Overview Financials News + Filings Key Docs Charts Transactions Holdings Ownership Insiders
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All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other
Tags
Inv. presentation
Director departure
Acq. announced
CC transcript
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LEGG MASON, INC. (LM)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 08/05/2021 |
4
| LEGG MASON, INC. (10% Owner) has filed a Form 4 on Clarion Partners Real Estate Income Fund Inc.|
Txns:
| Disposed of 5,148,181 shares
@ $0 |
|
| 06/28/2021 |
11-K
| Form 11-K - Annual report of employee stock purchase, savings and similar plans: |
| 06/21/2021 |
11-K
| Form 11-K - Annual report of employee stock purchase, savings and similar plans: |
| 02/04/2021 |
4
| LEGG MASON, INC. (10% Owner) has filed a Form 4 on Clarion Partners Real Estate Income Fund Inc.|
Txns:
| Bought 828,431 shares
@ $10.2, valued at
$8.5M
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| 08/20/2020 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)]: |
| 08/20/2020 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)]: |
| 08/14/2020 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 08/10/2020 |
25
| Form 25 - Notification of the removal from listing and registration of matured, redeemed or retired securities: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/07/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 08/04/2020 |
4
| SULLIVAN JOSEPH A (Chairman, President & CEO) has filed a Form 4 on LEGG MASON, INC.|
Txns:
| Disposed/sold 702,646 shares
@ $0
Disposed/sold 6,665 shares
@ $0
Disposed/sold 49,820 options to buy
@ $37.64, valued at
$1.9M
Disposed/sold 336 options to buy
@ $47.64, valued at
$16k
Disposed/sold 4,012 options to buy
@ $0 |
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| 08/04/2020 |
4
| Nachtwey Peter (Sr. Executive VP & CFO) has filed a Form 4 on LEGG MASON, INC.|
Txns:
| Disposed/sold 176,586 shares
@ $0
Disposed/sold 15,179 options to buy
@ $31.24, valued at
$474.2k
Disposed/sold 28,572 options to buy
@ $37.64, valued at
$1.1M
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| 08/04/2020 |
4
| Merchant Thomas C (Exec VP & General Counsel) has filed a Form 4 on LEGG MASON, INC.|
Txns:
| Disposed/sold 92,270 shares
@ $0
Disposed/sold 15,006 options to buy
@ $37.64, valued at
$564.8k
Disposed/sold 7,111 options to buy
@ $31.24, valued at
$222.1k
Disposed/sold 1,584 options to buy
@ $0 |
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| 08/04/2020 |
4
| Johnson Terence (Executive Vice President) has filed a Form 4 on LEGG MASON, INC.|
Txns:
| Disposed/sold 156,587 shares
@ $0
Disposed/sold 19,705 options to buy
@ $31.24, valued at
$615.6k
Disposed/sold 33,339 options to buy
@ $37.64, valued at
$1.3M
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| 08/04/2020 |
4
| Lattin Patricia (Executive Vice President) has filed a Form 4 on LEGG MASON, INC.|
Txns:
| Disposed/sold 43,634 shares
@ $0
Disposed/sold 3,307 options to buy
@ $31.57, valued at
$104.4k
Disposed/sold 76 options to buy
@ $0 |
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| 08/04/2020 |
4
| Murphy John V (Director) has filed a Form 4 on LEGG MASON, INC.|
Txns:
| Disposed/sold 31,450 shares
@ $0 |
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| 08/04/2020 |
4
| Hooley Stephen C (Director) has filed a Form 4 on LEGG MASON, INC.|
Txns:
| Disposed/sold 3,396 shares
@ $0 |
|
| 08/04/2020 |
4
| Quirk Alison A. (Director) has filed a Form 4 on LEGG MASON, INC.|
Txns:
| Disposed/sold 6,229 shares
@ $0 |
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| 08/04/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/04/2020 |
4
| DAVIDSON CAROL ANTHONY (Director) has filed a Form 4 on LEGG MASON, INC.|
Txns:
| Disposed/sold 3,000 shares
@ $0
Disposed/sold 24,174 restricted stock units
@ $0 |
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| 08/04/2020 |
4
| ANGELICA ROBERT E (Director) has filed a Form 4 on LEGG MASON, INC.|
Txns:
| Disposed/sold 27,772 shares
@ $0 |
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| 08/03/2020 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
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