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Raffin Thomas A.
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 06/12/2023 |
4
| Raffin Thomas A. (Director) has filed a Form 4 on Akoya Biosciences, Inc.|
Txns:
| Bought 20,000 shares
@ $5, valued at
$100k
Bought 196,627 shares
@ $5, valued at
$983.1k
Bought 1,803,373 shares
@ $5, valued at
$9M
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| 06/05/2023 |
4
| Raffin Thomas A. (Director) has filed a Form 4 on Akoya Biosciences, Inc.|
Txns:
| Granted 56,322 options to buy
@ $5.7, valued at
$321k
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| 05/12/2023 |
4
| Raffin Thomas A. (Director) has filed a Form 4 on LUMOS PHARMA, INC.|
Txns:
| Granted 3,345 options to buy
@ $3.42, valued at
$11.4k
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| 08/26/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/03/2022 |
4
| Raffin Thomas A. (Director) has filed a Form 4 on Akoya Biosciences, Inc.|
Txns:
| Granted 30,549 options to buy
@ $11.24, valued at
$343.4k
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| 05/09/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/16/2021 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 05/25/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/24/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/20/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 04/07/2020 |
4
| Raffin Thomas A. (Director) has filed a Form 4 on LUMOS PHARMA, INC.|
Txns:
| Granted 709 shares
@ $0
Granted 5,684 options to buy
@ $7.78, valued at
$44.2k
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| 08/02/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/14/2019 |
4
| Raffin Thomas A. (Director) has filed a Form 4 on NEWLINK GENETICS CORP|
Txns:
| Granted 25,000 options to buy
@ $1.69, valued at
$42.3k
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| 05/25/2018 |
4
| Raffin Thomas A. (Director) has filed a Form 4 on NEWLINK GENETICS CORP|
Txns:
| Granted 27,777 options to buy
@ $5.33, valued at
$148.1k
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| 08/11/2016 |
4
| Raffin Thomas A. (Director) has filed a Form 4 on NEWLINK GENETICS CORP|
Txns:
| Granted 17,774 options to buy
@ $10.78, valued at
$191.6k
Granted 4,782 options to buy
@ $10.78, valued at
$51.5k
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| 07/17/2015 |
4/A
| Raffin Thomas A. (Director) has filed a Form 4 on NEWLINK GENETICS CORP|
Txns:
| Granted 15,659 options to buy
@ $21.23, valued at
$332.4k
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| 07/17/2015 |
4/A
| Raffin Thomas A. (Director) has filed a Form 4 on NEWLINK GENETICS CORP|
Txns:
| Granted 6,349 options to buy
@ $44.6, valued at
$283.2k
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| 05/04/2015 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 04/09/2015 |
4
| Raffin Thomas A. (Director) has filed a Form 4 on NEWLINK GENETICS CORP|
Txns:
| Sold 800 shares
@ $53.18, valued at
$42.5k
Sold 10,024 shares
@ $54.32, valued at
$544.5k
Sold 9,870 shares
@ $55.03, valued at
$543.1k
Exercised 7,142 options to buy
@ $2.1, valued at
$15k
Exercised 7,142 options to buy
@ $10.02, valued at
$71.6k
Exercised 3,205 options to buy
@ $1.96, valued at
$6.3k
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| 02/24/2015 |
4/A
| SHEPLER ROBERT G (10% Owner) has filed a Form 4 on LDR HOLDING CORP|
Txns:
| Sold 107,102 shares
@ $37.67, valued at
$4M
Sold 36,168 shares
@ $37.63, valued at
$1.4M
Sold 42,287 shares
@ $39.17, valued at
$1.7M
Sold 2,899 shares
@ $37.67, valued at
$109.2k
Sold 979 shares
@ $37.63, valued at
$36.8k
Sold 1,145 shares
@ $39.17, valued at
$44.8k
Sold 15,552 shares
@ $37.67, valued at
$585.8k
Sold 5,252 shares
@ $37.63, valued at
$197.6k
Sold 6,140 shares
@ $39.17, valued at
$240.5k
Sold 669 shares
@ $37.67, valued at
$25.2k
Sold 226 shares
@ $37.63, valued at
$8.5k
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| 02/23/2015 |
4
| SHEPLER ROBERT G (10% Owner) has filed a Form 4 on LDR HOLDING CORP|
Txns:
| Sold 107,102 shares
