Date Filed | Type | Description |
10/18/2016 |
4
| Alderoty Stuart A (Sr Ex V.P. and General Counsel) has filed a Form 4 on HSBC USA INC /MD/ |
05/19/2016 |
3
| Kroeger Barry (Director) has filed a Form 3 on HSBC USA INC /MD/ |
05/05/2016 |
3
| O'Connor Patricia M (Head of FCC & BSA Comp Officer) has filed a Form 3 on HSBC USA INC /MD/ |
05/05/2016 |
4
| Dalton William R (Director) has filed a Form 4 on HSBC USA INC /MD/ |
11/12/2013 |
4
| Peterson Gary E (SEVP, Chief Compliance Officer) has filed a Form 4 on HSBC USA INC /MD/ |
09/30/2013 |
4
| Cozza Patrick A (SEVP, Reg Head of Insurance) has filed a Form 4 on HSBC USA INC /MD/ |
08/05/2013 |
4
| HERNANDEZ LOUIS JR (Director) has filed a Form 4 on HSBC USA INC /MD/ |
06/06/2013 |
3
| Ekert Steven G (SEVP, Chief Risk Officer) has filed a Form 3 on HSBC USA INC /MD/ |
06/06/2013 |
4
| Gunton Mark C (SEVP, Chief Risk Officer) has filed a Form 4 on HSBC USA INC /MD/ |
06/05/2013 |
3
| Ameen Phillip D (Director) has filed a Form 3 on HSBC USA INC /MD/ |
06/05/2013 |
3
| Sodeika Lisa M (EVP-Communications) has filed a Form 3 on HSBC USA INC /MD/ |
09/10/2012 |
4
| Bottorff Jon R (EVP, CFO-GBM Americas) has filed a Form 4 on HSBC USA INC /MD/ |
03/23/2012 |
3
| Peterson Gary E (SEVP, Chief Compliance Officer) has filed a Form 3 on HSBC USA INC /MD/ |
03/23/2012 |
3
| Peterson Gary E (SEVP, Chief Compliance Officer) has filed a Form 3 on HSBC USA INC /MD/ |
03/23/2012 |
4
| Larson Eric Lewis (SEVP and Chief Compliance Off) has filed a Form 4 on HSBC USA INC /MD/ |
03/08/2012 |
3
| Zeeman Gregory T (EVP and Chief Operating Off) has filed a Form 3 on HSBC USA INC /MD/ |
03/08/2012 |
4
| Sinyak Eli (SEVP & COO) has filed a Form 4 on HSBC USA INC /MD/ |
01/05/2012 |
3
| Klug Loren C (Ex VP, Head of Strategy & Plng) has filed a Form 3 on HSBC USA INC /MD/ |
01/05/2012 |
3
| Bottomley Steve A (Sr Ex VP, Head of Comm Bnkg) has filed a Form 3 on HSBC USA INC /MD/ |
01/05/2012 |
4
| Smith Matthew (Sr Ex VP Head of Strategy&Plng) has filed a Form 4 on HSBC USA INC /MD/ |
01/05/2012 |
4
| Watkinson Mark (Sr Ex VP, Head of Comm Banking) has filed a Form 4 on HSBC USA INC /MD/ |
11/01/2011 |
4
| Booker Niall S (Director) has filed a Form 4 on HSBC USA INC /MD/ |
06/08/2011 |
4
| Brienza Suzanne (Ex Vice Pres, Human Resources) has filed a Form 4 on HSBC USA INC /MD/ |
06/08/2011 |
3
| Couture Jon N (Sr Ex VP, Human Resources) has filed a Form 3 on HSBC USA INC /MD/ |
05/31/2011 |
3
| Schwartz Patrick D (Exec V.P. and Secretary) has filed a Form 3 on HSBC USA INC /MD/ |
04/26/2011 |
3
| Watkinson Mark (Sr Ex VP, Head of Comm Banking) has filed a Form 3 on HSBC USA INC /MD/ |
04/26/2011 |
4
| Davies Christopher P (Sr Ex VP, Head of Comm Banking) has filed a Form 4 on HSBC USA INC /MD/ |
03/08/2011 |
3
| Sinyak Eli (SEVP & Chief Tech & Serv Off) has filed a Form 3 on HSBC USA INC /MD/ |
03/08/2011 |
4
| Armishaw Andrew C (SEVP & Chief Tech & Serv Off) has filed a Form 4 on HSBC USA INC /MD/ |
12/17/2010 |
4
| Midzain Lesley M (Executive Vice President) has filed a Form 4 on HSBC USA INC /MD/ |
08/02/2010 |
3
| Booker Niall S (Director, Chairman of the Bd) has filed a Form 3 on HSBC USA INC /MD/ |
08/02/2010 |
4
| MCDONAGH BRENDAN (Director, Chairman of the Bd) has filed a Form 4 on HSBC USA INC /MD/ |
07/28/2010 |
3
| Cozza Patrick A (Sr EVP & Reg Head of Insurance) has filed a Form 3 on HSBC USA INC /MD/ |
07/15/2010 |
4
| Mattia Gerard (Sr Ex Vice President & CFO) has filed a Form 4 on HSBC USA INC /MD/ |
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