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OHA Investment Corp (OHAI) Create: Alert

All | News | Filings
Date FiledTypeDescription
02/13/2020 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
01/15/2020 15-12G Form 15-12G - Securities registration termination [Section 12(g)]:
12/20/2019 4 TANNURA FRANK V (Director) has filed a Form 4 on OHA Investment Corp
Txns: Disposed/sold 25,588 shares @ $0
12/20/2019 4 STERN JAMES A (Director) has filed a Form 4 on OHA Investment Corp
Txns: Disposed/sold 25,588 shares @ $0
12/20/2019 4 ORAN STUART I (Director) has filed a Form 4 on OHA Investment Corp
Txns: Disposed/sold 25,588 shares @ $0
12/20/2019 4 Gilbert Cory (CFO and Treasurer) has filed a Form 4 on OHA Investment Corp
Txns: Disposed/sold 8,459 shares @ $0
12/20/2019 4 AUGUST GLENN R (Director) has filed a Form 4 on OHA Investment Corp
Txns: Disposed/sold 816,402 shares @ $0
12/19/2019 N-54C Form N-54C - Notification of withdrawal by business development companies:
12/19/2019 8-K Quarterly results
12/18/2019 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
12/12/2019 8-K Submission of Matters to a Vote of Security Holders, Other Events, Financial Statements and Exhibits
Docs: "OHA Investment Corporation Announces Stockholder Approval of Proposed Merger With Portman Ridge Finance Corporation"
11/14/2019 425 Form 425 - Prospectuses and communications, business combinations:
11/12/2019 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
11/12/2019 8-K Quarterly results
11/12/2019 10-Q Quarterly Report for the period ended September 30, 2019
11/07/2019 425 Form 425 - Prospectuses and communications, business combinations:
11/06/2019 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "OHA Investment Corporation Schedules its Earnings Release and Conference Call for Quarter Ended September 30, 2019"
11/05/2019 DEFM14A Form DEFM14A - Definitive proxy statement relating to merger or acquisition:
10/16/2019 PRER14A Form PRER14A - Preliminary Proxy Soliciting materials:
09/13/2019 PREM14A Form PREM14A - Preliminary proxy statements relating to merger or acquisition:
09/11/2019 8-K Quarterly results
08/13/2019 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
08/13/2019 8-K Quarterly results
Docs: "OHA Investment Corporation Announces Second Quarter 2019 Results"
08/12/2019 10-Q Quarterly Report for the period ended June 30, 2019
08/07/2019 425 Form 425 - Prospectuses and communications, business combinations:
08/06/2019 425 Form 425 - Prospectuses and communications, business combinations:
08/05/2019 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "OHA Investment Corporation Schedules its Earnings Release and Conference Call for Quarter Ended June 30, 2019"
08/05/2019 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
08/02/2019 40-17F2 Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]:
08/02/2019 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
08/02/2019 425 Form 425 - Prospectuses and communications, business combinations:
08/02/2019 425 Form 425 - Prospectuses and communications, business combinations:
08/01/2019 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
08/01/2019 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits
Docs: "Agreement and Plan of Merger, by and among OHA Investment Incorporation, Portman Ridge Finance Corporation, Storm Acquisition Sub Inc. and Sierra Crest Investment Management LLC",
"OHA Investment Corporation to Merge with Portman Ridge Finance Corporation"
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