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Notes underwriting agrmnt
Cert. of designation

Appgate, Inc. (NTWN) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/22/2023 8-K Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregister...
07/25/2023 8-K Quarterly results
03/31/2023 8-K Quarterly results
02/06/2023 8-K Quarterly results
01/09/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "IS A MODERN APPROACH VS 3"
01/09/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Separation Agreement and Release",
"Separation Agreement and Release",
"APPGATE APPOINTS LEO TADDEO AS NEW CHIEF EXECUTIVE OFFICER AND PRESIDENT"
11/08/2022 8-K Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review &nbsp...
08/11/2022 8-K Quarterly results
07/25/2022 8-K Quarterly results
05/11/2022 8-K Quarterly results
04/26/2022 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "REVOLVING CREDIT AGREEMENT dated as of among APPGATE CYBERSECURITY, INC., as Borrower, APPGATE, INC., as Parent, The GUARANTORS Party Hereto and SIS HOLDINGS, L.P., as Lender $50,000,000 CONTENTS Page Article I. DEFINITIONS 1 Section 1.01 Defined Terms 1 Section 1.02 Terms Generally 7 Section 1.03 Accounting Terms; GAAP; Payments 8 Article II. THE LOANS Section 2.01 Loans 8 Section 2.02 Funding of Loans 8 Section 2.03 Repayment of Loans 9 Section 2.04 Prepayment of Loans; Reduction of Commitment; Termination 9 Section 2.05 Interest; Fees 10 Section 2.06 Taxes 10 Section 2.07 Maximum Lawful Rate 11 Article III. REPRESENTATIONS AND WARRANTIES 12 Section 3.01 Organization Powers 12 Section 3.02 Authorization; Enforceability 12 Section 3.03 Governmental Approvals; No Conflicts 12 Section 3.04 ..."
03/30/2022 8-K Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits  I...
Docs: "Appgate Announces Fourth Quarter and Full Year 2021 Financial Results Fourth quarter revenue of $13.9 million, an increase of 36% year-over-year Annual recurring revenue of $31.1 million, an increase of 38% year-over-year",
"IS A MODERN APPROACH VS 3"
02/15/2022 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "W I T N E S S E T H :"
01/03/2022 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "FORM OF AWARD AGREEMENT FOR RESTRICTED STOCK UNITS"
11/10/2021 8-K/A Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits  Interactive Data
Docs: "Note 1. Business and Summary of Significant Accounting Policies",
"LEGACY APPGATE’ S MANAGEMENT’ S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS",
"UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION OF THE COMPANY"
11/10/2021 8-K Quarterly results
Docs: "Key Business Metrics",
"Q3’21 Investor Presentation November 10, 2021"
10/15/2021 8-K Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Unregistered Sales of Equity ...
Docs: "SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION",
"AMENDED AND RESTATED BYLAWS",
"RECITAL",
"LOCK-UP AGREEMENT",
"SCHEDULE OF LENDERS",
"CYXTERA CYBERSECURITY, INC. D/B/A APPGATE AND MAGNETAR FINANCIAL LLC as Representative of the Holders NOTE ISSUANCE AGREEMENT Dated as of February 8, 2021 Convertible Senior Notes due 2024",
"W I T N E S S E T H",
"SIGNATURE PAGE TO REGISTRATION RIGHTS AGREEMENT INVESTORS: MAGNETAR CONSTELLATION MASTER FUND, LTD. By: Magnetar Financial LLC, its investment manager By: /s/ Karl Wachter Name: Karl Wachter Title: General Counsel Address: c/o Magnetar Financial LLC 1603 Orrington Avenue, 13 th Floor Evanston, Illinois 60201 Attn. Chief Legal Officer T: 847-905-4400 F:847-869-2064 E: [email protected] SIGNATURE PAGE TO REGISTRATION RIGHTS AGREEMENT MAGNETAR CONSTELLATION FUND II, LTD. By: Magnetar Financial LLC, its investment manager By: /s/ Karl Wachter Name: Karl Wachter Title: General Counsel Address: c/o Magnetar Financial LLC 1603 Orrington Avenue, 13 th Floor Evanston, Illinois 60201 Attn. Chief Legal Officer T: 847-905-4400 F:847-869-2064 E: [email protected] SIGNATURE PAG...",
"FORM OF DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT",
"AND E-DISCOVERY ACQUIRECO, LLC DATED AS OF DECEMBER 17, 2020"
02/09/2021 8-K Quarterly results
08/19/2020 8-K Quarterly results
12/02/2019 8-K Entered into an underwriting agreement for the issuance and sale of notes
Docs: "Convertible Note"
12/06/2018 8-K Entered into an underwriting agreement for the issuance and sale of notes
Docs: "Convertible Note"
08/28/2018 8-K Entered into an underwriting agreement for the issuance and sale of notes
Docs: "Convertible Note"
02/16/2017 8-K Quarterly results
07/18/2016 8-K Form 8-K - Current report
04/05/2016 8-K Entered into an underwriting agreement for the issuance and sale of notes
Docs: "Convertible Note"
11/20/2015 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Note Extension Letter"
11/05/2015 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
07/31/2014 8-K Entered into an underwriting agreement for the issuance and sale of notes
Docs: "Convertible Note, in the principal amount of $72,000, bearing interest at the rate of 5.0% per annum issued by the Company to Ironbound Partners Fund, LLC",
"Amended and Restated Convertible Note, issued May 14, 2013 and amended and restated July 25, 2014, in the principal amount of $100,000, bearing interest at the rate of 5.0% per annum issued by the Company to Ironbound Partners Fund, LLC"
05/15/2013 8-K Entered into an underwriting agreement for the issuance and sale of notes
Docs: "Two- year Convertible Note, in the principal amount of $100,000, bearing interest at the rate of 5.0% per annum issued by the Company to Ironbound Partners Fund, LLC"
05/10/2013 8-K Form 8-K - Current report
10/23/2012 8-K Form 8-K - Current report
04/03/2009 8-K Form 8-K - Current report
08/10/2007 8-K Form 8-K - Current report

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