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Portman Ridge Finance Corp (KCAP) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/11/2023 8-K Quarterly results
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"Reports Strong Performance with Elevated Total Investment Income, Core Investment Income and Net Investment Income Year-over-Year, While Also Continuing Share Repurchase Program in the Second Quarter of 2023 Announces Quarterly Distribution of $0.69 Per Share in the Third Quarter of 2023, Marking a $0.06 per Share Increase from the $0.63 Distribution Seen in the Third Quarter of 2022",
"Investor Presentation"
07/28/2023 8-K Quarterly results
05/15/2023 8-K Quarterly results
Docs: "Portman Ridge Finance Corporation Announces First Quarter 2023 Financial Results",
"Investor Presentation"
03/15/2023 8-K Quarterly results
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION",
"Portman Ridge Finance Corporation Announces Fourth Quarter and Full Year 2022 Financial Results",
"Investor Presentation"
11/09/2022 8-K Quarterly results
08/10/2022 8-K Quarterly results
Docs: "Portman Ridge Finance Corporation Announces Second Quarter 2022 Financial Results",
"Investor Presentation"
06/07/2022 8-K Quarterly results
05/11/2022 8-K Quarterly results
05/05/2022 8-K Quarterly results
10/26/2021 8-K Unregistered Sales of Equity Securities
08/26/2021 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Regulation FD Disclosure, Financial Statements and ...
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : August 26, 2021 Portman Ridge Finance Corporation Delaware 814-00735 20-5951150 650 Madison Avenue, 23rd Floor New York, New York 10022 : 891-2880 Not Applicable Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications pu...",
"Certificate of Amendment to Certificate of Incorporation of Portman Ridge Finance Corporation (the Reverse Stock Split Certificate of Amendment)",
"Certificate of Amendment to Certificate of Incorporation of Portman Ridge Finance Corporation (the Decrease Shares Certificate of Amendment)",
"Portman Ridge Finance Corporation Announces Completion of its Previously Announced 1-for-10 Reverse Stock Split , August 26, 2021 - Portman Ridge Finance Corporation reported that its previously announced 1-for-10 reverse stock split became effective today, Thursday, August 26, 2021, and its common stock will begin trading on a split-adjusted basis on the Nasdaq Stock Market at market open. As a result of the reverse stock split, the number of issued and outstanding shares of the Company's common stock will be reduced on a 10:1 basis, such that each shareholder will receive one share for every ten shares owned. Trading in the common stock will continue on the Nasdaq Stock Market under the symbol “PTMN” under a new CUSIP number 73688F201. The reverse stock split was approved by Portman Rid..."
08/23/2021 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : August 23, 2021 Portman Ridge Finance Corporation Delaware 814-00735 20-5951150 650 Madison Avenue, 23rd Floor New York, New York 10022 : 891-2880 Not Applicable Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications pu...",
"Portman Ridge Finance Corporation Announces Further Detail on its Previously Announced 1-for-10 Reverse Stock Split , August 23, 2021 - Portman Ridge Finance Corporation reported that it expects to implement the previously announced 1-for-10 reverse stock split effective Thursday, August 26, 2021 with trading to begin on a split-adjusted basis at the market open on that day. Trading in the common stock will continue on the Nasdaq Stock Market under the symbol “PTMN” but the security will be assigned a new CUSIP number. The reverse stock split was approved by Portman Ridge's shareholders at its annual stockholders' meeting held on June 7, 2021, and on August 4, 2021, a reverse stock split ratio of 1-for-10 shares was approved by the Company's Board of Directors. Upon the effectiveness of t..."
