TD SECURITIES (USA) LLC [Rocket]

Date Filed	Type	Description
12/22/2022	X-17A-5	Form X-17A-5 - FOCUS Report:
06/24/2022	4	Form 4 - Statement of changes in beneficial ownership of securities:
06/24/2022	4	Form 4 - Statement of changes in beneficial ownership of securities:
06/24/2022	4	Form 4 - Statement of changes in beneficial ownership of securities:
06/21/2022	3	Form 3 - Initial statement of beneficial ownership of securities:
06/21/2022	3	Form 3 - Initial statement of beneficial ownership of securities:
06/21/2022	3	Form 3 - Initial statement of beneficial ownership of securities:
12/22/2021	X-17A-5	Form X-17A-5 - FOCUS Report:
04/21/2021	4	Form 4 - Statement of changes in beneficial ownership of securities:
04/21/2021	3	Form 3 - Initial statement of beneficial ownership of securities:
04/21/2021	SC 13G	Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
12/22/2020	X-17A-5	Form X-17A-5 - FOCUS Report:
12/20/2019	X-17A-5	Form X-17A-5 - FOCUS Report:
12/19/2018	X-17A-5	Form X-17A-5 - FOCUS Report:
03/22/2018	X-17A-5	Form X-17A-5 - FOCUS Report:
12/28/2016	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
12/28/2016	X-17A-5	Form X-17A-5 - FOCUS Report
07/29/2013	X-17A-5	Form X-17A-5 - FOCUS Report
12/27/2012	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
12/27/2012	X-17A-5	Form X-17A-5 - FOCUS Report
02/01/2012	X-17A-5/A	Form X-17A-5 - FOCUS Report [amend]
12/29/2011	X-17A-5	Form X-17A-5 - FOCUS Report
12/29/2011	FOCUSN	Form FOCUSN -
01/24/2011	X-17A-5	Form X-17A-5 - FOCUS Report
01/24/2011	FOCUSN	Form FOCUSN -
01/07/2010	X-17A-5	Form X-17A-5 - FOCUS Report
01/07/2010	FOCUSN	Form FOCUSN -
01/22/2009	FOCUSN	Form FOCUSN --
01/16/2009	FOCUSN	Form FOCUSN --
01/15/2009	X-17A-5	Form X-17A-5 -- FOCUS Report
06/22/1998	SC 13D	Form SC 13D - General statement of acquisition of beneficial ownership: