| Date Filed | Type | Description |
| 06/04/2018 |
SC 13G/A
| ROYCE & ASSOCIATES LP reports a 0% stake in ZAIS Group Holdings, Inc. |
| 05/29/2018 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)]: |
| 05/24/2018 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 05/21/2018 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers: [Amend] |
| 05/21/2018 |
SC 13D/A
| Zugel Christian reports a 49.6% stake in ZAIS GROUP HOLDINGS, INC. |
| 05/21/2018 |
4/A
| Zugel Christian (Chief Investmt Officer & Chmn) has filed a Form 4 on ZAIS Group Holdings, Inc.|
Txns:
| Bought 6,500,000 shares
@ $4.1, valued at
$26.7M
Bought 100,000 shares
@ $0.0059, valued at
$590
Bought 37,499 shares
@ $0.0059, valued at
$221.2
Bought 24,999 shares
@ $0.0059, valued at
$147.5
Granted 3,325,000 options to buy
@ $0
Granted 1,050,000 options to buy
@ $0
Granted 525,000 options to buy
@ $0
Granted 700,000 options to buy
@ $0 |
|
| 05/21/2018 |
4
| Z Acquisition LLC (10% Owner) has filed a Form 4 on ZAIS Group Holdings, Inc.|
Txns:
| Bought 6,500,000 shares
@ $4.1, valued at
$26.7M
|
|
| 05/18/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 05/18/2018 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 05/18/2018 |
4
| Russo Mark Andrew (General Counsel) has filed a Form 4 on ZAIS Group Holdings, Inc.|
Txns:
| Disposed/sold 20,490 shares
@ $4.1, valued at
$84k
|
|
| 05/18/2018 |
4
| BURKE JOHN DANIEL (Director) has filed a Form 4 on ZAIS Group Holdings, Inc.|
Txns:
| Disposed/sold 69,652 shares
@ $4.1, valued at
$285.6k
|
|
| 05/18/2018 |
4
| DeAngelis Denise (See Remarks) has filed a Form 4 on ZAIS Group Holdings, Inc.|
Txns:
| Disposed/sold 40,980 shares
@ $4.1, valued at
$168k
|
|
| 05/18/2018 |
4
| GUENTHER PAUL B (Director) has filed a Form 4 on ZAIS Group Holdings, Inc.|
Txns:
| Disposed/sold 79,652 shares
@ $4.1, valued at
$326.6k
|
|
| 05/18/2018 |
8-K
| Completion of Acquisition or Disposition of Assets, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Sta... |
| 05/18/2018 |
4
| Motani Nisha (CFO & Chief Acctg. Ofc.) has filed a Form 4 on ZAIS Group Holdings, Inc.|
Txns:
| Disposed/sold 20,490 shares
@ $4.1, valued at
$84k
|
|
| 05/18/2018 |
4
| Zinn James (Director) has filed a Form 4 on ZAIS Group Holdings, Inc.|
Txns:
| Disposed/sold 79,652 shares
@ $4.1, valued at
$326.6k
|
|
| 05/18/2018 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
| 05/17/2018 |
8-K
| Regulation FD Disclosure, Financial Statements and Exhibits |
| 05/14/2018 |
SC 13G/A
| SMOF II Investment Manager, LLC reports a 4.9% stake in ZAIS Group Holdings, Inc. |
| 05/14/2018 |
SC 13G
| SMOF II Investment Manager, LLC reports a 5.3% stake in ZAIS Group Holdings, Inc. |
| 05/10/2018 |
10-Q
| Quarterly Report for the period ended March 31, 2018 |
| 05/10/2018 |
8-K
| Quarterly results |
| 05/09/2018 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 05/04/2018 |
8-K
| Regulation FD Disclosure |
| 05/03/2018 |
SC 13D/A
| d.Quant Special Opportunities Fund, LP reports a 21.2% stake in ZAIS GROUP HOLDINGS, INC. |
| 04/05/2018 |
8-K
| Regulation FD Disclosure |
| 04/05/2018 |
CT ORDER
| Form CT ORDER - Confidential treatment order: |
| 03/30/2018 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers: [Amend] |
| 03/30/2018 |
DEFM14A
| Form DEFM14A - Definitive proxy statement relating to merger or acquisition: |
| 03/27/2018 |
8-K
| Other Events |
| 03/27/2018 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 03/19/2018 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers: [Amend] |
| 03/19/2018 |
PRER14A
| Form PRER14A - Preliminary Proxy Soliciting materials: |
| 03/19/2018 |
10-K
| Annual Report for the period ended December 31, 2017 |
|