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Beneficient
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Filings
Date Filed
Type
Description
08/11/2023
3
Form 3 - Initial statement of beneficial ownership of securities:
08/11/2023
3
Freeman Elizabeth C. (10% Owner) has filed a Form 3 on Beneficient
08/01/2023
4
Form 4 - Statement of changes in beneficial ownership of securities:
07/11/2023
4
GWG Holdings, Inc. (10% Owner) has filed a Form 4 on Beneficient
Txns:
Acquired 43,920,786 shares @ $4.6593, valued at $204.6M
Acquired 119,975 shares @ $4.6593, valued at $559k
Disposed of 43,920,786 options to buy @ $0
Disposed of 119,975 options to buy @ $0
06/07/2023
3
GWG Holdings, Inc. (10% Owner) has filed a Form 3 on Beneficient
06/07/2023
3
Fletcher Derek L. (See Remarks) has filed a Form 3 on Beneficient
06/07/2023
3
HICKS THOMAS O (Director) has filed a Form 3 on Beneficient
06/07/2023
3
CANGANY PETER T JR (Director) has filed a Form 3 on Beneficient
06/07/2023
3
FISHER RICHARD W (Director) has filed a Form 3 on Beneficient
06/07/2023
3
Hikspoors Samuel (Chief Risk Officer) has filed a Form 3 on Beneficient
06/07/2023
3
Ezell Gregory W. (CFO) has filed a Form 3 on Beneficient
06/07/2023
3
LOCKHART DENNIS P (Director) has filed a Form 3 on Beneficient
06/07/2023
3
Silk James G. (See Remarks) has filed a Form 3 on Beneficient
06/07/2023
3
Schnitzer Bruce William (Director) has filed a Form 3 on Beneficient
06/07/2023
3
Heppner Brad K (See Remarks) has filed a Form 3 on Beneficient
06/07/2023
3
Rutledge Maria S. (Chief Technology Officer) has filed a Form 3 on Beneficient
06/07/2023
3
Wilson Scott W. (Chief Underwriting Officer) has filed a Form 3 on Beneficient
06/07/2023
3
Hill Emily B. (Director) has filed a Form 3 on Beneficient
06/07/2023
3
Welday Jeff (See Remarks) has filed a Form 3 on Beneficient
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