Date Filed | Type | Description |
10/15/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
10/13/2020 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)]: |
10/09/2020 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
10/05/2020 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
10/05/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
10/05/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
10/05/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
10/05/2020 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
10/05/2020 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
10/01/2020 |
4
| STERN GARY (President and CEO) has filed a Form 4 on ASTA FUNDING INC
Txns:
| Disposed of 409,049 shares
@ $0 Disposed of 285,607 shares
@ $0 Disposed of 318,590 shares
@ $0 Disposed of 243,278 shares
@ $0 Disposed of 60,000 options to buy
@ $7.63, valued at
$457.8k
Disposed of 100,000 options to buy
@ $7.77, valued at
$777k
Disposed of 50,000 options to buy
@ $8.49, valued at
$424.5k
|
|
10/01/2020 |
4
| STERN RICKY (Senior Vice President) has filed a Form 4 on ASTA FUNDING INC
Txns:
| Disposed of 145,428 shares
@ $0 Disposed of 871,500 shares
@ $0 Disposed of 714,364 shares
@ $0 Disposed of 318,590 shares
@ $0 Disposed of 187,590 shares
@ $0 Disposed of 243,278 shares
@ $0 Disposed of 30,220 shares
@ $0 Disposed of 10,000 options to buy
@ $8.36, valued at
$83.6k
Disposed of 20,000 options to buy
@ $9.57, valued at
$191.4k
Disposed of 20,000 options to buy
@ $8.49, valued at
$169.8k
|
|
10/01/2020 |
SC 13D/A
| STERN GARY reports a 100% stake in Asta Funding, Inc. |
10/01/2020 |
4
| Berman Seth (Secretary & General Counsel) has filed a Form 4 on ASTA FUNDING INC
Txns:
| Disposed/sold 30,000 options to buy
@ $7.63, valued at
$228.9k
Disposed/sold 30,000 options to buy
@ $7.77, valued at
$233.1k
Disposed/sold 20,000 options to buy
@ $9.57, valued at
$191.4k
Disposed/sold 20,000 options to buy
@ $8.49, valued at
$169.8k
|
|
10/01/2020 |
4
| Piccolo Louis A (Director) has filed a Form 4 on ASTA FUNDING INC
Txns:
| Disposed/sold 8,000 shares
@ $13.1, valued at
$104.8k
Disposed/sold 30,000 options to buy
@ $7.63, valued at
$228.9k
Disposed/sold 35,000 options to buy
@ $7.77, valued at
$272k
Disposed/sold 37,500 options to buy
@ $9.57, valued at
$358.9k
|
|
09/29/2020 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers: [Amend] |
09/29/2020 |
8-K
| Quarterly results |
09/29/2020 |
GN
| Asta Funding, Inc. Completes Take-Private Transaction |
09/29/2020 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
09/25/2020 |
8-K
| Quarterly results |
09/25/2020 |
GN
| Asta Funding, Inc. Receives Stockholder Approval for Going-Private Transaction |
09/18/2020 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
09/18/2020 |
8-K
| Other Events, Financial Statements and Exhibits |
08/27/2020 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
08/25/2020 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers: [Amend] |
08/25/2020 |
DEFM14A
| Form DEFM14A - Definitive proxy statement relating to merger or acquisition: |
08/14/2020 |
10-Q
| Quarterly Report for the period ended June 30, 2020 |
08/14/2020 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers: [Amend] |
08/14/2020 |
PRER14A
| Form PRER14A - Preliminary Proxy Soliciting materials: |
07/24/2020 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers: [Amend] |
07/24/2020 |
PRER14A
| Form PRER14A - Preliminary Proxy Soliciting materials: |
06/26/2020 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
06/25/2020 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
06/25/2020 |
8-K
| Quarterly results |
06/25/2020 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
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