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All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other
Tags
Appointed COO
Asset disposition
Dividend declared
Appointed CFO
Quarterly results
Credit agrmnt [a]
Appointed director
CC transcript
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Hercules Capital, Inc. (HTGC)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 10/13/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/13/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/13/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/12/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/18/2023 |
424B3
| Form 424B3 - Prospectus [Rule 424(b)(3)]: |
| 08/10/2023 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits Interactive Data |
| 08/09/2023 |
424B2
| Form 424B2 - Prospectus [Rule 424(b)(2)]: |
| 08/07/2023 |
497AD
| Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]: |
| 08/07/2023 |
497AD
| Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]: |
| 08/07/2023 |
424B2
| Form 424B2 - Prospectus [Rule 424(b)(2)]: |
| 08/03/2023 |
8-K
| Quarterly results |
| 08/03/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
| 07/20/2023 |
8-K
| Quarterly results |
| 07/17/2023 |
4/A
| Meyer Seth H (CFO) has filed a Form 4 on Hercules Capital, Inc.|
Txns:
| Paid exercise price by delivering 2,666 shares
@ $15.55, valued at
$41.5k
Paid exercise price by delivering 2,720 shares
@ $15.73, valued at
$42.8k
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| 07/17/2023 |
4/A
| Bluestein Scott (CEO) has filed a Form 4 on Hercules Capital, Inc.|
Txns:
| Paid exercise price by delivering 7,815 shares
@ $15.55, valued at
$121.5k
Paid exercise price by delivering 8,740 shares
@ $15.73, valued at
$137.5k
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| 07/13/2023 |
4
| Meyer Seth H (CFO) has filed a Form 4 on Hercules Capital, Inc.|
Txns:
| Paid exercise price by delivering 2,657 shares
@ $15.55, valued at
$41.3k
Paid exercise price by delivering 2,720 shares
@ $15.73, valued at
$42.8k
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| 07/13/2023 |
4
| Follmann Christian (COO) has filed a Form 4 on Hercules Capital, Inc.|
Txns:
| Paid exercise price by delivering 412 shares
@ $15.55, valued at
$6.4k
Paid exercise price by delivering 415 shares
@ $15.73, valued at
$6.5k
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| 07/13/2023 |
4
| Bluestein Scott (CEO) has filed a Form 4 on Hercules Capital, Inc.|
Txns:
| Paid exercise price by delivering 7,916 shares
@ $15.55, valued at
$123.1k
Paid exercise price by delivering 8,853 shares
@ $15.73, valued at
$139.3k
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| 07/12/2023 |
4
| Botelho Kiersten Zaza (General Counsel & CCO) has filed a Form 4 on Hercules Capital, Inc.|
Txns:
| Paid exercise price by delivering 144 shares
@ $15.3, valued at
$2.2k
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| 05/25/2023 |
4
| Loo Wade (Director) has filed a Form 4 on Hercules Capital, Inc.|
Txns:
| Disposed/sold 138 shares
@ $0
Granted 162 shares
@ $13.09, valued at
$2.1k
Granted 138 shares
@ $0
Granted 276 shares
@ $13.91, valued at
$3.8k
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| 05/25/2023 |
4
| Follmann Christian (COO) has filed a Form 4 on Hercules Capital, Inc.|
Txns:
| Granted 253 shares
@ $13.91, valued at
$3.5k
Bought 455 shares
@ $13.73, valued at
$6.2k
Sold 455 shares
@ $13.72, valued at
$6.2k
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| 05/25/2023 |
4
| CROWELL GAYLE A (Director) has filed a Form 4 on Hercules Capital, Inc.|
Txns:
| Granted 218 shares
@ $13.09, valued at
$2.9k
Granted 865 shares
@ $13.87, valued at
$12k
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| 05/25/2023 |
4
| Fallon Thomas J (Director) has filed a Form 4 on Hercules Capital, Inc.|
Txns:
| Disposed/sold 186 shares
@ $0
Granted 218 shares
@ $13.09, valued at
$2.9k
Granted 186 shares
@ $0 |
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| 05/09/2023 |
4
| CROWELL GAYLE A (Director) has filed a Form 4 on Hercules Capital, Inc.|
Txns:
| Bought 7,200 shares
@ $13.66, valued at
$98.4k
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| 05/08/2023 |
SC 13G
| Kingdom Holding Co. reports a 6.6% stake in HERCULES CAPITAL, INC. |
| 05/05/2023 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits Interactive Data |
| 05/05/2023 |
424B2
| Form 424B2 - Prospectus [Rule 424(b)(2)]: |
| 05/04/2023 |
8-K
| Quarterly results |
| 05/03/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/02/2023 |
ARS
| Form ARS - Annual Report to Security Holders: |
| 04/28/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 04/17/2023 |
PRE 14A
| Form PRE 14A - Other preliminary proxy statements: |
| 04/14/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/14/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
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