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Appgate, Inc. (NTWN) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/22/2023 8-K Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregister...
08/14/2023 NT 10-Q Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB:
07/25/2023 8-K Quarterly results
03/31/2023 10-K Annual Report for the period ended December 31, 2022
03/31/2023 8-K Quarterly results
02/09/2023 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/08/2023 SEC STAFF ACTION Form SEC STAFF ACTION - SEC Staff Action: ORDER
02/06/2023 8-K Quarterly results
01/09/2023 10-Q Quarterly Report for the period ended September 30, 2022
01/09/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "IS A MODERN APPROACH VS 3"
01/09/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Separation Agreement and Release",
"Separation Agreement and Release",
"APPGATE APPOINTS LEO TADDEO AS NEW CHIEF EXECUTIVE OFFICER AND PRESIDENT"
12/28/2022 10-Q/A Quarterly Report for the period ended June 30, 2022 [amend]
12/28/2022 10-Q/A Quarterly Report for the period ended March 31, 2022 [amend]
12/28/2022 10-K/A Annual Report for the period ended December 31, 2021 [amend]
11/08/2022 8-K Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review &nbsp...
08/11/2022 10-Q Quarterly Report for the period ended June 30, 2022
08/11/2022 DEF 14C Form DEF 14C - Other definitive information statements:
08/11/2022 8-K Quarterly results
07/25/2022 8-K Quarterly results
05/11/2022 10-Q Quarterly Report for the period ended March 31, 2022
05/11/2022 8-K Quarterly results
04/26/2022 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "REVOLVING CREDIT AGREEMENT dated as of among APPGATE CYBERSECURITY, INC., as Borrower, APPGATE, INC., as Parent, The GUARANTORS Party Hereto and SIS HOLDINGS, L.P., as Lender $50,000,000 CONTENTS Page Article I. DEFINITIONS 1 Section 1.01 Defined Terms 1 Section 1.02 Terms Generally 7 Section 1.03 Accounting Terms; GAAP; Payments 8 Article II. THE LOANS Section 2.01 Loans 8 Section 2.02 Funding of Loans 8 Section 2.03 Repayment of Loans 9 Section 2.04 Prepayment of Loans; Reduction of Commitment; Termination 9 Section 2.05 Interest; Fees 10 Section 2.06 Taxes 10 Section 2.07 Maximum Lawful Rate 11 Article III. REPRESENTATIONS AND WARRANTIES 12 Section 3.01 Organization Powers 12 Section 3.02 Authorization; Enforceability 12 Section 3.03 Governmental Approvals; No Conflicts 12 Section 3.04 ..."
03/31/2022 10-K Annual Report for the period ended December 31, 2021
03/30/2022 8-K Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits  I...
Docs: "Appgate Announces Fourth Quarter and Full Year 2021 Financial Results Fourth quarter revenue of $13.9 million, an increase of 36% year-over-year Annual recurring revenue of $31.1 million, an increase of 38% year-over-year",
"IS A MODERN APPROACH VS 3"
02/15/2022 SC 13G Magnetar Financial LLC reports a 7.7% stake in APPGATE, INC.
02/15/2022 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "W I T N E S S E T H :"
01/28/2022 S-1 Form S-1 - General form for registration of securities under the Securities Act of 1933:
01/03/2022 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "FORM OF AWARD AGREEMENT FOR RESTRICTED STOCK UNITS"
12/13/2021 S-8 Form S-8 - Securities to be offered to employees in employee benefit plans:
11/10/2021 8-K/A Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits  Interactive Data
Docs: "Note 1. Business and Summary of Significant Accounting Policies",
"LEGACY APPGATE’ S MANAGEMENT’ S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS",
"UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION OF THE COMPANY"
11/10/2021 8-K Quarterly results
Docs: "Key Business Metrics",
"Q3’21 Investor Presentation November 10, 2021"
10/22/2021 SC 13D BC Partners Holdings Ltd reports a 88.9% stake in Appgate, Inc.
10/15/2021 8-K Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Unregistered Sales of Equity ...
Docs: "SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION",
"AMENDED AND RESTATED BYLAWS",
"RECITAL",
"LOCK-UP AGREEMENT",
"SCHEDULE OF LENDERS",
"CYXTERA CYBERSECURITY, INC. D/B/A APPGATE AND MAGNETAR FINANCIAL LLC as Representative of the Holders NOTE ISSUANCE AGREEMENT Dated as of February 8, 2021 Convertible Senior Notes due 2024",
"W I T N E S S E T H",
"SIGNATURE PAGE TO REGISTRATION RIGHTS AGREEMENT INVESTORS: MAGNETAR CONSTELLATION MASTER FUND, LTD. By: Magnetar Financial LLC, its investment manager By: /s/ Karl Wachter Name: Karl Wachter Title: General Counsel Address: c/o Magnetar Financial LLC 1603 Orrington Avenue, 13 th Floor Evanston, Illinois 60201 Attn. Chief Legal Officer T: 847-905-4400 F:847-869-2064 E: [email protected] SIGNATURE PAGE TO REGISTRATION RIGHTS AGREEMENT MAGNETAR CONSTELLATION FUND II, LTD. By: Magnetar Financial LLC, its investment manager By: /s/ Karl Wachter Name: Karl Wachter Title: General Counsel Address: c/o Magnetar Financial LLC 1603 Orrington Avenue, 13 th Floor Evanston, Illinois 60201 Attn. Chief Legal Officer T: 847-905-4400 F:847-869-2064 E: [email protected] SIGNATURE PAG...",
"FORM OF DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT",
"AND E-DISCOVERY ACQUIRECO, LLC DATED AS OF DECEMBER 17, 2020"
10/07/2021 10-Q Quarterly Report for the period ended September 30, 2021
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