in the Terms and Conditions attached as Appendix A. Covered Shares: ____________ shares of common stock, par value $0.001 per share. Exercise Price : The purchase price for these shares will be $_______ per share. Date of Grant : The “Date of Grant” for your Stock Options is [_________], 2021. Vesting Schedule : You may exercise your Stock Options after they become “vested.” Vesting is subject to your continued employment with Oragenics af...",
"Cover Page Interactive Data File (embedded within the Inline XBRL document)"
01/26/2022 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Oragenics Announces Adjournment of Annual Meeting of Shareholders Due to Lack of Quorum"
12/20/2021 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Oragenics Extends Collaboration with the National Research Council of Canada to Develop Vaccine against the Omicron Variant Agreement extends current licensing and collaboration agreement to include rapid production of Omicron-specific intranasal vaccine candidates"
12/14/2021 8-K Quarterly results
12/01/2021 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Oragenics Announces Positive COVID-19 Challenge Study Results Evaluating Multiple Formulations of its SARS-CoV-2 Vaccine Candidate"
  Next >>

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy