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CASTLE CONVERTIBLE FUND INC (CVF)
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Filings
Date Filed
Type
Description
06/26/2009
NSAR-A
Form NSAR-A -- Semi-annual report for management companies
02/13/2009
SC 13G/A
Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
01/07/2009
25-NSE
Form 25-NSE --
12/29/2008
NSAR-B
Form NSAR-B -- Annual report for management companies
09/16/2008
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
08/18/2008
SC 13G
Form SC 13G -- Statement of acquisition of beneficial ownership by individuals
02/21/2008
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
02/11/2008
SC 13G/A
UBS AG reports a
01/15/2008
SC 13G
ALGER FRED MANAGEMENT INC reports a 19.9% stake in CASTLE CONVERTIBLE FUND INC.
12/21/2007
5
Form 5 -- Annual statement of changes in beneficial ownership of securities
11/05/2007
DEF 14A
Form DEF 14A - Other definitive proxy statements:
02/14/2007
SC 13G
UBS AG reports a
02/12/2007
SC 13G
ALGER FRED MANAGEMENT INC reports a 19.9% stake in CASTLE CONVERTIBLE FUND INC.
11/13/2006
DEF 14A
Form DEF 14A - Other definitive proxy statements
10/06/2006
4
ALGER FREDERICK M (Director) has filed a Form 4 on CASTLE CONVERTIBLE FUND INC
Txns:
Sold 2,700 shares @ $23.9, valued at $64.5k
10/03/2006
4
ALGER FRED MANAGEMENT INC (Director) has filed a Form 4 on CASTLE CONVERTIBLE FUND INC
Txns:
Sold 2,700 shares @ $23.9, valued at $64.5k
09/20/2006
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
12/16/2005
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
12/01/2005
4
SAINT-AMAND NATHAN E (Director) has filed a Form 4 on CASTLE CONVERTIBLE FUND INC
Txns:
Sold 100 shares @ $22.7, valued at $2.3k
10/31/2005
DEF 14A
Form DEF 14A - Other definitive proxy statements
02/11/2005
SC 13G/A
ALGER FRED MANAGEMENT INC reports a 20.2% stake in Castle Convertible Fund, Inc.
02/01/2005
SC 13G
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 16.7% stake in CASTLE CONVERTIBLE FUND
11/16/2004
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
10/29/2004
DEF 14A
Form DEF 14A - Other definitive proxy statements
02/18/2004
SC 13G
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 15% stake in CASTLE CONVERTIBLE FUND
02/13/2004
SC 13G/A
ALGER FRED MANAGEMENT INC reports a 20.2% stake in Castle Convertible Fund, Inc.
10/30/2003
DEF 14A
Form DEF 14A - Other definitive proxy statements
09/25/2003
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
02/24/2003
SC 13G
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 12% stake in CASTLE CONVERTIBLE FUND
02/13/2003
SC 13G/A
ALGER FRED MANAGEMENT INC reports a 20% stake in Castle Convertible Fund, Inc.
10/29/2002
DEFR14A
Form DEFR14A - Revised definitive proxy soliciting materials
10/28/2002
DEF 14A
Form DEF 14A - Other definitive proxy statements
02/14/2002
SC 13G/A
ALGER FRED MANAGEMENT INC reports a 20.1% stake in Castle Convertible Fund, Inc.
02/13/2002
SC 13G
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reports a 7.7% stake in CASTLE CONVERTIBLE FUND INC
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