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Rubicon Technologies, Inc.
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All | News | Filings
Date Filed | Type | Description |
09/27/2023 |
8-K
| Material Modifications to Rights of Security Holders, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Yea... |
08/21/2023 |
8-K
| Termination of a Material Definitive Agreement Interactive Data |
08/15/2023 |
144/A
| Form 144/A - Report of proposed sale of securities: [Amend] |
08/15/2023 |
144
| Form 144 - Report of proposed sale of securities: |
08/11/2023 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits Interactive Data
Docs:
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"ASSIGNOR",
"AMENDMENT TO CONVERTIBLE DEBENTURE This AMENDMENT TO CONVERTIBLE DEBENTURE dated as of August 8, 2023, by and between Rubicon Technologies, Inc. and the investor signatory hereto . Each of the Company and the Holder shall be referred to collectively as the “Parties” and individually as a “Party.” W I T N E S S E T H : WHEREAS, pursuant to the terms of that certain Securities Purchase Agreement dated as of November 30, 2022, executed by and among the Company and the investors party thereto, the Company issued to the Holder Convertible Debenture , dated as of November 30, 2022 in an aggregate principal amount of $7 million which is convertible into shares of the Company’ s Class A common stock, par value $0.0001. The Securities Purchase Agreement contained customary representations, warranti...",
"AMENDMENT TO CONVERTIBLE DEBENTURE This AMENDMENT TO CONVERTIBLE DEBENTURE dated as of August 8, 2023, by and between Rubicon Technologies, Inc. and the investor signatory hereto . Each of the Company and the Holder shall be referred to collectively as the “Parties” and individually as a “Party.” W I T N E S S E T H : WHEREAS, pursuant to the terms of that certain Securities Purchase Agreement dated as of November 30, 2022, executed by and among the Company and the investors party thereto, the Company issued to the Holder Convertible Debenture , dated as of February 3, 2023 in an aggregate principal amount of $10 million which is convertible into shares of the Company’ s Class A common stock, par value $0.0001. The Securities Purchase Agreement contained customary representations, warranti..." |
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08/11/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
08/08/2023 |
8-K
| Quarterly results |
08/03/2023 |
SC 13D/A
| Enrich Jose Miguel reports a 26.3% stake in Rubicon Technologies, Inc. |
08/03/2023 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
07/14/2023 |
SC 13G/A
| Palantir Technologies Inc. reports a 6.2% stake in Rubicon Technologies, Inc. |
06/09/2023 |
8-K
| Submission of Matters to a Vote of Security Holders Interactive Data |
06/08/2023 |
8-K/A
| Financial Statements and Exhibits Interactive Data |
06/08/2023 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs:
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"FORM OF WARRANT NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED , AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE...",
"CREDIT, SECURITY AND GUARANTY AGREEMENT dated as of June 7, 2023 by and among RUBICON TECHNOLOGIES HOLDINGS, LLC, RUBICON TECHNOLOGIES INTERNATIONAL, INC., RUBICON GLOBAL, LLC, CLEANCO LLC, CHARTER WASTE",
"CREDIT, SECURITY AND GUARANTY AGREEMENT dated as of June 7, 2023 by and among RUBICON TECHNOLOGIES HOLDINGS, LLC, RUBICON TECHNOLOGIES INTERNATIONAL, INC., RUBICON GLOBAL, LLC, CLEANCO LLC, CHARTER WASTE MANAGEMENT, INC., RIVERROAD WASTE SOLUTIONS, INC., the other entities shown on the signature pages hereto and any additional borrower that hereafter becomes party hereto, each as a Borrower, and collectively as Borrowers, and RUBICON TECHNOLOGIES, INC., and any guarantor that hereafter becomes party hereto, each as Guarantor, and collectively as Guarantors, and MIDCAP FUNDING IV TRUST, as Agent, and THE LENDERS FROM TIME TO TIME PARTY HERETO",
"Amendment”) dated as of June 7, 2023, is entered into by and among RUBICON GLOBAL, LLC, a Delaware limited liability company and RIVERROAD WASTE SOLUTIONS, INC., a New Jersey corporation (“RiverRoad”; and together with Rubicon, each an “Existing Borrower",
