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Portman Ridge Finance Corp (KCAP)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 10/11/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/05/2023 |
4
| Repertoire Partners LP (10% Owner) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Disposed of 451,411 shares
@ $0
Acquired 451,411 shares
@ $0 |
|
| 09/29/2023 |
4
| Repertoire Master Fund LP (10% Owner) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Exercised (in-or-at-the-money) 100 shares
@ $22.67, valued at
$2.3k
Disposed of 100 shares
@ $19.45, valued at
$1.9k
Exercised (in-or-at-the-money) 7,218 shares
@ $22.65, valued at
$163.5k
Disposed of 7,218 shares
@ $19.45, valued at
$140.4k
Exercised (in-or-at-the-money) 1,233 shares
@ $22.0259, valued at
$27.2k
Disposed of 1,233 shares
@ $19.45, valued at
$24k
Exercised (in-or-at-the-money) 6,440 shares
@ $21.0692, valued at
$135.7k
Disposed of 6,440 shares
@ $19.45, valued at
$125.3k
Bought 14,991 shares
@ $19.45, valued at
$291.6k
Sold 55,462 shares
@ $19.4, valued at
$1.1M
Sold 1,700 shares
@ $19.5047, valued at
$33.2k
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| 05/02/2023 |
4
| Repertoire Master Fund LP (10% Owner) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 72 shares
@ $22.35, valued at
$1.6k
Bought 429 shares
@ $22.35, valued at
$9.6k
Bought 145 shares
@ $22.35, valued at
$3.2k
Sold 21 shares
@ $22.9, valued at
$480.9
Sold 125 shares
@ $22.9, valued at
$2.9k
Sold 42 shares
@ $22.9, valued at
$961.8
Sold 11 shares
@ $22.78, valued at
$250.6
Sold 67 shares
@ $22.78, valued at
$1.5k
Sold 22 shares
@ $22.78, valued at
$501.2
Sold 2,721 shares
@ $22.6614, valued at
$61.7k
Bought 1,397 shares
@ $22.5, valued at
$31.4k
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| 05/02/2023 |
4
| Repertoire Master Fund LP (10% Owner) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 541 shares
@ $22, valued at
$11.9k
Bought 5,000 shares
@ $22.0121, valued at
$110.1k
Bought 3,135 shares
@ $21.9502, valued at
$68.8k
Bought 366 shares
@ $21.9318, valued at
$8k
Bought 2,234 shares
@ $21.9318, valued at
$49k
Bought 743 shares
@ $21.9318, valued at
$16.3k
Bought 2,246 shares
@ $22.5996, valued at
$50.8k
Bought 13,722 shares
@ $22.5996, valued at
$310.1k
Bought 4,559 shares
@ $22.5996, valued at
$103k
Bought 1,094 shares
@ $22.5208, valued at
$24.6k
Bought 6,685 shares
@ $22.5208, valued at
$150.6k
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| 05/02/2023 |
4
| Repertoire Master Fund LP (10% Owner) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 1,009 shares
@ $22.3428, valued at
$22.5k
Bought 6,814 shares
@ $22.3428, valued at
$152.2k
Bought 1,917 shares
@ $22.3428, valued at
$42.8k
Bought 1,554 shares
@ $22.0832, valued at
$34.3k
Bought 10,494 shares
@ $22.0832, valued at
$231.7k
Bought 2,952 shares
@ $22.0832, valued at
$65.2k
Sold 149 shares
@ $22.4, valued at
$3.3k
Sold 980 shares
@ $22.4, valued at
$22k
Sold 284 shares
@ $22.4, valued at
$6.4k
Sold 1,248 shares
@ $22.1255, valued at
$27.6k
Sold 4,468 shares
@ $22.1138, valued at
$98.8k
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| 05/02/2023 |
4
| Repertoire Master Fund LP (10% Owner) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 2,220 shares
@ $20.7088, valued at
$46k
Sold 429 shares
@ $20.87, valued at
$9k
Sold 1,419 shares
@ $21, valued at
$29.8k
Sold 141 shares
@ $21, valued at
$3k
Sold 4,857 shares
@ $21.2762, valued at
$103.3k
Sold 1,126 shares
@ $21.5221, valued at
$24.2k
Sold 5,262 shares
@ $21.968, valued at
$115.6k
Sold 420 shares
@ $22.3591, valued at
$9.4k
Sold 1,549 shares
@ $22.0112, valued at
$34.1k
Sold 26,854 shares
@ $22.2194, valued at
$596.7k
Sold 3,128 shares
@ $22.508, valued at
$70.4k
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| 05/02/2023 |
4
| Repertoire Master Fund LP (10% Owner) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 113 shares
@ $19.7, valued at
$2.2k
Bought 287 shares
@ $19.7, valued at
$5.7k
Bought 1,284 shares
@ $19.8106, valued at
$25.4k
Bought 3,254 shares
@ $19.8106, valued at
$64.5k
Bought 364 shares
@ $19.5, valued at
$7.1k
Bought 922 shares
@ $19.5, valued at
$18k
Bought 881 shares
@ $19.5, valued at
$17.2k
Bought 2,232 shares
@ $19.5, valued at
$43.5k
Bought 1,114 shares
@ $19.5833, valued at
$21.8k
Bought 2,823 shares
@ $19.5833, valued at
$55.3k
Bought 605 shares
@ $19.6232, valued at
$11.9k
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| 05/02/2023 |
4
| Repertoire Master Fund LP (10% Owner) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Sold 5,857 shares
@ $24.1741, valued at
$141.6k
Sold 1,253 shares
@ $24.1, valued at
$30.2k
Sold 1,355 shares
@ $24.1066, valued at
$32.7k
Sold 3,609 shares
@ $24.1259, valued at
$87.1k
Sold 806 shares
@ $23.5115, valued at
$19k
Sold 1,027 shares
@ $22.5, valued at
$23.1k
Bought 500 shares
@ $22.088, valued at
$11k
Bought 3,018 shares
@ $21.9987, valued at
$66.4k
Bought 210 shares
@ $22, valued at
$4.6k
Bought 4,844 shares
@ $21.7161, valued at
$105.2k
Bought 4,790 shares
@ $21.0402, valued at
