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TAILWIND FINANCIAL INC. (TNF)
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Filings
Date Filed
Type
Description
02/01/2010
SC 13G/A
Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
04/30/2009
15-12B
Form 15-12B -- Securities registration termination [Section 12(b)]
04/20/2009
25-NSE
Form 25-NSE --
04/20/2009
25-NSE
Form 25-NSE --
04/16/2009
SC 13G
Form SC 13G -- Statement of acquisition of beneficial ownership by individuals
04/08/2009
8-K
Quarterly results
04/06/2009
8-K
Termination of a Material Definitive Agreement, Financial Statements and Exhibits
03/25/2009
PRER14A
Form PRER14A -- Preliminary Proxy Soliciting materials
03/13/2009
SC 13G
Form SC 13G -- Statement of acquisition of beneficial ownership by individuals
03/10/2009
PRER14A
Form PRER14A -- Preliminary Proxy Soliciting materials
02/17/2009
SC 13G
Aldebaran Investments, LLC reports a 5.5% stake in Tailwind Financial Inc.
02/17/2009
SC 13G/A
Form SC 13G/A -- Statement of acquisition of beneficial ownership by individuals [amend]
02/13/2009
10-Q
Quarterly Report for the period ended December 31, 2008
02/09/2009
NT 10-Q
Form NT 10-Q -- Notification of inability to timely file Form 10-Q or 10-QSB
02/09/2009
SC 13G/A
Fir Tree Partners has filed a Schedule 13D for Tailwind Financial Inc.
02/05/2009
SC 13G/A
HBK Services LLC reports a 5.3% stake in Tailwind Financial Inc.
02/05/2009
SC 13G/A
HBK Partners II L.P. reports a 5.3% stake in Tailwind Financial Inc.
02/05/2009
SC 13G/A
HBK Management LLC reports a 5.3% stake in Tailwind Financial Inc.
02/05/2009
SC 13G/A
HBK Master Fund LP reports a 5.3% stake in Tailwind Financial Inc.
02/05/2009
SC 13G/A
HBK New York LLC reports a 5.3% stake in Tailwind Financial Inc.
02/05/2009
SC 13G/A
HBK INVESTMENTS L P reports a 5.3% stake in Tailwind Financial Inc.
01/28/2009
SC 13G/A
CITIGROUP INC reports a 14.8% stake in Tailwind Financial Inc.
01/26/2009
4
Form 4 - Statement of changes in beneficial ownership of securities
01/26/2009
8-K
Form 8-K -- Current report
01/26/2009
PRE 14A
Form PRE 14A -- Other preliminary proxy statements
11/10/2008
10-Q
Quarterly Report for the period ended September 30, 2008
09/15/2008
10-K
Annual Report for the period ended June 30, 2008
09/04/2008
8-K
Form 8-K -- Current report
08/08/2008
8-K
Termination of a Material Definitive Agreement, Financial Statements and Exhibits
Docs:
"
Notice of Termination
",
"
TAILWIND FINANCIAL INC. AND ASSET ALLIANCE CORPORATION ANNOUNCE TERMINATION OF MERGER AGREEMENT
"
06/12/2008
8-K
Other Events
05/14/2008
10-Q
Quarterly Report for the period ended March 31, 2008
05/13/2008
8-K
Investor presentation
Docs:
"
Investor Presentation dated May 2008
"
02/07/2008
10-Q
Quarterly Report for the period ended December 31, 2007
01/11/2008
8-K
Other Events, Financial Statements and Exhibits
Docs:
"
Transcript of Conference Call
"
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