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Hercules Capital, Inc. (HTGC) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/13/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/13/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/13/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/12/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/18/2023 424B3 Form 424B3 - Prospectus [Rule 424(b)(3)]:
08/10/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Underwriting Agreement, by and among Hercules Capital, Inc. and Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC as representatives of the several underwriters named on Schedule I",
"Opinion of Dechert LLP"
08/09/2023 424B2 Form 424B2 - Prospectus [Rule 424(b)(2)]:
08/07/2023 497AD Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]:
08/07/2023 497AD Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]:
08/07/2023 424B2 Form 424B2 - Prospectus [Rule 424(b)(2)]:
08/03/2023 8-K Quarterly results
Docs: "Hercules Capital Reports Second Quarter 2023 Financial Results",
"Hercules Capital Increases Its Total Cash Distribution to $0.48 per Share for the Second Quarter 2023"
08/03/2023 10-Q Quarterly Report for the period ended June 30, 2023
07/20/2023 8-K Quarterly results
07/17/2023 4/A Meyer Seth H (CFO) has filed a Form 4 on Hercules Capital, Inc.
Txns: Paid exercise price by delivering 2,666 shares @ $15.55, valued at $41.5k
Paid exercise price by delivering 2,720 shares @ $15.73, valued at $42.8k
07/17/2023 4/A Bluestein Scott (CEO) has filed a Form 4 on Hercules Capital, Inc.
Txns: Paid exercise price by delivering 7,815 shares @ $15.55, valued at $121.5k
Paid exercise price by delivering 8,740 shares @ $15.73, valued at $137.5k
07/13/2023 4 Meyer Seth H (CFO) has filed a Form 4 on Hercules Capital, Inc.
Txns: Paid exercise price by delivering 2,657 shares @ $15.55, valued at $41.3k
Paid exercise price by delivering 2,720 shares @ $15.73, valued at $42.8k
07/13/2023 4 Follmann Christian (COO) has filed a Form 4 on Hercules Capital, Inc.
Txns: Paid exercise price by delivering 412 shares @ $15.55, valued at $6.4k
Paid exercise price by delivering 415 shares @ $15.73, valued at $6.5k
07/13/2023 4 Bluestein Scott (CEO) has filed a Form 4 on Hercules Capital, Inc.
Txns: Paid exercise price by delivering 7,916 shares @ $15.55, valued at $123.1k
Paid exercise price by delivering 8,853 shares @ $15.73, valued at $139.3k
07/12/2023 4 Botelho Kiersten Zaza (General Counsel & CCO) has filed a Form 4 on Hercules Capital, Inc.
Txns: Paid exercise price by delivering 144 shares @ $15.3, valued at $2.2k
05/25/2023 4 Loo Wade (Director) has filed a Form 4 on Hercules Capital, Inc.
Txns: Disposed/sold 138 shares @ $0
Granted 162 shares @ $13.09, valued at $2.1k
Granted 138 shares @ $0
Granted 276 shares @ $13.91, valued at $3.8k
05/25/2023 4 Follmann Christian (COO) has filed a Form 4 on Hercules Capital, Inc.
Txns: Granted 253 shares @ $13.91, valued at $3.5k
Bought 455 shares @ $13.73, valued at $6.2k
Sold 455 shares @ $13.72, valued at $6.2k
05/25/2023 4 CROWELL GAYLE A (Director) has filed a Form 4 on Hercules Capital, Inc.
Txns: Granted 218 shares @ $13.09, valued at $2.9k
Granted 865 shares @ $13.87, valued at $12k
05/25/2023 4 Fallon Thomas J (Director) has filed a Form 4 on Hercules Capital, Inc.
Txns: Disposed/sold 186 shares @ $0
Granted 218 shares @ $13.09, valued at $2.9k
Granted 186 shares @ $0
05/09/2023 4 CROWELL GAYLE A (Director) has filed a Form 4 on Hercules Capital, Inc.
Txns: Bought 7,200 shares @ $13.66, valued at $98.4k
05/08/2023 SC 13G Kingdom Holding Co. reports a 6.6% stake in HERCULES CAPITAL, INC.
05/05/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Opinion of Dechert LLP",
"Form of Equity Distribution Agreement"
05/05/2023 424B2 Form 424B2 - Prospectus [Rule 424(b)(2)]:
05/04/2023 8-K Quarterly results
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549",
"Hercules Capital Reports First Quarter 2023 Financial Results",
"Hercules Capital Declares a Total Cash Distribution of $0.47 per Share for the First Quarter 2023"
05/03/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
05/02/2023 ARS Form ARS - Annual Report to Security Holders:
04/28/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
04/17/2023 PRE 14A Form PRE 14A - Other preliminary proxy statements:
04/14/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/14/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
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