@ $37.67, valued at
$4M
Sold 36,168 shares
@ $37.63, valued at
$1.4M
Sold 42,287 shares
@ $39.17, valued at
$1.7M
Sold 2,899 shares
@ $37.67, valued at
$109.2k
Sold 979 shares
@ $37.63, valued at
$36.8k
Sold 1,145 shares
@ $39.17, valued at
$44.8k
Sold 15,552 shares
@ $37.67, valued at
$585.8k
Sold 5,252 shares
@ $37.63, valued at
$197.6k
Sold 6,140 shares
@ $39.17, valued at
$240.5k
Sold 669 shares
@ $37.67, valued at
$25.2k
Sold 226 shares
@ $37.63, valued at
$8.5k
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| 10/21/2014 |
4
| SHEPLER ROBERT G (10% Owner) has filed a Form 4 on LDR HOLDING CORP|
Txns:
| Sold 22,710 shares
@ $32.98, valued at
$749k
Sold 35,817 shares
@ $33.2, valued at
$1.2M
Sold 8,110 shares
@ $33.39, valued at
$270.8k
Sold 615 shares
@ $32.98, valued at
$20.3k
Sold 970 shares
@ $33.2, valued at
$32.2k
Sold 220 shares
@ $33.39, valued at
$7.3k
Sold 3,297 shares
@ $32.98, valued at
$108.7k
Sold 5,201 shares
@ $33.2, valued at
$172.7k
Sold 1,178 shares
@ $33.39, valued at
$39.3k
Sold 142 shares
@ $32.98, valued at
$4.7k
Sold 224 shares
@ $33.2, valued at
$7.4k
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| 10/01/2014 |
4
| SHEPLER ROBERT G (10% Owner) has filed a Form 4 on LDR HOLDING CORP|
Txns:
| Sold 17,782 shares
@ $31.54, valued at
$560.8k
Sold 5,437 shares
@ $31.35, valued at
$170.4k
Sold 167 shares
@ $31.25, valued at
$5.2k
Sold 481 shares
@ $31.54, valued at
$15.2k
Sold 147 shares
@ $31.35, valued at
$4.6k
Sold 5 shares
@ $31.25, valued at
$156.3
Sold 2,582 shares
@ $31.54, valued at
$81.4k
Sold 789 shares
@ $31.35, valued at
$24.7k
Sold 24 shares
@ $31.25, valued at
$750
Sold 111 shares
@ $31.54, valued at
$3.5k
Sold 34 shares
@ $31.35, valued at
$1.1k
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| 09/26/2014 |
4
| SHEPLER ROBERT G (10% Owner) has filed a Form 4 on LDR HOLDING CORP|
Txns:
| Sold 20,824 shares
@ $31.139, valued at
$648.4k
Sold 62,472 shares
@ $31.025, valued at
$1.9M
Sold 83,296 shares
@ $31.383, valued at
$2.6M
Sold 564 shares
@ $31.139, valued at
$17.6k
Sold 1,691 shares
@ $31.025, valued at
$52.5k
Sold 2,255 shares
@ $31.383, valued at
$70.8k
Sold 3,024 shares
@ $31.139, valued at
$94.2k
Sold 9,072 shares
@ $31.025, valued at
$281.5k
Sold 12,096 shares
@ $31.383, valued at
$379.6k
Sold 130 shares
@ $31.139, valued at
$4k
Sold 390 shares
@ $31.025, valued at
$12.1k
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| 05/05/2014 |
4
| Raffin Thomas A. (Director) has filed a Form 4 on NEWLINK GENETICS CORP|
Txns:
| Granted 2,944 shares
@ $0
Granted 8,831 options to buy
@ $21.23, valued at
$187.5k
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| 01/06/2014 |
4
| Raffin Thomas A. (Director) has filed a Form 4 on NEWLINK GENETICS CORP|
Txns:
| Granted 3,000 shares
@ $0 |
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| 10/17/2013 |
4
| SHEPLER ROBERT G (10% Owner) has filed a Form 4 on LDR HOLDING CORP|
Txns:
| Converted 2,136,887 shares
@ $0
Converted 406,148 shares
@ $0
Bought 41,648 shares
@ $15, valued at
$624.7k
Converted 368,145 shares
@ $0
Bought 7,175 shares
@ $15, valued at
$107.6k
Converted 13,352 shares
@ $0
Converted 2,537 shares
@ $0
Bought 260 shares
@ $15, valued at
$3.9k
Converted 8,939 shares
@ $0
Converted 47,035 shares
@ $0
Bought 917 shares
@ $15, valued at
$13.8k
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| 10/08/2013 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 05/10/2013 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 11/06/2012 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 11/18/2011 |
4
| Raffin Thomas A. (Director) has filed a Form 4 on NEWLINK GENETICS CORP|
Txns:
| Converted 9,096 shares
@ $0
Converted 1,732 preferred shares
@ $0 |
|
| 11/14/2011 |
4
| Raffin Thomas A. (Director) has filed a Form 4 on NEWLINK GENETICS CORP|
Txns:
| Granted 3,571 options to buy
@ $7, valued at
$25k
Granted 47,619 options to buy
@ $7, valued at
$333.3k
Disposed/sold 35,714 options to buy
@ $0.53, valued at
$18.9k
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