| Date Filed | Type | Description |
| 10/14/2022 |
SC 13D/A
| Bexil Securities LLC reports a 11% stake in DIVIDEND AND INCOME FUND |
| 05/16/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/08/2021 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 11/02/2018 |
SC 13D/A
| Bexil Securities LLC reports a 8.9% stake in DIVIDEND AND INCOME FUND |
| 11/02/2018 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND|
Txns:
| Disposed of 435,000 shares of beneficial interest
@ $10.8, valued at
$4.7M
|
|
| 02/05/2018 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND|
Txns:
| Acquired 190,000 shares of beneficial interest
@ $14.2, valued at
$2.7M
|
|
| 07/11/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 11/10/2015 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND|
Txns:
| Acquired 230,154 shares of beneficial interest
@ $11.62, valued at
$2.7M
|
|
| 10/07/2013 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 02/15/2013 |
SC 13D/A
| Bexil Securities LLC reports a 7.2% stake in DIVIDEND AND INCOME FUND |
| 12/26/2012 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND|
Txns:
| Disposed of 237,741 shares
@ $13.48, valued at
$3.2M
|
|
| 07/06/2012 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND|
Txns:
| Acquired 50,058 shares
@ $3.3, valued at
$165.2k
|
|
| 04/09/2012 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND, INC.|
Txns:
| Acquired 34,408 shares
@ $3.59, valued at
$123.5k
|
|
| 03/08/2012 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND, INC.|
Txns:
| Bought 30,810 shares
@ $3.58, valued at
$110.3k
Bought 8,200 shares
@ $3.603, valued at
$29.5k
Bought 3,009 shares
@ $3.63, valued at
$10.9k
|
|
| 03/06/2012 |
SC 13D/A
| Form SC 13D - General statement of acquisition of beneficial ownership [amend] |
| 03/05/2012 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND, INC.|
Txns:
| Bought 50,000 shares
@ $3.65, valued at
$182.5k
Bought 50,000 shares
@ $3.67, valued at
$183.5k
Bought 50,000 shares
@ $3.66, valued at
$183k
|
|
| 02/29/2012 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND, INC.|
Txns:
| Bought 2,938 shares
@ $3.56, valued at
$10.5k
Bought 50,000 shares
@ $3.58, valued at
$179k
Bought 31,362 shares
@ $3.59, valued at
$112.6k
|
|
| 01/26/2012 |
5
| Form 5 - Annual statement of changes in beneficial ownership of securities |
| 01/17/2012 |
SC 13D
| Form SC 13D - General statement of acquisition of beneficial ownership |
| 01/09/2012 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND, INC.|
Txns:
| Acquired 484 shares
@ $3.57, valued at
$1.7k
Acquired 810,044 shares
@ $3.18, valued at
$2.6M
|
|
| 08/30/2011 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND, INC.|
Txns:
| Bought 4,222 shares
@ $3.853, valued at
$16.3k
|
|
| 08/26/2011 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND, INC.|
Txns:
| Bought 7,000 shares
@ $3.78, valued at
$26.5k
Bought 50,000 shares
@ $3.819, valued at
$191k
Bought 401 shares
@ $3.775, valued at
$1.5k
|
|
| 08/24/2011 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND, INC.|
Txns:
| Bought 15,000 shares
@ $3.73, valued at
$56k
Bought 50,000 shares
@ $3.708, valued at
$185.4k
|
|
| 08/18/2011 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND, INC.|
Txns:
| Bought 32,395 shares
@ $3.79, valued at
$122.8k
Bought 39,227 shares
@ $3.7, valued at
$145.1k
|
|
| 08/12/2011 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND, INC.|
Txns:
| Bought 3,951 shares
@ $3.73, valued at
$14.7k
|
|
| 08/11/2011 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND, INC.|
Txns:
| Bought 10,279 shares
@ $3.53, valued at
$36.3k
Bought 12,175 shares
@ $3.579, valued at
$43.6k
Bought 8,400 shares
@ $3.63, valued at
$30.5k
|
|
| 08/08/2011 |
4
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND, INC.|
Txns:
| Bought 50,000 shares
@ $3.849, valued at
$192.5k
Bought 50,000 shares
@ $3.729, valued at
$186.5k
Bought 50,000 shares
@ $3.508, valued at
$175.4k
|
|
| 08/03/2011 |
4
| Bexil Securities LLC ("See Explanation of Responses") has filed a Form 4 on DIVIDEND & INCOME FUND, INC.|
Txns:
| Bought 16,950 shares
@ $3.9896, valued at
$67.6k
|
|
| 07/18/2011 |
3
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 3 on FOXBY CORP. |
| 07/11/2011 |
3
| Bexil Securities LLC (See "Explanation of Responses") has filed a Form 3 on DIVIDEND & INCOME FUND, INC. |