Rocket


Overview
Financials
News + Filings
Key Docs
Charts
Ownership
Insiders


All
All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other
Tags
Asset disposition
Preliminary results
Quarterly results
CC transcript
Acq. announced
First Eagle Private Credit, LLC (NEWS) Create: Alert

All | News | Filings
Date FiledTypeDescription
12/18/2020 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
08/13/2020 40-APP Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
05/19/2020 APP WD Form APP WD - Withdrawal of an Application for exemption [Section 12(g)] or from filing certain reports [Section 13(a)]:
05/28/2019 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
09/11/2018 40-APP Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
02/09/2018 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/09/2018 SC 13G/A DIMENSIONAL FUND ADVISORS LP reports a 0% stake in NEWSTAR FINANCIAL INC
01/02/2018 15-12B Form 15-12B - Securities registration termination [Section 12(b)]:
12/28/2017 EFFECT Form EFFECT - Notice of Effectiveness:
12/28/2017 EFFECT Form EFFECT - Notice of Effectiveness:
12/28/2017 EFFECT Form EFFECT - Notice of Effectiveness:
12/22/2017 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
12/22/2017 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
12/22/2017 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
12/22/2017 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
12/22/2017 POS AM Form POS AM - Post-Effective amendments for registration statement:
12/22/2017 POS AM Form POS AM - Post-Effective amendments for registration statement:
12/22/2017 POS AM Form POS AM - Post-Effective amendments for registration statement:
12/22/2017 SC 13E3/A Form SC 13E3/A - Going private transaction by certain issuers: [Amend]
12/22/2017 8-K Termination of a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Notice of Delisting or Fa...
Docs: "Amended and Restated Certificate of Incorporation of NewStar Financial, Inc",
"Amended and Restated Bylaws of NewStar Financial, Inc",
"NewStar Stockholders Approve Acquisition by First Eagle",
"FIRST EAGLE INVESTMENT MANAGEMENT COMPLETES ACQUISITION OF NEWSTAR FINANCIAL"
12/22/2017 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
12/22/2017 4 NOONAN FRANK R (Director) has filed a Form 4 on NewStar Financial, Inc.
Txns: Disposed/sold 89,697 shares @ $0
Disposed/sold 10,000 options to buy @ $10.11, valued at $101.1k
12/22/2017 4 THORNBURGH RICHARD E (Director) has filed a Form 4 on NewStar Financial, Inc.
Txns: Disposed/sold 154,293 shares @ $0
12/22/2017 4 OHARA MAUREEN (Director) has filed a Form 4 on NewStar Financial, Inc.
Txns: Disposed/sold 126,455 shares @ $0
Disposed/sold 10,000 options to buy @ $10.11, valued at $101.1k
12/22/2017 4 McAuliffe Patrick F (Head, Leveraged Finance) has filed a Form 4 on NewStar Financial, Inc.
Txns: Disposed/sold 175,298 shares @ $0
12/22/2017 4 McCready Daniel D. (Chief Investment Officer) has filed a Form 4 on NewStar Financial, Inc.
Txns: Disposed/sold 99,037 shares @ $0
12/22/2017 4 Fallon Brian (Director) has filed a Form 4 on NewStar Financial, Inc.
Txns: Disposed/sold 99,892 shares @ $0
Disposed/sold 10,000 options to buy @ $10.11, valued at $101.1k
12/22/2017 4 du Four Mark R. (Head - Leveraged Finance) has filed a Form 4 on NewStar Financial, Inc.
Txns: Disposed/sold 137,778 shares @ $0
12/22/2017 4 Conway Timothy J (Chairman, CEO and President) has filed a Form 4 on NewStar Financial, Inc.
Txns: Disposed/sold 1,629,494 shares @ $0
12/22/2017 4 Bray John Kirby (CFO) has filed a Form 4 on NewStar Financial, Inc.
Txns: Disposed/sold 620,404 shares @ $0
12/22/2017 4 Bralver Charles N (Director) has filed a Form 4 on NewStar Financial, Inc.
Txns: Gifted 10,000 shares @ $0
Disposed/sold 158,068 shares @ $0
12/22/2017 4 COOPER BRADLEY E (Director) has filed a Form 4 on NewStar Financial, Inc.
Txns: Disposed of 7,731 shares @ $0
Acquired 7,731 shares @ $0
Disposed/sold 84,165 shares @ $0
Disposed/sold 47,975 shares @ $0
Disposed/sold 5,000 options to buy @ $10.11, valued at $50.6k
12/12/2017 4 COOPER BRADLEY E (10% Owner) has filed a Form 4 on NewStar Financial, Inc.
Txns: Acquired 51,528 shares @ $0
Disposed of 4,000,000 shares @ $0
12/12/2017 SC 13D/A Capital Z Partners Management, LLC reports a 0.3% stake in NewStar Financial, Inc.
  Next >>

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy