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1-U/A
1-Z
1-Z-W
1-Z/A
1/A
10-12B
10-12B/A
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10-12G/A
10-D
10-D/A
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10-K405
10-K405/A
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10-Q/A
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10-QSB/A
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10-QT/A
10KSB
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11-K/A
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13F-HR
13F-HR/A
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13F-NT/A
13FCONP
144
144/A
15-12B
15-12B/A
15-12G
15-12G/A
15-15D
15-15D/A
15F-12B
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15F-12G/A
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18-K/A
19B-4E
2-E
20-F
20-F/A
20FR12B
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24F-2NT
24F-2NT/A
25
25-NSE
25-NSE/A
25/A
253G1
253G2
253G3
3
3/A
305B2
305B2/A
4
4/A
40-17F1
40-17F1/A
40-17F2
40-17F2/A
40-17G
40-17G/A
40-202A
40-202A/A
40-206A
40-24B2
40-33
40-6B
40-6B/A
40-6C
40-6C/A
40-8B25
40-8F-2/A
40-APP
40-APP/A
40-F
40-F/A
40-OIP
40-OIP/A
40FR12B
40FR12B/A
424B1
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424H
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425
485APOS
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487
497
497AD
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5
5/A
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8-A12B
8-A12B/A
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8-A12G/A
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8-K12G3
8-K12G3/A
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N-1A/A
N-2
N-2/A
N-23C-2
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N-2MEF
N-30B-2
N-30D
N-30D/A
N-4
N-4/A
N-54A
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N-6
N-6/A
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N-MFP2/A
N-PX
N-PX/A
N-Q
N-Q/A
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NPORT-P/A
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NRSRO-UPD
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S-11
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S-1MEF
S-3
S-3/A
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S-3D
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S-4
S-4 POS
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S-6
S-6/A
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S-8 POS
S-B
S-B/A
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SC 13D/A
SC 13E
SC 13E/A
SC 13E1
SC 13E1/A
SC 13E3
SC 13E3/A
SC 13E4
SC 13E4/A
SC 13G
SC 13G/A
SC 14D9
SC 14D9/A
SC 14F1
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SC TO-I/A
SC TO-T
SC TO-T/A
SC14D9C
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SD/A
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SE
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SF-3
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T-3
T-3/A
TA-1
TA-1/A
TA-2
TA-2/A
TA-W
UPLOAD
WDL-REQ
X-17A-5
X-17A-5/A
CITY NATIONAL ROCHDALE, LLC
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Filings
Date Filed
Type
Description
08/25/2021
SC 13D/A
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
03/05/2021
SC 13D/A
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
02/24/2021
SC 13D/A
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
02/24/2021
SC 13D/A
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
01/11/2021
SC 13D/A
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
01/11/2021
SC 13D/A
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
01/11/2021
SC 13D/A
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
11/03/2020
SC 13D/A
CITY NATIONAL ROCHDALE, LLC reports a 92.3% stake in City National Rochdale High Yield Alternative Strategies Fund TEI LLC
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