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New Mountain Guardian III BDC, L.L.C. Create: Alert

All | News | Filings
Date FiledTypeDescription
08/11/2023 10-Q Quarterly Report for the period ended June 30, 2023
08/10/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "CUSTODY AGREEMENT"
06/29/2023 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits  ...
Docs: "NEW MOUNTAIN GUARDIAN III BDC, L.L.C."
06/16/2023 40-17G/A Form 40-17G/A - Fidelity Bond [Rule 17G-1(g)]: [Amend]
06/09/2023 DEF 14C Form DEF 14C - Other definitive information statements:
05/30/2023 8-K Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits  Interactive Data
05/15/2023 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
03/24/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
03/09/2023 10-K Annual Report for the period ended December 31, 2022
02/27/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
02/13/2023 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
02/10/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/10/2023 SC 13G/A Cliffwater Corporate Lending Fund reports a 8.7% stake in New Mountain Guardian III BDC L.L.C.
02/01/2023 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
11/10/2022 10-Q Quarterly Report for the period ended September 30, 2022
11/10/2022 8-K Quarterly results
10/18/2022 SC 13G/A Pension Fund for State Employees reports a 3.5% stake in NEW MOUNTAIN GUARDIAN III BDC, L.L.C.
10/03/2022 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
10/03/2022 4 New Mountain Guardian Investments III, L.L.C. (10% Owner) has filed a Form 4 on New Mountain Guardian III BDC, L.L.C.
Txns: Bought 4,500,000 shares @ $10, valued at $45M
Bought 7,565,196 shares @ $10, valued at $75.7M
Bought 5,615,696 shares @ $10, valued at $56.2M
Bought 5,615,696 shares @ $10, valued at $56.2M
08/12/2022 10-Q Quarterly Report for the period ended June 30, 2022
07/12/2022 8-K Quarterly results
07/01/2022 8-K Quarterly results
06/22/2022 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
06/01/2022 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
05/24/2022 40-APP Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
05/12/2022 10-Q Quarterly Report for the period ended March 31, 2022
04/13/2022 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Investment Advisory and Management Agreement, by and between New Mountain Guardian III BDC, L.L.C. and New Mountain Finance Advisers BDC, L.L.C"
03/21/2022 DEF 14C Form DEF 14C - Other definitive information statements:
03/15/2022 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Form of First Supplement to Master Note Purchase Agreement, by and between New Mountain Guardian III BDC, L.L.C. and the purchasers party thereto",
"Form of Second Amendment to Loan Authorization Agreement, between New Mountain Guardian III BDC, L.L.C. and BMO Harris Bank N.A",
"Form of Amendment No. 4 to Loan and Security Agreement, among New Mountain Guardian III SPV, L.L.C., as the borrower, New Mountain Guardian III BDC, L.L.C., as the collateral manager, New Mountain Guardian III BDC, L.L.C., as the equityholder and seller, Wells Fargo Bank, National Association, as the administrative agent and the lenders party thereto"
03/11/2022 PRE 14C Form PRE 14C - Other preliminary information statements:
03/09/2022 10-K Annual Report for the period ended December 31, 2021
03/09/2022 3 Hartswell Joseph (Chief Compliance Officer) has filed a Form 3 on New Mountain Guardian III BDC, L.L.C.
03/09/2022 8-K Quarterly results
02/25/2022 3 Boswerger Laura Holson (COO) has filed a Form 3 on New Mountain Guardian III BDC, L.L.C.
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