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WADDELL & REED FINANCIAL INC (WDR) Create: Alert

All | News | Filings
Date FiledTypeDescription
05/13/2021 15-12B Form 15-12B - Securities registration termination [Section 12(b)]:
05/12/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/03/2021 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
05/03/2021 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
05/03/2021 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
05/03/2021 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
05/03/2021 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
04/30/2021 4 WALTON JERRY W (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC
Txns: Disposed/sold 76,831 shares @ $0
Disposed/sold 4,937 restricted stock units @ $0
04/30/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/30/2021 4 Sanders Philip James (CEO) has filed a Form 4 on WADDELL & REED FINANCIAL INC
Txns: Disposed/sold 736,496 shares @ $0
Disposed/sold 108,059 restricted stock units @ $0
04/30/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/30/2021 4 MORRISSEY MICHAEL F (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC
Txns: Disposed/sold 52,187 shares @ $0
Disposed/sold 4,937 restricted stock units @ $0
04/30/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/30/2021 4 LOGUE DENNIS E (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC
Txns: Disposed/sold 76,956 shares @ $0
Disposed/sold 4,937 restricted stock units @ $0
04/30/2021 4 Kline Katherine M. A. (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC
Txns: Disposed/sold 6,794 shares @ $0
Disposed/sold 4,937 restricted stock units @ $0
04/30/2021 4 Jessee James A. (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC
Txns: Disposed/sold 11,229 shares @ $0
Disposed/sold 4,937 restricted stock units @ $0
04/30/2021 4 BLOSS BRENT K (President) has filed a Form 4 on WADDELL & REED FINANCIAL INC
Txns: Disposed/sold 367,201 shares @ $0
Disposed/sold 62,600 restricted stock units @ $0
04/30/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/30/2021 4 GODLASKY THOMAS C (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC
Txns: Disposed/sold 58,026 shares @ $0
Disposed/sold 6,517 restricted stock units @ $0
04/30/2021 4 GASAWAY SHARILYN S (Director) has filed a Form 4 on WADDELL & REED FINANCIAL INC
Txns: Disposed/sold 52,187 shares @ $0
Disposed/sold 4,937 restricted stock units @ $0
04/30/2021 4 DALEY MICHAEL JOHN (VP - Chief Acct Off,IR & Treas) has filed a Form 4 on WADDELL & REED FINANCIAL INC
Txns: Disposed/sold 7,821 shares @ $0
Disposed/sold 8,178 restricted stock units @ $0
Disposed/sold 2,047 restricted stock units @ $0
Disposed/sold 2,110 restricted stock units @ $0
04/30/2021 4 Clouse Benjamin R (SVP & CFO) has filed a Form 4 on WADDELL & REED FINANCIAL INC
Txns: Disposed/sold 105,280 shares @ $0
Disposed/sold 2,588 shares @ $0
Disposed/sold 16,694 restricted stock units @ $0
04/30/2021 4 Buyle Mark P. (SVP, GC, CLO and Secretary) has filed a Form 4 on WADDELL & REED FINANCIAL INC
Txns: Disposed/sold 86,973 shares @ $0
Disposed/sold 13,911 restricted stock units @ $0
Disposed/sold 1,409 restricted stock units @ $0
04/30/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/30/2021 8-K Quarterly results
04/29/2021 10-Q Quarterly Report for the period ended March 31, 2021
04/29/2021 10-K/A Annual Report for the period ended December 31, 2020 [amend]
04/22/2021 4/A DALEY MICHAEL JOHN (VP - Chief Acct Off,IR & Treas) has filed a Form 4 on WADDELL & REED FINANCIAL INC
Txns: Granted 2,047 options to buy @ $0
04/21/2021 8-K Quarterly results
04/13/2021 8-K Quarterly results
04/05/2021 8-K Quarterly results
03/25/2021 8-K Quarterly results
03/23/2021 8-K Quarterly results
03/15/2021 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
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