$100.8k
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| 11/16/2021 |
4
| Schafer Patrick (Chief Investment Officer) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 1,000 shares
@ $25.0381, valued at
$25k
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| 09/11/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/27/2020 |
4
| Warshauer Robert Herman (Director) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 20,000 shares
@ $1.16, valued at
$23.2k
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|
| 08/26/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/13/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/24/2020 |
4
| Goldthorpe Edward J. (President, CEO) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 4,600 shares
@ $0.8516, valued at
$3.9k
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|
| 03/17/2020 |
4
| Goldthorpe Edward J. (President, CEO) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 100 shares
@ $1.31, valued at
$131 |
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| 03/16/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/13/2020 |
4
| Goldthorpe Edward J. (President, CEO) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 6,650 shares
@ $1.702, valued at
$11.3k
Bought 27,955 shares
@ $1.5507, valued at
$43.3k
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|
| 03/13/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/05/2019 |
4
| Goldthorpe Edward J. (President, CEO) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 23,238 shares
@ $2.0592, valued at
$47.9k
Bought 1,000 shares
@ $2.071, valued at
$2.1k
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| 11/26/2019 |
4
| Schafer Patrick (Chief Investment Officer) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 3,000 shares
@ $2.07, valued at
$6.2k
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|
| 11/25/2019 |
4
| Schafer Patrick (Chief Investment Officer) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 2,000 shares
@ $2.0869, valued at
$4.2k
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|
| 11/19/2019 |
4
| LACOVARA CHRISTOPHER (Director) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Sold 79,703 shares
@ $2.0396, valued at
$162.6k
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|
| 11/18/2019 |
4
| LACOVARA CHRISTOPHER (Director) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Sold 1,880 shares
@ $2.1845, valued at
$4.1k
Sold 30,800 shares
@ $2.1626, valued at
$66.6k
Sold 51,000 shares
@ $2.2367, valued at
$114.1k
Sold 38,386 shares
@ $2.148, valued at
$82.5k
Sold 86,968 shares
@ $2.0778, valued at
$180.7k
Sold 81,263 shares
@ $2.1029, valued at
$170.9k
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| 09/06/2019 |
4
| Goldthorpe Edward J. (President, CEO) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 3,700 shares
@ $2.3838, valued at
$8.8k
Bought 700 shares
@ $2.4257, valued at
$1.7k
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| 08/26/2019 |
4
| Goldthorpe Edward J. (President, CEO) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 600 shares
@ $2.1925, valued at
$1.3k
Bought 5,300 shares
@ $2.1853, valued at
$11.6k
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| 08/20/2019 |
4
| Goldthorpe Edward J. (President, CEO) has filed a Form 4 on Portman Ridge Finance Corp|
Txns:
| Bought 8,900 shares
@ $2.1889, valued at
$19.5k
Bought 1,939 shares
@ $2.17, valued at
$4.2k
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| 08/14/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/01/2019 |
4
| Pastino Albert G (Director) has filed a Form 4 on KCAP Financial, Inc.|
Txns:
| Disposed/sold 5,000 options to buy
@ $4.93, valued at
$24.7k
Disposed/sold 5,000 options to buy
@ $4.83, valued at
$24.2k
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| 04/01/2019 |
4
| Stevens C Turney JR (Director) has filed a Form 4 on KCAP Financial, Inc.|
Txns:
| Disposed/sold 5,000 options to buy
@ $4.93, valued at
$24.7k
Disposed/sold 5,000 options to buy
@ $4.83, valued at
$24.2k
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| 06/27/2018 |
4
| Corless R Jon (Chief Investment Officer) has filed a Form 4 on KCAP Financial, Inc.|
Txns:
| Paid exercise price by delivering 2,436 shares
@ $3.26, valued at
$7.9k
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| 06/27/2018 |
4
| Gilpin Edward U (CFO, Treasurer and Secretary) has filed a Form 4 on KCAP Financial, Inc.|
Txns:
| Paid exercise price by delivering 696 shares
@ $3.26, valued at
$2.3k
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| 06/27/2018 |
4
| Pearson Dayl W (President and CEO) has filed a Form 4 on KCAP Financial, Inc.|
Txns:
| Paid exercise price by delivering 5,360 shares
@ $3.26, valued at
$17.5k
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| 06/21/2018 |
4
| Corless R Jon (Chief Investment Officer) has filed a Form 4 on KCAP Financial, Inc.|
Txns:
| Paid exercise price by delivering 2,886 shares
@ $3.24, valued at
$9.4k
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