Rocket


Overview
Financials
News + Filings
Key Docs
Ownership
Insiders





All
All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other

Tags
Amended bylaws

HSBC USA INC (HUSI PR) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/18/2016 4 Alderoty Stuart A (Sr Ex V.P. and General Counsel) has filed a Form 4 on HSBC USA INC /MD/
05/19/2016 3 Kroeger Barry (Director) has filed a Form 3 on HSBC USA INC /MD/
05/05/2016 3 O'Connor Patricia M (Head of FCC & BSA Comp Officer) has filed a Form 3 on HSBC USA INC /MD/
05/05/2016 4 Dalton William R (Director) has filed a Form 4 on HSBC USA INC /MD/
11/12/2013 4 Peterson Gary E (SEVP, Chief Compliance Officer) has filed a Form 4 on HSBC USA INC /MD/
09/30/2013 4 Cozza Patrick A (SEVP, Reg Head of Insurance) has filed a Form 4 on HSBC USA INC /MD/
08/05/2013 4 HERNANDEZ LOUIS JR (Director) has filed a Form 4 on HSBC USA INC /MD/
06/06/2013 3 Ekert Steven G (SEVP, Chief Risk Officer) has filed a Form 3 on HSBC USA INC /MD/
06/06/2013 4 Gunton Mark C (SEVP, Chief Risk Officer) has filed a Form 4 on HSBC USA INC /MD/
06/05/2013 3 Ameen Phillip D (Director) has filed a Form 3 on HSBC USA INC /MD/
06/05/2013 3 Sodeika Lisa M (EVP-Communications) has filed a Form 3 on HSBC USA INC /MD/
09/10/2012 4 Bottorff Jon R (EVP, CFO-GBM Americas) has filed a Form 4 on HSBC USA INC /MD/
03/23/2012 3 Peterson Gary E (SEVP, Chief Compliance Officer) has filed a Form 3 on HSBC USA INC /MD/
03/23/2012 3 Peterson Gary E (SEVP, Chief Compliance Officer) has filed a Form 3 on HSBC USA INC /MD/
03/23/2012 4 Larson Eric Lewis (SEVP and Chief Compliance Off) has filed a Form 4 on HSBC USA INC /MD/
03/08/2012 3 Zeeman Gregory T (EVP and Chief Operating Off) has filed a Form 3 on HSBC USA INC /MD/
03/08/2012 4 Sinyak Eli (SEVP & COO) has filed a Form 4 on HSBC USA INC /MD/
01/05/2012 3 Klug Loren C (Ex VP, Head of Strategy & Plng) has filed a Form 3 on HSBC USA INC /MD/
01/05/2012 3 Bottomley Steve A (Sr Ex VP, Head of Comm Bnkg) has filed a Form 3 on HSBC USA INC /MD/
01/05/2012 4 Smith Matthew (Sr Ex VP Head of Strategy&Plng) has filed a Form 4 on HSBC USA INC /MD/
01/05/2012 4 Watkinson Mark (Sr Ex VP, Head of Comm Banking) has filed a Form 4 on HSBC USA INC /MD/
11/01/2011 4 Booker Niall S (Director) has filed a Form 4 on HSBC USA INC /MD/
06/08/2011 4 Brienza Suzanne (Ex Vice Pres, Human Resources) has filed a Form 4 on HSBC USA INC /MD/
06/08/2011 3 Couture Jon N (Sr Ex VP, Human Resources) has filed a Form 3 on HSBC USA INC /MD/
05/31/2011 3 Schwartz Patrick D (Exec V.P. and Secretary) has filed a Form 3 on HSBC USA INC /MD/
04/26/2011 3 Watkinson Mark (Sr Ex VP, Head of Comm Banking) has filed a Form 3 on HSBC USA INC /MD/
04/26/2011 4 Davies Christopher P (Sr Ex VP, Head of Comm Banking) has filed a Form 4 on HSBC USA INC /MD/
03/08/2011 3 Sinyak Eli (SEVP & Chief Tech & Serv Off) has filed a Form 3 on HSBC USA INC /MD/
03/08/2011 4 Armishaw Andrew C (SEVP & Chief Tech & Serv Off) has filed a Form 4 on HSBC USA INC /MD/
12/17/2010 4 Midzain Lesley M (Executive Vice President) has filed a Form 4 on HSBC USA INC /MD/
08/02/2010 3 Booker Niall S (Director, Chairman of the Bd) has filed a Form 3 on HSBC USA INC /MD/
08/02/2010 4 MCDONAGH BRENDAN (Director, Chairman of the Bd) has filed a Form 4 on HSBC USA INC /MD/
07/28/2010 3 Cozza Patrick A (Sr EVP & Reg Head of Insurance) has filed a Form 3 on HSBC USA INC /MD/
07/15/2010 4 Mattia Gerard (Sr Ex Vice President & CFO) has filed a Form 4 on HSBC USA INC /MD/
  Next >>

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy