KANSAS CITY SOUTHERN (KSU) [Rocket]

Date Filed

Type

Description

12/15/2021

Cheatum Lora S (Sr. VP & CHRO) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Paid exercise price by delivering 567 shares @ $290.71, valued at $164.8k
Disposed/sold 17,159 shares @ $0
Disposed/sold 1,019 options to buy @ $110.13, valued at $112.2k
Disposed/sold 2,699 options to buy @ $171.86, valued at $463.9k
Disposed/sold 2,128 options to buy @ $211.1, valued at $449.2k

12/15/2021

Beebe Lydia I (Director) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Gifted 3,559 shares @ $0
Disposed/sold 2,028 shares @ $0

12/15/2021

Cordova Lu M (Director) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Disposed/sold 1,965 shares @ $0
Disposed/sold 8,066 shares @ $0

12/15/2021

Del Cueto Cuevas Oscar Augusto (President & Exec Rep of Sub) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Paid exercise price by delivering 145 shares @ $290.71, valued at $42.2k
Disposed/sold 6,360 shares @ $0
Disposed/sold 955 options to buy @ $97.77, valued at $93.4k
Disposed/sold 1,018 options to buy @ $94.23, valued at $95.9k
Disposed/sold 976 options to buy @ $119.35, valued at $116.5k
Disposed/sold 1,316 options to buy @ $82.71, valued at $108.8k
Disposed/sold 601 options to buy @ $86.89, valued at $52.2k
Disposed/sold 674 options to buy @ $105.83, valued at $71.3k
Disposed/sold 894 options to buy @ $110.13, valued at $98.5k
Disposed/sold 738 options to buy @ $171.86, valued at $126.8k
Disposed/sold 589 options to buy @ $211.1, valued at $124.3k

12/15/2021

DRUTEN ROBERT J (Director) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Disposed/sold 21,393 shares @ $0
Exercised 343 options to buy @ $0

12/15/2021

ERDMAN WARREN K (Executive Vice President) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Gifted 50 shares @ $0
Gifted 2,500 shares @ $0
Paid exercise price by delivering 692 shares @ $290.71, valued at $201.2k
Disposed/sold 53,296 shares @ $0
Disposed/sold 1,078 shares @ $0
Disposed/sold 2,620 options to buy @ $97.77, valued at $256.2k
Disposed/sold 2,777 options to buy @ $94.23, valued at $261.7k
Disposed/sold 2,668 options to buy @ $119.35, valued at $318.4k
Disposed/sold 5,233 options to buy @ $82.71, valued at $432.8k
Disposed/sold 4,916 options to buy @ $86.89, valued at $427.2k
Disposed/sold 4,219 options to buy @ $105.83, valued at $446.5k

12/15/2021

Garza Antonio O (Director) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Disposed/sold 4,448 shares @ $0

12/15/2021

Garza Santos David F (Director) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Disposed/sold 3,610 shares @ $0
Exercised 9 options to buy @ $0

12/15/2021

Godderz Adam J (SVP Chief Legal Ofc & Corp Sec) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Gifted 350 shares @ $0
Paid exercise price by delivering 1,154 shares @ $290.71, valued at $335.5k
Disposed/sold 4,390 shares @ $0
Disposed/sold 1,422 shares @ $0
Disposed/sold 1,070 options to buy @ $110.13, valued at $117.8k
Disposed/sold 2,142 options to buy @ $171.86, valued at $368.1k
Disposed/sold 2,724 options to buy @ $211.1, valued at $575k

12/15/2021

Kennedy Janet H (Director) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Disposed/sold 3,402 shares @ $0

12/15/2021

KREBS MITCHELL J (Director) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Disposed/sold 4,087 shares @ $0

12/15/2021

MCDONNELL THOMAS A (Director) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Gifted 16,771 shares @ $0
Disposed/sold 51,954 shares @ $0
Exercised 33 options to buy @ $0

12/15/2021

NAATZ MICHAEL J. (EVP & Chief Marketing Officer) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Gifted 426 shares @ $0
Paid exercise price by delivering 1,970 shares @ $290.71, valued at $572.7k
Disposed/sold 10,956 shares @ $0
Disposed/sold 3,945 options to buy @ $105.83, valued at $417.5k
Disposed/sold 6,256 options to buy @ $110.13, valued at $689k
Disposed/sold 5,727 options to buy @ $171.86, valued at $984.2k
Disposed/sold 4,082 options to buy @ $211.1, valued at $861.7k

12/15/2021

Ottensmeyer Patrick J (President & CEO) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Gifted 660 shares @ $0
Gifted 55 shares @ $0
Gifted 12,500 shares @ $0
Gifted 23,000 shares @ $0
Gifted 100 shares @ $0
Paid exercise price by delivering 5,417 shares @ $290.71, valued at $1.6M
Disposed/sold 83,823 shares @ $0
Disposed/sold 261 shares @ $0
Disposed/sold 3,666 options to buy @ $97.77, valued at $358.4k
Disposed/sold 3,876 options to buy @ $94.23, valued at $365.2k
Disposed/sold 5,652 options to buy @ $119.35, valued at $674.6k

