Date Filed | Type | Description |
02/13/2020 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
01/15/2020 |
15-12G
| Form 15-12G - Securities registration termination [Section 12(g)]: |
12/20/2019 |
4
| TANNURA FRANK V (Director) has filed a Form 4 on OHA Investment Corp
Txns:
| Disposed/sold 25,588 shares
@ $0 |
|
12/20/2019 |
4
| STERN JAMES A (Director) has filed a Form 4 on OHA Investment Corp
Txns:
| Disposed/sold 25,588 shares
@ $0 |
|
12/20/2019 |
4
| ORAN STUART I (Director) has filed a Form 4 on OHA Investment Corp
Txns:
| Disposed/sold 25,588 shares
@ $0 |
|
12/20/2019 |
4
| Gilbert Cory (CFO and Treasurer) has filed a Form 4 on OHA Investment Corp
Txns:
| Disposed/sold 8,459 shares
@ $0 |
|
12/20/2019 |
4
| AUGUST GLENN R (Director) has filed a Form 4 on OHA Investment Corp
Txns:
| Disposed/sold 816,402 shares
@ $0 |
|
12/19/2019 |
N-54C
| Form N-54C - Notification of withdrawal by business development companies: |
12/19/2019 |
8-K
| Quarterly results |
12/18/2019 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
12/12/2019 |
8-K
| Submission of Matters to a Vote of Security Holders, Other Events, Financial Statements and Exhibits |
11/14/2019 |
425
| Form 425 - Prospectuses and communications, business combinations: |
11/12/2019 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
11/12/2019 |
8-K
| Quarterly results |
11/12/2019 |
10-Q
| Quarterly Report for the period ended September 30, 2019 |
11/07/2019 |
425
| Form 425 - Prospectuses and communications, business combinations: |
11/06/2019 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits |
11/05/2019 |
DEFM14A
| Form DEFM14A - Definitive proxy statement relating to merger or acquisition: |
10/16/2019 |
PRER14A
| Form PRER14A - Preliminary Proxy Soliciting materials: |
09/13/2019 |
PREM14A
| Form PREM14A - Preliminary proxy statements relating to merger or acquisition: |
09/11/2019 |
8-K
| Quarterly results |
08/13/2019 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
08/13/2019 |
8-K
| Quarterly results |
08/12/2019 |
10-Q
| Quarterly Report for the period ended June 30, 2019 |
08/07/2019 |
425
| Form 425 - Prospectuses and communications, business combinations: |
08/06/2019 |
425
| Form 425 - Prospectuses and communications, business combinations: |
08/05/2019 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits |
08/05/2019 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
08/02/2019 |
40-17F2
| Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]: |
08/02/2019 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
08/02/2019 |
425
| Form 425 - Prospectuses and communications, business combinations: |
08/02/2019 |
425
| Form 425 - Prospectuses and communications, business combinations: |
08/01/2019 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
08/01/2019 |
8-K
| Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits |
|