| Date Filed | Type | Description |
| 12/07/2016 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)] |
| 11/30/2016 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments |
| 11/30/2016 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments |
| 11/30/2016 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments |
| 11/30/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 11/28/2016 |
4
| Wriedt Oliver (Co-President) has filed a Form 4 on CIFC LLC|
Txns:
| Disposed/sold 12,000 shares
@ $11.36, valued at
$136.3k
Disposed of 240,000 shares
@ $0
Disposed/sold 358,520 shares
@ $11.36, valued at
$4.1M
Disposed of 100,000 shares
@ $0
Disposed/sold 82,676 shares
@ $11.36, valued at
$939.2k
Disposed/sold 300,000 options to buy
@ $8.81, valued at
$2.6M
Disposed/sold 505,000 options to buy
@ $4.83, valued at
$2.4M
|
|
| 11/23/2016 |
4
| Amato Paolo (Director) has filed a Form 4 on CIFC LLC|
Txns:
| Disposed/sold 7,032 shares
@ $11.36, valued at
$79.9k
Disposed/sold 6,463 shares
@ $11.36, valued at
$73.4k
|
|
| 11/23/2016 |
4
| Gleysteen Peter (Director) has filed a Form 4 on CIFC LLC|
Txns:
| Disposed/sold 800,000 options to buy
@ $7.25, valued at
$5.8M
Disposed/sold 407,813 options to buy
@ $5.1, valued at
$2.1M
|
|
| 11/23/2016 |
4
| Schrupp Daniel (Director) has filed a Form 4 on CIFC LLC|
Txns:
| Disposed/sold 7,032 shares
@ $11.36, valued at
$79.9k
Disposed/sold 13,106 shares
@ $11.36, valued at
$148.9k
|
|
| 11/23/2016 |
4
| Vaccaro Stephen J (Co-Pres & CIO) has filed a Form 4 on CIFC LLC|
Txns:
| Disposed/sold 12,000 shares
@ $11.36, valued at
$136.3k
Disposed of 240,000 shares
@ $0
Disposed/sold 202,882 shares
@ $11.36, valued at
$2.3M
Disposed/sold 250,000 options to buy
@ $7.25, valued at
$1.8M
Disposed/sold 287,500 options to buy
@ $5.1, valued at
$1.5M
Disposed/sold 100,000 options to buy
@ $8.81, valued at
$881k
|
|
| 11/23/2016 |
4
| MACHINIST ROBERT (Director) has filed a Form 4 on CIFC LLC|
Txns:
| Disposed/sold 7,032 shares
@ $11.36, valued at
$79.9k
Disposed/sold 87,308 shares
@ $11.36, valued at
$991.8k
|
|
| 11/23/2016 |
4
| Weldon Julian (GC, CCO and Secretary) has filed a Form 4 on CIFC LLC|
Txns:
| Disposed/sold 100,167 shares
@ $11.36, valued at
$1.1M
Disposed/sold 21,960 shares
@ $11.36, valued at
$249.5k
|
|
| 11/23/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 11/23/2016 |
4
| Barak Ehud (Director) has filed a Form 4 on CIFC LLC|
Txns:
| Disposed/sold 7,032 shares
@ $11.36, valued at
$79.9k
Disposed/sold 12,607 shares
@ $11.36, valued at
$143.2k
|
|
| 11/23/2016 |
4
| SMITH STEPHEN FRANKLIN (Director) has filed a Form 4 on CIFC LLC|
Txns:
| Disposed/sold 9,995 shares
@ $11.36, valued at
$113.5k
Disposed/sold 7,032 shares
@ $11.36, valued at
$79.9k
|
|
| 11/23/2016 |
4
| INTRATER ANDREW (Director) has filed a Form 4 on CIFC LLC|
Txns:
| Disposed/sold 7,032 shares
@ $11.36, valued at
$79.9k
|
|
| 11/23/2016 |
4
| Agarwal Rahul N (CFO) has filed a Form 4 on CIFC LLC|
Txns:
| Disposed/sold 65,933 shares
@ $11.36, valued at
$749k
Disposed/sold 29,735 shares
@ $11.36, valued at
$337.8k
Disposed/sold 100,000 options to buy
@ $7.78, valued at
$778k
|
|
| 11/23/2016 |
4
| Serota Jeffrey (Director) has filed a Form 4 on CIFC LLC|
Txns:
| Disposed/sold 21,097 shares
@ $11.36, valued at
$239.7k
Disposed/sold 20,798 shares
@ $11.36, valued at
$236.3k
|
|
| 11/23/2016 |
4
| DFR Holdings, LLC (10% Owner) has filed a Form 4 on CIFC LLC|
Txns:
| Disposed/sold 18,822,175 shares
@ $11.46, valued at
$215.7M
Disposed/sold 2,000,000 options to buy
@ $6.375, valued at
$12.8M
|
|
| 11/23/2016 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 11/22/2016 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities |
| 11/21/2016 |
8-K
| Quarterly results |
| 11/16/2016 |
8-K
| Form 8-K - Current report |
| 11/09/2016 |
10-Q
| Quarterly Report for the period ended September 30, 2016 |
| 11/03/2016 |
8-K
| Form 8-K - Current report |
| 11/01/2016 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 11/01/2016 |
8-K
| Form 8-K - Current report |
| 10/17/2016 |
DEFM14A
| Form DEFM14A - Definitive proxy statement relating to merger or acquisition |
| 10/04/2016 |
4
| Wriedt Oliver (Co-President) has filed a Form 4 on CIFC LLC|
Txns:
| Paid exercise price by delivering 3,094 shares
@ $11.17, valued at
$34.6k
|
|
| 10/04/2016 |
4
| Weldon Julian (GC, CCO and Secretary) has filed a Form 4 on CIFC LLC|
Txns:
| Paid exercise price by delivering 1,374 shares
@ $11.17, valued at
$15.3k
|
|
| 10/04/2016 |
4
| Vaccaro Stephen J (Co-Pres & CIO) has filed a Form 4 on CIFC LLC|
Txns:
| Paid exercise price by delivering 3,094 shares
@ $11.17, valued at
$34.6k
|
|
| 10/04/2016 |
4
| Agarwal Rahul N (CFO) has filed a Form 4 on CIFC LLC|
Txns:
| Paid exercise price by delivering 1,496 shares
@ $11.17, valued at
$16.7k
|
|
| 09/30/2016 |
PREM14A
| Form PREM14A - Preliminary proxy statements relating to merger or acquisition |
| 08/25/2016 |
4
| Serota Jeffrey (Director) has filed a Form 4 on CIFC LLC|
Txns:
| Granted 21,097 shares
@ $0 |
|
|