| Date Filed | Type | Description |
| 02/13/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/13/2023 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 12/13/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/08/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/07/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/14/2022 |
4
| Klein Mark D (Chairman, CEO and President) has filed a Form 4 on SURO CAPITAL CORP.|
Txns:
| Bought 25,000 shares
@ $4.34, valued at
$108.5k
Bought 25,000 shares
@ $4.18, valued at
$104.5k
|
|
| 02/14/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/03/2022 |
4
| Klein Mark D (Chairman, CEO and President) has filed a Form 4 on SURO CAPITAL CORP.|
Txns:
| Acquired 58,690 shares
@ $0 |
|
| 12/14/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/04/2021 |
4
| Klein Mark D (Chairman, CEO and President) has filed a Form 4 on SURO CAPITAL CORP.|
Txns:
| Acquired 57,939 shares
@ $0 |
|
| 08/09/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/01/2021 |
4
| Klein Mark D (Chairman, CEO and President) has filed a Form 4 on SURO CAPITAL CORP.|
Txns:
| Acquired 49,907 shares
@ $0 |
|
| 05/11/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/12/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/11/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 02/11/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 12/15/2020 |
3
| Klein Mark D (Director) has filed a Form 3 on Churchill Capital Corp V |
| 12/03/2020 |
4
| Klein Mark D (CEO and President) has filed a Form 4 on SURO CAPITAL CORP.|
Txns:
| Bought 1,575 shares
@ $11.41, valued at
$18k
Bought 1,000 shares
@ $11.58, valued at
$11.6k
|
|
| 11/18/2020 |
4
| Klein Mark D (CEO and President) has filed a Form 4 on SURO CAPITAL CORP.|
Txns:
| Bought 17,109 shares
@ $10.57, valued at
$180.8k
|
|
| 11/17/2020 |
4
| Klein Mark D (CEO and President) has filed a Form 4 on SURO CAPITAL CORP.|
Txns:
| Bought 75,000 shares
@ $9.81, valued at
$735.8k
Bought 24,661 shares
@ $10.32, valued at
$254.5k
|
|
| 11/12/2020 |
4
| Klein Mark D (CEO and President) has filed a Form 4 on SURO CAPITAL CORP.|
Txns:
| Bought 4,750 shares
@ $8.96, valued at
$42.6k
Bought 2,200 shares
@ $9.65, valued at
$21.2k
|
|
| 10/08/2020 |
4
| Klein Mark D (Director) has filed a Form 4 on MultiPlan Corp|
Txns:
| Bought 220,000 shares
@ $10.31, valued at
$2.3M
Bought 261,711 shares
@ $10.2967, valued at
$2.7M
|
|
| 07/29/2020 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 05/14/2020 |
4
| Klein Mark D (CEO and President) has filed a Form 4 on SUTTER ROCK CAPITAL CORP.|
Txns:
| Bought 1,940 shares
@ $6.05, valued at
$11.7k
|
|
| 05/13/2020 |
4
| Klein Mark D (CEO and President) has filed a Form 4 on SUTTER ROCK CAPITAL CORP.|
Txns:
| Bought 8,500 shares
@ $6.11, valued at
$51.9k
|
|
| 04/30/2020 |
4
| Klein Mark D (CEO and President) has filed a Form 4 on SUTTER ROCK CAPITAL CORP.|
Txns:
| Disposed of 950,000 options to buy
@ $6.57, valued at
$6.2M
|
|
| 02/19/2020 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 01/09/2020 |
4
| Klein Mark D (CEO and President) has filed a Form 4 on SUTTER ROCK CAPITAL CORP.|
Txns:
| Bought 5,085 shares
@ $6.65, valued at
$33.8k
Bought 13,423 shares
@ $6.79, valued at
$91.1k
|
|
| 07/19/2019 |
4
| Klein Mark D (CEO and President) has filed a Form 4 on GSV Capital Corp.|
Txns:
| Granted 950,000 options to buy
@ $6.57, valued at
$6.2M
|
|
| 06/26/2019 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 06/17/2019 |
4
| Klein Mark D (CEO and President) has filed a Form 4 on GSV Capital Corp.|
Txns:
| Bought 5,000 shares
@ $6.68, valued at
$33.4k
|
|
| 06/11/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/21/2017 |
4
| Klein Mark D (CEO) has filed a Form 4 on GSV Capital Corp.|
Txns:
| Bought 10,000 shares
@ $5.3579, valued at
$53.6k
|
|
| 09/14/2017 |
4
| Klein Mark D (CEO) has filed a Form 4 on GSV Capital Corp.|
Txns:
| Bought 10,000 shares
@ $5.1132, valued at
$51.1k
|
|
|