07/21/2021 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits
Docs: "Third Amended and Restated Bylaws of Portman Ridge Finance Corporation",
"Third Amended and Restated Bylaws of Portman Ridge Finance Corporation"
07/06/2021 8-K Quarterly results
06/24/2021 8-K Quarterly results
06/09/2021 8-K Quarterly results
06/08/2021 8-K Quarterly results
05/12/2021 8-K Quarterly results
05/03/2021 8-K Quarterly results
03/16/2021 8-K Quarterly results
01/12/2021 8-K Quarterly results
12/28/2020 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : December 23, 2020 Portman Ridge Finance Corporation Delaware 814-00735 20-5951150 650 Madison Avenue, 23rd Floor New York, New York 10022 : 891-2880 Not Applicable Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☒ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications pur...",
"Agreement and Plan of Merger, by and among Portman Ridge Finance Corporation, Rye Acquisition Sub Inc., Harvest Capital Credit Corporation and Sierra Crest Investment Management LLC",
"Voting and Support Agreement, by and among Portman Ridge Finance Corporation, Joseph A. Jolson, Joseph A. Jolson Trust DTD 6/4/91 and Jolson Family Foundation",
"Voting and Support Agreement, by and among Portman Ridge Finance Corporation and JMP Securities LLC",
"Harvest Capital Credit Corporation to Merge into Portman Ridge Finance Corporation Combined Entity Will be Managed by an Affiliate of BC Partners Advisors L.P.; Companies to Host Conference Call at 8:30 AM ET on December 24, 2020 to Discuss"
11/10/2020 8-K Quarterly results
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : November 9, 2020 Portman Ridge Finance Corporation Delaware 814-00735 20-5951150 650 Madison Avenue, 23rd Floor New York, New York 10022 : 891-2880 Not Applicable Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications p...",
"Portman Ridge Finance Corporation Announces Third Quarter 2020 Financial Results"
10/28/2020 8-K Completion of Acquisition or Disposition of Assets, Departure of Directors or Certain Officers; Election of Directors; Appoin...
Docs: "Portman Ridge Finance Corporation Closes Merger with Garrison Capital Inc. • Combined company estimated to have total assets of approximately $638 million • Third strategic transaction closed by Portman Ridge in two years"
10/20/2020 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : October 16, 2020 Portman Ridge Finance Corporation Delaware 814-00735 20-5951150 650 Madison Avenue, 23rd Floor New York, New York 10022 : 891-2880 Not Applicable Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions : ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement communications p...",
"Portman Ridge Finance Corporation Announces Distribution of $0.06 per Share"
10/20/2020 8-K Submission of Matters to a Vote of Security Holders
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : October 20, 2020 Portman Ridge Finance Corporation Delaware 814-00735 20-5951150 650 Madison Avenue, 23rd Floor New York, New York 10022 891-2880 Not Applicable"
09/24/2020 8-K Quarterly results
06/26/2020 8-K Quarterly results
06/24/2020 8-K Quarterly results
03/18/2020 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Portman Ridge Finance Corporation Announces Declaration of Distribution , March 17, 2020 - In response to the current market conditions and shareholder feedback, the Board of Directors of Portman Ridge Finance Corporation has proactively approved a cash distribution of $0.06 per share of common stock, consistent with the current dividend policy. The distribution is payable on May 27, 2020 to shareholders of record at the close of business as of May 7, 2020. We have adopted a Dividend Reinvestment Plan that provides for reinvestment of our distributions on behalf of our stockholders, unless a stockholder elects to receive cash. As a result, if we declare a cash distribution, our stockholders who have not “opted out” of our DRIP will have their cash distributions automatically reinvested in ..."
03/09/2020 8-K Quarterly results
02/05/2020 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Portman Ridge Finance Corporation Announces Declaration of Distribution , February 5, 2020 - The Board of Directors of Portman Ridge Finance Corporation approved a cash distribution of $0.06 per share of common stock. The distribution is payable on February 28, 2020 to shareholders of record at the close of business as of February 18, 2020. We have adopted a Dividend Reinvestment Plan that provides for reinvestment of our distributions on behalf of our stockholders, unless a stockholder elects to receive cash. As a result, if we declare a cash distribution, our stockholders who have not “opted out” of our DRIP will have their cash distributions automatically reinvested in additional shares of our common stock, rather than receiving cash. Please contact your broker or other financial interm..."
12/23/2019 8-K Quarterly results
12/19/2019 8-K Quarterly results
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