"FORM OF AMENDMENT TO CONVERTIBLE DEBENTURE This AMENDMENT TO CONVERTIBLE DEBENTURE dated as of June 2, 2023, by and between Rubicon Technologies, Inc. and each of the investors signatory hereto . Each of the Company and the Holders shall be referred to collectively as the “Parties” and individually as a “Party.” W I T N E S S E T H : WHEREAS, pursuant to the terms of a certain Securities Purchase Agreement dated as of December 16, 2022, executed by and among the Parties on December 16, 2022, the Company issued to the Holders convertible debentures in an aggregate principal amount of up to $17 million, net of an original issuance discount of $2 million, which are convertible into shares of the Company’ s Class A common stock, par value $0.0001. The Convertible Debentures could be purchased ...",
"FORM OF AMENDMENT TO CONVERTIBLE DEBENTURE This AMENDMENT TO CONVERTIBLE DEBENTURE dated as of June 2, 2023, by and between Rubicon Technologies, Inc. and each of the investors signatory hereto . Each of the Company and the Holders shall be referred to collectively as the “Parties” and individually as a “Party.” W I T N E S S E T H : WHEREAS, pursuant to the terms of a certain Securities Purchase Agreement dated as of February 1, 2023, executed by and among the Parties on February 1, 2023, the Company issued to the Holders a first tranche of convertible debentures in an aggregate principal amount of up to $1,226,000.00, net of an original issuance discount of approximately $163,467.00, for a total principal amount of approximately $1,389,467.00 in First Tranche Convertible Debentures, and ..." |
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05/24/2023 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits Interactive Data
Docs:
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"Schedule A",
"PATHLIGHT CAPITAL LP 100 Federal Street Boston, Massachusetts 02110 May 19, 2023 Rubicon Global, LLC 100 West Main Street, Suite 610 Lexington, Kentucky 40507 Attention: Chris Spooner Re: Maturity Extension",
"THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT",
"LOAN CONVERSION AGREEMENT",
"Rodina Capital",
"RUBICON TECHNOLOGIES, INC. 2022 EQUITY INCENTIVE PLAN AMENDMENT TO GRANT NOTICE AND STANDARD TERMS AND CONDITIONS OF RESTRICTED STOCK UNIT AWARD",
"FIRST AMENDMENT TO CEO TRANSITION AGREEMENT" |
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05/02/2023 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
05/01/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
04/13/2023 |
PRE 14A
| Form PRE 14A - Other preliminary proxy statements: |
04/06/2023 |
SC 13G/A
| Vellar Opportunities Fund Master, Ltd. reports a 3.1% stake in RUBICON TECHNOLOGIES, INC. |
04/03/2023 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
04/03/2023 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
03/31/2023 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and... |
03/28/2023 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
03/28/2023 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
03/28/2023 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
03/22/2023 |
10-K
| Annual Report for the period ended December 31, 2022 |
03/13/2023 |
8-K
| Regulation FD Disclosure Interactive Data |
03/09/2023 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits Interactive Data |
02/14/2023 |
SC 13G/A
| Vellar Opportunities Fund Master, Ltd. reports a 2.2% stake in RUBICON TECHNOLOGIES, INC. |
02/09/2023 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S... |
02/08/2023 |
S-1
| Form S-1 - General form for registration of securities under the Securities Act of 1933: |
02/07/2023 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs:
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"SECURITIES PURCHASE AGREEMENT",
"NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED , AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. Principal Amount: $[●] Interest Rate: 6.0% Debenture Issuance Date: February 1, 2023",
"REGISTRATION RIGHTS AGREEMENT",
"LOCK-UP AGREEMENT February 1, 2023 Each Buyer referenced below:",
"SCHEDULE I: SCHEDULE OF BUYERS FIRST CLOSING",
"NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED , AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. Principal Amount: $[●] Interest Rate: 8.0% Debenture Issuance Date: February 1, 2023",
"REGISTRATION RIGHTS AGREEMENT",
"LOCK-UP AGREEMENT" |
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02/03/2023 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
02/02/2023 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
02/02/2023 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
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