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Merriman Holdings, Inc (MERR) Create: Alert

All | News | Filings
Date FiledTypeDescription
03/17/2016 8-K Form 8-K - Current report
09/10/2013 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Merriman Acquires Transaction Platform SAN FRANCISCO – September 10, 2013 – Merriman Capital, Inc., a wholly owned subsidiary of Merriman Holdings, Inc. , today announced the acquisition of Distribution Networks LLC’ s transaction platform to help facilitate its growing private placement business. “Our Financial Entrepreneur Platform has reached critical mass with 33 bankers and research analysts. It’ s important at this juncture to make sure the communications flow, document management and compliance functions are seamless among the growing number of users. Distribution Networks, founded by financial technology executive Bob Ward, provides us with a highly scalable platform for all of our sales people, their clients and the overall market,” said Jon Merriman, CEO of Merriman Holdings. “Bo..."
05/01/2013 8-K Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: "Merriman Capital Completes Recapitalization SAN FRANCISCO, May1, 2013-- Merriman Capital, Inc., a wholly owned subsidiary of Merriman Holdings, Inc. , announced today that it has closed its recapitalization of its balance sheet through the simultaneous conversion of approximately $1.2 Million in debt, extinguishment of accumulated dividends, and the conversion of the balance of all preferred shares into common stock in a transaction valued at $3MM. The recapitalization eliminates approximately $800,000 of preferred dividends per year, and was led by the firm’ s largest preferred shareholder, and Co-Chairman, Ronald Chez. All of the members of the board and management participated in the recapitalization as well as members of the advisory board and several strategic investors within the ind..."
08/14/2012 8-K Quarterly results
Docs: "Merriman HOLDINGS, INC. Announces Financial Results for the Second quarter Ended June 30, 2012"
08/03/2012 8-K Unregistered Sales of Equity Securities, Material Modifications to Rights of Security Holders, Amendments to Articles of Inco...
Docs: "Certificate of Amendment of Certificate of Designation"
06/08/2012 8-K Form 8-K - Current report
05/18/2012 8-K Unregistered Sales of Equity Securities, Material Modifications to Rights of Security Holders, Amendments to Articles of Inco...
Docs: "Certificate of Amendment of Certificate of Designation, effective May 14, 2011",
"2012 Stock Incentive Plan"
05/15/2012 8-K Quarterly results
Docs: "Merriman HOLDINGS, INC. Announces Financial Results for the FIRST Quarter Ended March 31, 2012"
03/29/2012 8-K Quarterly results
Docs: "Merriman HOLDINGS, INC. Announces Financial Results for the FOURTH Quarter Ended DECember 31, 2011 AND FISCAL YEAR 2011 SAN FRANCISCO – March 29, 2012 – Merriman Holdings, Inc. , the parent company of Merriman Capital, Inc., today released earnings for 2011. 2011 Financial Highlights:"
01/18/2012 8-K Form 8-K - Current report
01/05/2012 8-K Unregistered Sales of Equity Securities, Material Modifications to Rights of Security Holders, Amendments to Articles of Inco...
Docs: "Certificate of Amendment of Certificate of Designation implementing changes to antidilution provisions of Series D Preferred Stock, effective December 29, 2011",
"Certificate of Designation of Series E Preferred Stock, effective December 29, 2011",
"Press Release announcing Series E Preferred Stock funding"
12/30/2011 8-K Other Events
11/22/2011 8-K Form 8-K - Current report
11/15/2011 8-K Form 8-K - Current report
10/26/2011 8-K Form 8-K - Current report
10/06/2011 8-K Other Events, Financial Statements and Exhibits
Docs: "MERRIMAN HOLDINGS TO FOCUS ON EQUITIES EXECUTION BUSINESS AND OTCQX ADVISORY SERVICES"
09/26/2011 8-K Other Events, Financial Statements and Exhibits
Docs: "MERRIMAN HOLDINGS, INC. TO PURSUE STRATEGIC ALTERNATIVES"
08/17/2011 8-K Form 8-K - Current report
05/12/2011 8-K Form 8-K - Current report
04/27/2011 8-K Form 8-K - Current report
04/13/2011 8-K Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregister...
Docs: "Form of Secured Promissory Note",
"Form of Chez Secured Promissory Note",
"Form of Warrant issued to investors who are not officers, directors, consultants or employees of the Company",
"Form of Insider Warrant dated April 7, 2011, issued to investors who are officers, directors, consultants or employees of the Company"
02/10/2011 8-K Form 8-K - Current report
01/26/2011 8-K Form 8-K - Current report
01/11/2011 8-K Form 8-K - Current report
12/23/2010 8-K Appointed a new director
Docs: "MERRIMAN HOLDINGS APPOINTS BOARD MEMBERS Names Patrick W. O’Brien to Board of Directors and Doug Bergeron to Advisory Board"
12/14/2010 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
11/15/2010 8-K Quarterly results
Docs: "MERRIMAN HOLDINGS, INC. ANNOUNCES FINANCIAL RESULTS FOR THE THIRD QUARTER ENDED SEPTEMBER 30, 2010"
10/05/2010 8-K Form 8-K - Current report
09/24/2010 8-K Form 8-K - Current report
09/01/2010 8-K Form 8-K - Current report
08/20/2010 8-K Form 8-K - Current report
08/12/2010 8-K Quarterly results
Docs: "MERRIMAN CURHAN FORD ANNOUNCES FINANCIAL RESULTS FOR THE SECOND QUARTER, ENDED JUNE 30, 2010 AND RESULTS FROM ITS ANNUAL SHAREHOLDERS’ MEETING"
05/18/2010 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
05/17/2010 8-K Quarterly results
Docs: "MERRIMAN CURHAN FORD ANNOUNCES FINANCIAL RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2010"
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