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PENNYMAC FINANCIAL SERVICES, INC. (PFSI) Create: Alert

All | News | Filings
Date FiledTypeDescription
09/21/2020 GN Pacific Mercantile Bancorp Appoints Anne McCallion to Board of Directors
02/11/2019 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/08/2019 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
11/13/2018 15-12B Form 15-12B - Securities registration termination [Section 12(b)]:
11/05/2018 4 BlackRock Inc. (10% Owner) has filed a Form 4 on PNMAC Holdings, Inc.
Txns: Converted 13,760,647 shares @ $0
Converted 13,760,647 options to buy @ $0
11/01/2018 8-K Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Notice of Delisting or Failur...
Docs: "Amended and Restated Certificate of Incorporation",
"Amended and Restated Bylaws"
11/01/2018 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
10/31/2018 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Amended and Restated Master Repurchase Agreement, among PennyMac Loan Services, LLC, Private National Mortgage Acceptance Company, LLC and Bank of America, N.A",
"Guaranty, made by Private National Mortgage Acceptance Company, LLC for the benefit of Bank of America, N.A"
10/25/2018 4 MCCALLION ANNE (Chief Enterprise Ops Officer) has filed a Form 4 on PENNYMAC FINANCIAL SERVICES, INC.
Txns: Sold 5,000 shares @ $19.44, valued at $97.2k
Exercised 5,000 options to buy @ $0
10/25/2018 8-K Submission of Matters to a Vote of Security Holders
10/12/2018 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/03/2018 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
09/26/2018 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/18/2018 DEFM14A Form DEFM14A - Definitive proxy statement relating to merger or acquisition:
09/13/2018 4 MCCALLION ANNE (Chief Enterprise Ops Officer) has filed a Form 4 on PENNYMAC FINANCIAL SERVICES, INC.
Txns: Sold 5,000 shares @ $21.68, valued at $108.4k
Exercised 5,000 options to buy @ $0
09/12/2018 8-K Regulation FD Disclosure, Other Events, Financial Statements and Exhibits
Docs: "Slide Presentation used by the Company in connection with the Barclays Global Financial Services Conference"
09/12/2018 425 Form 425 - Prospectuses and communications, business combinations:
08/29/2018 4 MCCALLION ANNE (Chief Enterprise Ops Officer) has filed a Form 4 on PENNYMAC FINANCIAL SERVICES, INC.
Txns: Sold 5,000 shares @ $20.9985, valued at $105k
Exercised 5,000 options to buy @ $0
08/29/2018 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Amendment Number Twelve to the Master Repurchase Agreement, among PennyMac Loan Services, LLC, Morgan Stanley Bank, N.A. and Morgan Stanley Mortgage Capital Holdings LLC"
08/17/2018 4 MCCALLION ANNE (Chief Enterprise Ops Officer) has filed a Form 4 on PENNYMAC FINANCIAL SERVICES, INC.
Txns: Sold 5,000 shares @ $21.22, valued at $106.1k
Exercised 5,000 options to buy @ $0
08/15/2018 4 Botein Matthew (Director) has filed a Form 4 on PENNYMAC FINANCIAL SERVICES, INC.
Txns: Sold 10,000 shares @ $21.1238, valued at $211.2k
Exercised 10,000 options to buy @ $0
08/15/2018 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Amendment No. 2 to Second Amended and Restated Base Indenture, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC, and Pentalpha Surveillance LLC",
"Series 2018‑GT2 Indenture Supplement to Indenture, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, and Credit Suisse First Boston Mortgage Capital LLC"
08/08/2018 4 Botein Matthew (Director) has filed a Form 4 on PENNYMAC FINANCIAL SERVICES, INC.
Txns: Sold 10,000 shares @ $21.1654, valued at $211.7k
Exercised 10,000 options to buy @ $0
08/07/2018 4 NANJI FARHAD (Director) has filed a Form 4 on PENNYMAC FINANCIAL SERVICES, INC.
Txns: Granted 1,311 shares @ $19.3, valued at $25.3k
08/07/2018 4 MAZZELLA JOSEPH F (Director) has filed a Form 4 on PENNYMAC FINANCIAL SERVICES, INC.
Txns: Granted 1,220 shares @ $19.3, valued at $23.5k
08/07/2018 4 Hunt James K (Director) has filed a Form 4 on PENNYMAC FINANCIAL SERVICES, INC.
Txns: Granted 1,865 shares @ $19.3, valued at $36k
08/06/2018 SC 13D/A BlackRock Inc. reports a 41.2% stake in PENNYMAC FINANCIAL SERVICES, INC.
08/02/2018 8-K Entry into a Material Definitive Agreement, Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Slide Presentation relating to the Reorganization"
08/02/2018 425 Form 425 - Prospectuses and communications, business combinations:
08/02/2018 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
08/02/2018 425 Form 425 - Prospectuses and communications, business combinations:
08/02/2018 10-Q Quarterly Report for the period ended June 30, 2018
08/02/2018 8-K Quarterly results
Docs: "PennyMac Financial Services, Inc. Reports Second Quarter 2018 Results and Declares Special, One-Time Dividend",
"Slide Presentation for use beginning on August 2, 2018 in connection with a recorded presentation of financial results for the fiscal quarter ended June 30, 2018"
08/02/2018 425 Form 425 - Prospectuses and communications, business combinations:
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