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Yuma Energy, Inc. (YUMA) Create: Alert

All | News | Filings
Date FiledTypeDescription
12/30/2020 SC 13D/A RED MOUNTAIN CAPITAL PARTNERS LLC reports a 23.4% stake in YUMA ENERGY, INC.
10/20/2020 8-K Quarterly results
10/01/2020 8-K Quarterly results
10/01/2020 8-K Quarterly results
10/01/2020 8-K Quarterly results
04/24/2020 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
04/07/2020 8-K Termination of a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Yuma Energy, Inc. Receives Notice of Acceleration Under Credit Agreement And Termination of Restructuring Agreement"
04/07/2020 SC 13D/A RED MOUNTAIN CAPITAL PARTNERS LLC reports a 23.4% stake in YUMA ENERGY, INC.
03/30/2020 8-K Quarterly results
03/20/2020 8-K Other Events, Financial Statements and Exhibits
Docs: "Yuma Energy, Inc. Provides an Update on its Financial Status HOUSTON, TX – March 20, 2020 – Yuma Energy, Inc. today provided an update on the Company’s financial status and ability to restructure its liabilities and capital structure. As previously disclosed, in September 2019, YE Investment, LLC, an affiliate of Red Mountain Capital Partners, LLC , purchased all of the Company's outstanding senior secured bank indebtedness and related liabilities under the Company's senior credit facility . The Credit Facility was then modified to reduce the outstanding principal balance from approximately $32.8 million, plus accrued and unpaid interest and expenses, to approximately $1.4 million . In September 2019, Yuma entered into a Restructuring and Exchange Agreement with Red Mountain and affiliate..."
12/02/2019 8-K Credit agreement amendment
Docs: "Amended and Restated Credit Agreement, by and among Yuma Energy, Inc., Yuma Exploration and Production Company, Inc., Pyramid Oil LLC, Davis Petroleum Corp., and YE Investment LLC",
"Yuma Energy, Inc. Progresses Restructuring Process with Amended and Restated Credit Facility HOUSTON, TX – December 2, 2019 – Yuma Energy, Inc. today announced that the Company and certain of its subsidiaries have entered into an amended and restated Credit Agreement with its lender, YE Investments LLC, an affiliate of Red Mountain Capital Partners, LLC. . The Credit Agreement provides for an additional three-year senior secured delayed-draw term loan of up to $2.0 million with a maturity date of September 30, 2022 and was entered into in conjunction with the Restructuring and Exchange Agreement dated September 30, 2019, by and among Yuma, Red Mountain and certain of their affiliates . The latest agreement provides capital availability subject to the terms of the Credit Agreement where ad..."
11/14/2019 8-K Quarterly results
11/14/2019 10-Q Quarterly Report for the period ended September 30, 2019
10/04/2019 8-K Credit agreement amendment
10/03/2019 SC 13D/A RED MOUNTAIN CAPITAL PARTNERS LLC reports a 23.1% stake in YUMA ENERGY, INC.
10/02/2019 8-K Quarterly results
09/25/2019 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Yuma Energy, Inc. Reaches Settlement Agreement with Former Executive HOUSTON, TX – – Yuma Energy, Inc. today announced that the Company has executed a settlement agreement with Sam Banks , the former Chief Executive Officer of the Company. Yuma made no admission of liability under the settlement agreement but agreed to fully settle the matter by way of compromise. The agreement resolves claims that Banks asserted against Yuma in relation to his termination. "This settlement represents another step in our restructuring process as it eliminates ongoing legal costs and unnecessary management time,” said Anthony C. Schnur, Yuma’s Interim Chief Executive Officer and Chief Restructuring Officer. “We continue to seek to execute on our objectives of reducing our liabilities, lowerin..."
09/18/2019 8-K Credit agreement amendment
Docs: "Forbearance Agreement by and among Yuma Energy, Inc., Yuma Exploration and Production Company, Inc., Pyramid Oil LLC, Davis Petroleum Corp., The Yuma Companies, Inc., Davis Petroleum Acquisition Corp., and YE Investment LLC",
"Yuma Energy, Inc. Reaches Forbearance Agreement with Lender HOUSTON, TX – – Yuma Energy, Inc. today announced that the Company has entered into a Forbearance Agreement with YE Investment LLC , an affiliate of Red Mountain Capital Partners LLC and the new lender under the Company’s reserve-based Credit Agreement. Under the terms of the Forbearance Agreement, the Lender has agreed to forbear from exercising its rights and remedies under the Credit Agreement as a result of the Company not making scheduled interest payments due and payable on December 31, 2018, March 31, 2019, and June 30, 2019 and certain other defaults. The Forbearance Agreement extends until October 26, 2019 unless certain specified events occur. All interest and principal amounts that would have been payable by the Compan..."