12/15/2021

Songer Jeffrey M (EVP-Strategic Merger Planning) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Gifted 75 shares @ $0
Paid exercise price by delivering 3,102 shares @ $290.71, valued at $901.8k
Disposed/sold 28,792 shares @ $0
Disposed/sold 6,552 options to buy @ $86.89, valued at $569.3k
Disposed/sold 4,383 options to buy @ $105.83, valued at $463.9k
Disposed/sold 6,472 options to buy @ $110.13, valued at $712.8k
Disposed/sold 6,050 options to buy @ $171.86, valued at $1M
Disposed/sold 4,311 options to buy @ $211.1, valued at $910.1k

12/15/2021

Upchurch Michael W (EVP & CFO) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Gifted 2,433 shares @ $0
Paid exercise price by delivering 1,290 shares @ $290.71, valued at $375k
Disposed/sold 23,599 shares @ $0
Disposed/sold 2,186 options to buy @ $110.13, valued at $240.7k
Disposed/sold 4,033 options to buy @ $171.86, valued at $693.1k
Disposed/sold 5,069 options to buy @ $211.1, valued at $1.1M

12/15/2021

Maier Henry J (Director) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Disposed/sold 9,087 shares @ $0

12/15/2021

Grafton Suzanne M (VP & Chief Accounting Officer) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Paid exercise price by delivering 2,700 shares @ $290.71, valued at $784.9k
Disposed/sold 8,210 shares @ $0
Disposed/sold 621 options to buy @ $110.13, valued at $68.4k
Disposed/sold 1,003 options to buy @ $171.86, valued at $172.4k
Disposed/sold 1,073 options to buy @ $211.1, valued at $226.5k

12/15/2021

Orr John F (EVP - Operations) has filed a Form 4 on KANSAS CITY SOUTHERN

10/28/2021

ERDMAN WARREN K (Executive Vice President) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Sold 1,877 shares @ $305.801, valued at $574k
Exercised 3,362 options to buy @ $66.99, valued at $225.2k

10/28/2021

Cheatum Lora S (Sr. VP & CHRO) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Sold 8,761 shares @ $305.4262, valued at $2.7M
Exercised 3,618 options to buy @ $86.89, valued at $314.4k
Exercised 3,105 options to buy @ $105.83, valued at $328.6k
Exercised 2,038 options to buy @ $110.13, valued at $224.4k

10/27/2021

Grafton Suzanne M (VP & Chief Accounting Officer) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Sold 3,401 shares @ $305.2969, valued at $1M
Exercised 394 options to buy @ $119.35, valued at $47k
Exercised 1,262 options to buy @ $105.83, valued at $133.6k
Exercised 1,243 options to buy @ $110.13, valued at $136.9k
Exercised 502 options to buy @ $171.86, valued at $86.3k

10/25/2021

Del Cueto Cuevas Oscar Augusto (President & Exec Rep of Sub) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Sold 1,167 shares @ $306.42, valued at $357.6k
Exercised 1,167 options to buy @ $66.99, valued at $78.2k

10/22/2021

Godderz Adam J (SVP Chief Legal Ofc & Corp Sec) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Sold 8,844 shares @ $301.8895, valued at $2.7M
Exercised 446 options to buy @ $66.99, valued at $29.9k
Exercised 604 options to buy @ $97.77, valued at $59.1k
Exercised 631 options to buy @ $94.23, valued at $59.5k
Exercised 607 options to buy @ $119.35, valued at $72.4k
Exercised 1,218 options to buy @ $82.71, valued at $100.7k
Exercised 1,145 options to buy @ $86.89, valued at $99.5k
Exercised 982 options to buy @ $105.83, valued at $103.9k
Exercised 2,140 options to buy @ $110.13, valued at $235.7k
Exercised 1,071 options to buy @ $171.86, valued at $184.1k

10/22/2021

Upchurch Michael W (EVP & CFO) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Sold 15,702 shares @ $301.11, valued at $4.7M
Sold 22,143 shares @ $301.62, valued at $6.7M
Exercised 3,666 options to buy @ $97.77, valued at $358.4k
Exercised 3,876 options to buy @ $94.23, valued at $365.2k
Exercised 3,726 options to buy @ $119.35, valued at $444.7k
Exercised 6,973 options to buy @ $82.71, valued at $576.7k
Exercised 6,552 options to buy @ $86.89, valued at $569.3k
Exercised 6,662 options to buy @ $105.83, valued at $705k
Exercised 4,373 options to buy @ $110.13, valued at $481.6k
Exercised 2,017 options to buy @ $171.86, valued at $346.6k

10/22/2021

Ottensmeyer Patrick J (President & CEO) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Sold 4,690 shares @ $301.8948, valued at $1.4M
Exercised 4,690 options to buy @ $66.99, valued at $314.2k

10/07/2021

DRUTEN ROBERT J (Director) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Gifted 2,000 shares @ $0
Granted 14 options to buy @ $282.53, valued at $4k

10/07/2021

MCDONNELL THOMAS A (Director) has filed a Form 4 on KANSAS CITY SOUTHERN

Txns:

Gifted 10,000 shares @ $0
Granted 3 options to buy @ $282.53, valued at $949