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PHOENIX TECHNOLOGIES LTD (PTEC) Create: Alert

All | News | Filings
Date FiledTypeDescription
12/28/2010 15-12G Form 15-12G - Securities registration termination [Section 12(g)]
12/27/2010 EFFECT Form EFFECT - Notice of Effectiveness
12/08/2010 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
11/24/2010 4 Ramius LLC (10% Owner) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
Txns: Disposed/sold 683,265 shares @ $0
Disposed/sold 1,938,814 shares @ $0
Disposed/sold 2,481,421 shares @ $0
11/24/2010 4 Ramius LLC (10% Owner) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
11/24/2010 SC 13D/A Ramius LLC reports a 0% stake in Phoenix Technologies Ltd.
11/24/2010 4 TUCHMAN MITCHELL (Director) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
Txns: Unknown transaction of 3,750 options to buy @ $3.99, valued at $15k
Unknown transaction of 11,250 options to buy @ $3.99, valued at $44.9k
Unknown transaction of 3,750 options to buy @ $4, valued at $15k
Unknown transaction of 11,250 options to buy @ $4, valued at $45k
Unknown transaction of 40,000 options to buy @ $3.23, valued at $129.2k
11/24/2010 4 TRAUB KENNETH H (Director) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
Txns: Unknown transaction of 10,000 options to buy @ $2.67, valued at $26.7k
Unknown transaction of 30,000 options to buy @ $2.67, valued at $80.1k
11/24/2010 4 TERINO EDWARD (Director) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
Txns: Unknown transaction of 10,000 options to buy @ $2.67, valued at $26.7k
Unknown transaction of 30,000 options to buy @ $2.67, valued at $80.1k
11/24/2010 4 Smith Jeffrey C (Director) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
Txns: Unknown transaction of 10,000 options to buy @ $2.67, valued at $26.7k
Unknown transaction of 30,000 options to buy @ $2.67, valued at $80.1k
11/24/2010 4 Noling Richard (Director) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
Txns: Unknown transaction of 3,750 options to buy @ $3.9, valued at $14.6k
Unknown transaction of 11,250 options to buy @ $3.9, valued at $43.9k
Unknown transaction of 3,750 options to buy @ $3.65, valued at $13.7k
Unknown transaction of 11,250 options to buy @ $3.65, valued at $41.1k
Unknown transaction of 30,000 options to buy @ $3.23, valued at $96.9k
11/24/2010 4 Little Patrick W (Director) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
Txns: Unknown transaction of 10,000 options to buy @ $2.67, valued at $26.7k
Unknown transaction of 30,000 options to buy @ $2.67, valued at $80.1k
11/24/2010 4 LACEY THOMAS A (President and CEO) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
Txns: Unknown transaction of 389,004 shares @ $4.2, valued at $1.6M
11/24/2010 4 GIBBS DAVID L (Sr. VP, WW Field Ops.) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
Txns: Unknown transaction of 106,760 shares @ $4.2, valued at $448.4k
Unknown transaction of 200,000 options to buy @ $2.63, valued at $526k
11/24/2010 4 FULLER DALE L (Director) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
Txns: Unknown transaction of 70,000 shares @ $4.2, valued at $294k
Unknown transaction of 10,000 options to buy @ $2.67, valued at $26.7k
Unknown transaction of 30,000 options to buy @ $2.67, valued at $80.1k
11/24/2010 4 Chu Timothy C (VP, General Counsel, Secretary) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
Txns: Unknown transaction of 75,000 options to buy @ $2.9, valued at $217.5k
11/24/2010 4 Barnett Douglas E (Director) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
Txns: Unknown transaction of 25,000 shares @ $4.2, valued at $105k
Unknown transaction of 3,750 options to buy @ $2.91, valued at $10.9k
Unknown transaction of 11,250 options to buy @ $2.91, valued at $32.7k
Unknown transaction of 40,000 options to buy @ $3.23, valued at $129.2k
Unknown transaction of 3,750 options to buy @ $2.61, valued at $9.8k
Unknown transaction of 11,250 options to buy @ $2.61, valued at $29.4k
11/24/2010 4 Andersen Robert J (CFO) has filed a Form 4 on PHOENIX TECHNOLOGIES LTD
Txns: Unknown transaction of 1,300 shares @ $4.2, valued at $5.5k
Unknown transaction of 200,000 options to buy @ $2.76, valued at $552k
11/23/2010 8-K Quarterly results
11/23/2010 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
11/19/2010 8-K Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
Docs: "Phoenix Announces Results of Special Stockholder Meeting MILPITAS, Calif., Nov. 19, 2010 — Phoenix Technologies Ltd. , the global leader in core systems software , announced that at a special meeting of stockholders held today the Phoenix stockholders approved the Company's merger with Pharaoh Merger Sub Corp. , a wholly-owned subsidiary of Pharaoh Acquisition LLC , each an affiliate of Marlin Equity Partners . Pursuant to the terms of the Agreement and Plan of Merger, dated as of August 17, 2010, by and among Phoenix and affiliates of Marlin, as amended October 21, 2010 and November 3, 2010 , as a result of the merger, Phoenix will become a subsidiary of Marlin Equity III, L.P. Approximately 97% of the shares voting at the special meeting of stockholders voted in favor of the adoption of ..."
11/09/2010 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
11/08/2010 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
11/08/2010 8-K Form 8-K - Current report
11/03/2010 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
11/03/2010 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits
Docs: "Amendment to the Agreement and Plan of Merger by and among Phoenix Technologies Ltd., Pharaoh Acquisition LLC, Pharaoh Merger Sub Corp., and Marlin Equity II, L.P. and Marlin Equity III, L.P.",
"Phoenix Announces Revised Merger Agreement with Marlin Equity Partners for Increased Consideration of $4.20 per Share in Cash"
11/01/2010 SC 13D Form SC 13D - General statement of acquisition of beneficial ownership:
11/01/2010 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
11/01/2010 8-K Other Events, Financial Statements and Exhibits
Docs: "Phoenix Receives Definitive Offer from the Gores Group to Acquire the Company for $4.20 per Share in Cash"
11/01/2010 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
10/29/2010 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
10/29/2010 8-K Form 8-K - Current report
10/26/2010 4 Form 4 - Statement of changes in beneficial ownership of securities
10/26/2010 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
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