09/11/2019 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
09/11/2019 8-K Quarterly results
09/03/2019 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Regulation FD Disclosure...
Docs: "YUMA ENERGY RECEIVES ACCEPTANCE OF COMPLIANCE PLAN FROM NYSE AMERICAN HOUSTON, TX – – Yuma Energy, Inc. today announced that on August 30, 2019, the NYSE American LLC accepted the Company’s recently submitted plan to regain compliance with the continued listing standards of the Exchange . The Plan is in response to both compliance notices issued by the NYSE American which the Company previously announced on June 20, 2019 and on August 28, 2019. The Company now has until December 17, 2020 to regain compliance with the Exchange’s continued listing standards as set forth in Section 1003 and of the NYSE American Company Guide since it reported shareholders’ equity of $2.4 million on June 30, 2019, which is below the minimum standard of $4 million, and reported losses from continuing operation..."
08/28/2019 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Regulation FD Disclosure...
Docs: "Yuma Energy, Inc. Receives Second Notice of Noncompliance from NYSE American HOUSTON, TX – – Yuma Energy, Inc. today was notified by the NYSE American that the Company is not in compliance with one of the Exchange’s continued listing standards as set forth in Part 10 of the NYSE American Company Guide . Specifically, Yuma is not in compliance with Section 1003 of the Company Guide in that it reported shareholders’ equity of $2.4 million on June 30, 2019, which is below the minimum standard of $4 million, and reported losses from continuing operations and/or net losses in its five most recent fiscal years. The Exchange also warned that the Company may be close to falling below compliance with Section 1003 which requires minimum shareholder’s equity of $2 million. As previously reported, on..."
08/19/2019 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "Yuma Energy, Inc. Provides Operational and Corporate Update 2019 Second Quarter Financial Report Filed with the SEC HOUSTON, TX – – Yuma Energy, Inc. today provided an operational and corporate update and reported its 2019 second quarter financial results. During the second quarter, the Company has taken significant steps to arrest the recent declines of our daily production. Specifically, we successfully installed a new jet pump on the Nettles 39-1 well, resulting in approximately 40 barrels a day of gross oil or 15 bbl/d net production, up from 10 bbl/d gross prior to the workover. We also repaired the gravel pack on the State Lease 18194 well which has produced approximately 140 bbl/d gross, or 60 bbl/d net, for the most recent two weeks. Prior to the workover, the well was producing 9..."
08/16/2019 10-Q Quarterly Report for the period ended June 30, 2019
07/03/2019 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Yuma Energy, Inc."
06/24/2019 8-K Quarterly results
06/21/2019 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Regulation FD Disclosure...
Docs: "Yuma Energy, Inc. Receives Noncompliance Notice from NYSE American HOUSTON, TX – – Yuma Energy, Inc. today announced that on June 17, 2019, Yuma was notified by the NYSE American LLC that the Company is not in compliance with one of the Exchange's continued listing standards as set forth in Part 10 of the NYSE American Company Guide . Specifically, Yuma is not in compliance with Section 1003 of the Company Guide in that it has reported a stockholders’ equity of less than $6 million as of March 31, 2019 and reported losses from continuing operations and/or net losses in its five most recent fiscal years. The notice is based on a review by the Exchange of information that the Company has publicly disclosed, including information contained in the Company's Quarterly Report on Form 10-Q, file..."
06/14/2019 8-K Submission of Matters to a Vote of Security Holders
05/21/2019 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "Yuma Energy, Inc. Reports Updated Corporate Developments HOUSTON, TX – – Yuma Energy, Inc. announced today that on May 20, 2019, it filed its quarterly report on Form 10-Q for the three months ended March 31, 2019 with the Securities and Exchange Commission . Investors and stockholders may obtain our Form 10-Q, Form 10-K and other documents filed with the SEC free of charge at the SEC’s website, www.sec.gov. In addition, copies of our filings are available on our website at www.yumaenergyinc.com. Recent Developments On April 26, 2018, the Company closed the previously announced sale of our California assets for $2.1 million, resulting in net proceeds of $1.8 million. Approximately $1.2 million was applied against the principal of our outstanding debt, and the balance provided working capi..."
05/20/2019 10-Q Quarterly Report for the period ended March 31, 2019
05/15/2019 NT 10-Q Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB:
04/30/2019 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
04/30/2019 DEF 14A Form DEF 14A - Other definitive proxy statements:
04/30/2019 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
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