| Date Filed | Type | Description |
| 06/06/2019 |
4/A
| BALL GEORGE L (Executive Co-Chairman) has filed a Form 4 on Tectonic Financial, Inc.|
Txns:
| Granted 104,229 shares
@ $0
Bought 500 preferred shares
@ $10, valued at
$5k
|
|
| 05/15/2019 |
4
| BALL GEORGE L (Executive Co-Chairman) has filed a Form 4 on Tectonic Financial, Inc.|
Txns:
| Granted 104,229 shares
@ $0
Bought 2,500 preferred shares
@ $10, valued at
$25k
|
|
| 05/13/2019 |
3
| BALL GEORGE L (Director) has filed a Form 3 on Tectonic Financial, Inc. |
| 09/20/2012 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 03/21/2012 |
4
| BALL GEORGE L (CEO) has filed a Form 4 on EDELMAN FINANCIAL GROUP INC.|
Txns:
| Exercised 17,244 shares
@ $6.93, valued at
$119.5k
Granted 68,975 restricted stock units
@ $0
Exercised 17,244 restricted stock units
@ $0 |
|
| 03/12/2012 |
4
| BALL GEORGE L (CEO) has filed a Form 4 on EDELMAN FINANCIAL GROUP INC.|
Txns:
| Exercised 16,512 restricted stock units
@ $6.22, valued at
$102.7k
|
|
| 04/04/2011 |
4/A
| BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC|
Txns:
| Granted 16,515 shares
@ $6.98, valued at
$115.3k
Paid exercise price by delivering 5,776 shares
@ $6.98, valued at
$40.3k
Granted 66,046 restricted stock units
@ $0
Exercised 16,515 restricted stock units
@ $0 |
|
| 04/04/2011 |
4/A
| BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC|
Txns:
| Granted 16,515 shares
@ $6.98, valued at
$115.3k
Paid exercise price by delivering 5,776 shares
@ $6.98, valued at
$40.3k
|
|
| 04/01/2011 |
4/A
| BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC|
Txns:
| Bought 25,000 shares
@ $7.02, valued at
$175.5k
|
|
| 03/23/2011 |
4/A
| Form 4 - Statement of changes in beneficial ownership of securities [amend] |
| 03/23/2011 |
4/A
| BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC|
Txns:
| Bought 25,000 shares
@ $7.02, valued at
$175.5k
Bought 25,000 shares
@ $7.02, valued at
$175.5k
|
|
| 03/23/2011 |
4/A
| BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC|
Txns:
| Granted 65,976 shares
@ $6.98, valued at
$460.5k
|
|
| 03/23/2011 |
4
| BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC|
Txns:
| Bought 5,000 shares
@ $7.02, valued at
$35.1k
|
|
| 03/21/2011 |
4
| BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC|
Txns:
| Granted 65,976 shares
@ $6.98, valued at
$460.5k
|
|
| 12/13/2010 |
4
| BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC|
Txns:
| Gifted 7,000 shares
@ $0 |
|
| 08/24/2010 |
4
| LIFE SCIENCES OPPORTUNITIES FUND II LP (10% Owner) has filed a Form 4 on IGI LABORATORIES, INC|
Txns:
| Converted 2,382,167 shares
@ $0
Converted 13,310,657 shares
@ $0
Converted 153 convertible preferred
@ $0
Converted 854 convertible preferred
@ $0 |
|
| 04/13/2010 |
4
| LIFE SCIENCES OPPORTUNITIES FUND II LP (10% Owner) has filed a Form 4 on IGI LABORATORIES, INC|
Txns:
| Bought 573 convertible preferred
@ $0
Bought 102 convertible preferred
@ $0 |
|
| 03/29/2010 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 03/03/2010 |
4
| BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC|
Txns:
| Granted 10,000 shares
@ $5.18, valued at
$51.8k
|
|
| 12/21/2009 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 03/16/2004 |
5
| Form 5 -- Annual statement of changes in beneficial ownership of securities |